- Bookmark
- Share
- CaseIQ
Sudarshan Lal Bajaj v. S.P Agarwala, D.O.S, W. Rly., Jaipur
Structured Summary of the Opinion (Dave, C.J.)
Factual and Procedural Background
This is a writ application under Article 226 by Sudarshanlal Bajaj challenging an order dated 6 May 1963 by the Divisional Operating Superintendent (Western Railway, Jaipur) reducing the petitioner from Assistant Station Master to Traffic Signaller for two years, effective 9 May 1963.
The factual foundation was an incident on the midnight of 30–31 July 1962 at Dausa station: an averted collision on Line No. 3 between 872 Down goods-train and 5 Up Express Passenger-train. The charge against the petitioner was that he violated orders when receiving 5 Up, by permitting lowering of signals for Line No. 3 which was occupied by 872 Down, thereby endangering public safety. The petitioner denied culpability but was found guilty and punished.
Procedurally, numerous grounds were pleaded but only two were pressed at the hearing: (1) that the Divisional Operating Superintendent lacked authority to impose the reduction in rank because the petitioner was originally appointed by the General Manager; and (2) that the inquiry was improperly conducted because the inquiring officer (Shri S.N. Shukla) was a Class III employee and, the contention ran, the inquiry should have been by a committee of at least two gazetted officers or two senior Class II officers.
Legal Issues Presented
- Whether the Divisional Operating Superintendent (DOS) had authority to impose the penalty of reduction in rank on the petitioner, given the petitioner's alleged original appointment by the General Manager.
- Whether the disciplinary inquiry was invalid because the inquiring officer was a Class III employee and, on the petitioner's case, inquiry should have been by a committee of multiple higher-ranked officers rather than a single inquiring officer.
Arguments of the Parties
Petitioner's Arguments
- The petitioner contended that he had been appointed by the General Manager and therefore only the General Manager (the appointing authority) could inflict punishment of the kind imposed (reduction in rank).
- The petitioner argued that the inquiring officer, Shri S.N. Shukla, was a Class III railway employee and that the inquiry should have been conducted by a Board/Committee consisting of at least two gazetted officers or two senior Class II officers; hence a single inquiring officer of Class III rendered the inquiry invalid.
Respondents' Arguments
- The respondents argued the petitioner was not appointed by the General Manager but initially by the District Traffic Superintendent; the Divisional Operating Superintendent is equivalent to the former District Traffic Superintendent and thus had authority to impose the penalty.
- Relying on the railway "Schedule of Powers" and the Indian Railway Establishment Code (the "Code"), respondents contended that the Disciplinary Authority may appoint either a Board of Inquiry or a single Inquiring Officer (R. 1710) and that Shri S.N. Shukla was a properly appointed inquiring officer.
- Respondents also pointed out that Shri S.N. Shukla held a post (Divisional Traffic Inspector, grade Rs. 300–400) superior to the petitioner's post (Assistant Station Master, lower grade), and that an inquiring officer need only be of rank higher than the accused.
Table of Precedents Cited
No precedents were cited in the provided opinion.
Court's Reasoning and Analysis
The court proceeded in a stepwise manner addressing the two main contentions:
-
Investigation of appointing authority and power to punish:
- The petitioner failed to produce his first appointment order; the respondents produced the petitioner's service-sheet showing initial appointment temporarily as a signaller by a wire of the District Traffic Superintendent.
- The court relied on documentary material: the service-sheet, the petitioner's personal file (showing an earlier 1958 reduction by the Divisional Operating Superintendent), and a 1958 official publication "Western Railway—Schedule of Powers—delegated by the General Manager..." which delegated powers to Divisional Superintendents and other officers to make initial appointments to non-gazetted posts in their establishments.
- After administrative reorganization (merger and introduction of divisional system), the post and functions of District Traffic Superintendent were split and the Divisional Operating Superintendent now performed functions of the earlier District Traffic Superintendent. The petitioner did not contest this equivalence.
- By reading the Schedule of Powers and Schedule II read with Rule 1705 of the Code, the court noted disciplinary powers (including reduction to a lower stage in the time-scale for Class III staff) were vested in Senior Scale Officers and Assistant Officers. The Divisional Operating Superintendent was a Senior Scale Officer and could impose the penalty inflicted.
- The court analyzed R. 1702's definition of "Disciplinary Authority," distinguishing between authority to issue charge-sheets and authority competent to impose particular penalties. It observed that while any authority competent to impose any of the penalties specified in R. 1707 may issue charge-sheets, only the authority actually competent to impose a given penalty may impose it; however, the Divisional Operating Superintendent was competent to inflict the penalty imposed (reduction in rank), whereas only appointing authority is competent for penalties of compulsory retirement, removal or dismissal.
- Conclusion on this point: the first contention (that only the General Manager could impose the punishment) failed because evidence showed the petitioner was initially appointed by District Traffic Superintendent (now equated with DOS) and the DOS possessed statutory power to impose the penalty awarded.
-
Validity of the inquiry and adequacy of the inquiring officer:
- The court examined R. 1710 of the Code, which provides that the Disciplinary Authority may inquire itself or appoint a Board of Inquiry or an Inquiring Officer, at its discretion, at the time of communicating charges or thereafter.
- The court noted that supplementary instructions in Sanjiva Row's publication were likely only guidance for officers and do not alter statutory rules; they have doubtful statutory force and cannot add to or subtract from statutory provisions.
- On the plain wording of R. 1710, appointment of a single Inquiring Officer is permissible; it is discretionary, not mandatory to appoint a Board in every case.
- The respondents averred, not disputed by the petitioner, that Shri S.N. Shukla was Divisional Traffic Inspector in the grade Rs. 300–400 (higher in pay/grade) while petitioner was in a lower grade; the court emphasized that among Class III officers there are multiple grades and that the only requirement (per clarification by the Railway Board under letter dated 10 April 1962) is that an Inquiring Officer be of rank higher than the accused, not necessarily of a different "class".
- As Shri S.N. Shukla held a post superior to the petitioner's, appointment of a single inquiring officer in this instance did not violate R. 1710 or the clarification. Hence the second contention also failed.
The court therefore found both principal objections to be without merit based on the documentary record, the delegation of powers in the Schedule, and the statutory language of R. 1702, R. 1705 (via Schedule II), R. 1707 and R. 1710.
Holding and Implications
Holding: The writ petition fails and is dismissed.
Direct consequences for the parties (as stated in the opinion):
- The impugned order dated 6 May 1963 reducing the petitioner from Assistant Station Master to Traffic Signaller for two years (with effect from 9 May 1963) stands as the petition was dismissed.
- The parties are directed to bear their own costs.
The opinion does not purport to announce broader legal principles beyond the application of the cited rules and administrative delegations to the facts; it contains no discussion of establishing a new precedent in broader terms.
Dave, C.J:— This is a writ application by Sudarshanlal Bajaj under Art. 226 of the Constitution of India challenging the validity of an order dated 6th May, 1963, passed by the Divisional Operating Superintendent, Western Railway, stationed at Jaipur, whereby the petitioner was reduced from the post of Assistant Station Master to that of the Traffic Signaller for two years with future effect from 9th May, 1963.
2. The petitioner's case is that he was Assistant Station Master at the Dausa railway station in the year 1962. On the midnight of 30th and 31st July, 1962, there was an incident of an averted collision at about 1.25 a.m on Line No. 3 in front of Dausa railway station between 872 Down goods-train entering Dausa station and 5 Up Express Passenger-train entering the same station from the opposite direction. The charge against the petitioner was that he was responsible for violating certain orders at the time of reception of 5 Up and thereby endangered the safety of the travelling public, as he gave permission for lowering of signals for road (Line No. 3) which was occupied by 872 Down goods-train. There would have been collision between the two trains, but it was averted as 5 Up stopped 408 feet and 6 inches short of engine of 872 Down. The petitioner denied the charge, but he was held guilty and punished as mentioned above.
3. Although a number of grounds were taken in the writ application, learned counsel for the petitioner has pressed only two grounds at the time of the arguments before this Court.
4. The first ground on which the impugned order dated 6th May, 1963 has been assailed is, that the Divisional Operating Superintendent had no authority to impose penalty of reducing the petitioner to a lower rank, as the petitioner was appointed by the General Manager and he alone was competent to inflict this punishment.
5. The next ground raised by learned counsel is that the inquiring officer (Shri S.N Shukla) who was appointed by the Disciplinary Authority, was a railway employee of Class III and that the enquiry could be conducted only by a Committee consisting of atleast two gazetted officers or atleast two senior class II officers.
6. The writ petition has been contested by Shri M.D Bhargava appearing for the respondents. It is urged that the petitioner was not initially appointed by the General Manager, but by the District Traffic Superintendent and that the Divisional Operating Superintendent held a post equivalent to that of the District Traffic Superintendent. He was, therefore, authorised to impose the penalty awarded to the petitioner.
7. With regard to the second objection it is contended that, according to r. 1710 of the Indian Railway Establishment Code, Volume I, hereinafter to be referred as the ‘Code’, it was not necessary for the Disciplinary Authority to appoint a Committee or a Board of Inquiry consisting of more than one person. It is pointed out that, according to the said Rule, it was open to the Disciplinary Authority to inquire into the charges itself or, if it considered necessary, it could appoint an inquiring officer for the purpose. According to learned counsel, Shri S.N Shukla was a properly appointed inquiring officer and no violation of the Rule was committed.
8. It would now be proper to take up the first objection first.
9. Learned counsel for the petitioner has not been able to place on record the first appointment order of the petitioner. He says that he could not produce the appointment order since it was never issued to his client. Learned counsel for the respondents also has not been able to lay his hands on the petitioner's appointment order. He has, however, placed on record a true copy of the service-sheet of the petitioner, which shows that he was initially appointed temporarily as a signaller by a wire of the District Traffic Superintendent. He has also shown to us the personal file of the petitioner and pointed out that in the year 1958 also he was reduced in rank to a lower scale for six months by the Divisional Operating Superintendent. He has further referred to an official publication entitled “Western Railway— Schedule of Powers—delegated by the General Manager to Heads of Departments and other officials” published in the year 1958. The relevant entry on which he relies and which appears at pages 12 and 13 of the book, is as follows:—
S. No. … … … 3 Nature of Powers … … … Appointment to Non-gazetted posts. Extent to which powers are delegated to Heads of Departments … … … Full powers to Heads of Departments to make initial appointments to sanctioned Non-Gazetted posts in their respective Departments, subject to the following conditions. D.G.M.P will function as Head of Department in this respect for the Personnel Department and Railway Schools. Extent to which powers are delegated to Divisional Superintendents and Deputy Heads of Departments … … … The DSS./Dy. Heads of Departments/Dy. CAO(G)/CAO (TA), AII/DFA/Dy. CAO (S & C) are also delegated powers to make initial appointments to all Non-gazetted posts in their respective establishments. Extent to which powers are delegated to Senior Scale Officers & Assistant Officers, etc. … … … Remarks … … …
Now, in the absence of an appointment order, there is no alternative for this Court except to rely upon the service-sheet produced by the respondents. From the perusal of the service sheet, it appears that the petitioner was initially appointed not by the General Manager, but by the District Traffic Superintendent. It is stated on behalf of the respondents that after the merger of B.B & C.I railway into what is now known as the Western Railway and after the introduction of the divisional system of administration, the railway areas were divided into divisions instead of districts. Accordingly, the post and functions of the District Traffic Superintendent were split up into the following three posts in the senior scale of pay:—
1. Divisional Operating Superintendent (DOS)
2. Divisional Commercial Superintendent (DCS) &
3. Divisional Personal (DPO)
In other words, the post of District Traffic Superintendent of B.B & C.I railway is now equated with the Divisional Operating Superintendent. This position is not contested on behalf of the petitioner. Learned counsel for the respondents has placed before the Court Government publication entitled “Western Railway—Introduction of the Divisional System.” A perusal of this book shows that from the year 1956 onwards, Divisional Operating Superintendent came in place of the District Traffic Superintendent for performing certain functions. It appears that this was the reason why the Divisional Operating Superintendent was able to punish the petitioner even in the year 1958. The petitioner has not shown if the authority of the Divisional Operating Superintendent to punish him at that time was challenged.
10. The entry in the book entitled ‘Schedule of Powers’, noted above, also shows that the Divisional Superintendents, Deputy Heads of Departments and other officials mentioned in the said entry were delegated powers to make initial appointments to non-gazetted posts in their respective departments. There is thus no force in the petitioner's argument that the Divisional Operating Superintendent was an officer lower in rank to the District Traffic Superintendent who had originally appointed him.
11. It may be further pointed out that under Schedule II read with Rule 1705 of the Code, disciplinary powers have been given to different grades of railway officers. The power to inflict punishment of reduction to a lower stage in the time-scale in respect of Class IV Staff, Artisans and Class III Staff has been given to Senior Scale Officers and Assistant Officers (Junior Scale & Class II Officers) holding independent charge. It is not disputed that the Divisional Operating Superintendent is a Senior Scale Officer and according to this Schedule, he had the authority to award penalty of reduction to a lower stage in the time-scale to the petitioner who was a member of Class III Staff.
12. It is urged by learned counsel for the petitioner that the Divisional Operating Superintendent had no power to remove the petitioner from service and since the charge-sheet dated 24th September, 1962 given to him was to show cause against his dismissal from service, the entire proceedings from that date became invalid. This argument also does not appear to be tenable in view of the definition of the term ‘Disciplinary Authority’ given in R. 1702 of the Code. The term ‘Disciplinary Authority’ has been defined therein as follows:—
“R. 1702—
(i) … … … … … … … … … …
(ii) ‘Disciplinary Authority’, in relation to the imposition of penalty on a Railway servant means, the authority competent to impose on him that penalty, provided that for imposing penalties of compulsory retirement, removal or dismissal that authority shall be the ‘Appointing Authority’, and in relation to the issue of charge-sheets, etc., under R. 1709 to 1712 and 1716 means, any authority competent to impose any of the penalties specified in R. 1707.”
It would appear from the said definition of the term ‘Disciplinary Authority’ that it consists of two parts. The first part, which is in relation to the imposition of penalty on a railway servant, shows that for this purpose of imposition of penalty, Disciplinary Authority means the authority competent to impose on him that penalty. To this, there is an exception, which is embodied in the proviso and it lays down that if penalties of compulsory retirement, removal or dismissal are to be inflicted, then the Disciplinary Authority shall be the appointing authority.
13. In the second part, which is in relation to the issue of charge-sheets etc. under R. 1709 to 1712 and 1716, the term ‘Disciplinary Authority’ means an authority competent to impose any of the penalties specified in R. 1707.
14. Now, it may be pointed out that R. 1707(1) mentions seven kinds of penalties of which those specified in els. (iv) to (vii) have been termed as major penalties in contradistinction to the rest which may be called minor penalties. The definition of the term ‘Disciplinary Authority’ shows that, any authority, which is competent to inflict any of the penalties whether it is a major penalty or a minor penalty, is competent to issue a charge-sheet. But for imposing a penalty, only that Disciplinary Authority would be competent which has been authorised by law for that purpose. In other words, an authority which is competent to impose only a minor penalty cannot impose a major penalty, though it is competent to issue a charge-sheet. For awarding the punishments of compulsory retirement, dismissal or removal, Disciplinary Authority would be Appointing Authority. It is not disputed before us that the Divisional Operating Superintendent could impose upon the petitioner penalties other than those of dismissal, removal and compulsory retirement. He, therefore, did possess the authority to frame a charge-sheet against the petitioner. It has already been noted above that it further possesses the power to reduce him to a lower post in the time-scale. There is thus no force in the first contention raised by learned counsel for the petitioner.
15. As regards the second content ion, learned counsel for the petitioner has placed his reliance on the supplementary instructions published at p. 1094 of Sanjiva Row's Indian Railways Act, 3rd Ed., Vol. II. It is doubtful if these supplementary instructions, which seem to have been given with reference to Rules, 1707 and 1730, have any statutory force, because they seem to have been issued only for the guidance of the officers. The instructions cannot add to or subtract from the provisions of law embodied in the statutory rules themselves. It may be pointed out that R. 1710 runs as follows:—
“R. 1710—Appointment of Board of Inquiring Officer — The Disciplinary Authority may enquire into the charges itself or, if it considers necessary, it may, either at the time of communicating the charges to the railway servant under R. 1709 or at any time thereafter, appoint a Board of Inquiry or an Inquiring Officer for the purpose, which will be termed as the Inquiring Authority.”
16. It would appear from the plain language of the said Rule that, according to it, the Disciplinary Authority may inquire into the charges itself or, if it considers necessary, it may, either at the time of communicating the charges to the railway servant or at any time thereafter, appoint a Board of Inquiry or an Inquiring Officer for that purpose. It is clear that it is left to the discretion of the Disciplinary Authority to appoint a Board of Inquiry or an Inquiring Officer as it thinks proper. It is not obligatory for the Disciplinary Authority to appoint a Board of Inquiry in every case. The appointment of Shri S.N Shukla alone as an Inquiring Officer cannot, therefore, be said to be wrong in terms of this rule.
17. It is averred on behalf of the respondents in their reply and it is not contradicted by the petitioner that Shri S.N Shukla was holding a post superior to the one which was held by the petitioner. Shri Shukla was Divisional Traffic Inspector in the grade of Rs. 300 to 400 while the petitioner was only an Assistant Station Master in the grade of Rs. 80 to 170 (P.S), that is, Rs. 130 to 225 (A.S). The post of Assistant Station Master was thus definitely inferior to that of the Divisional Traffic Inspector and it cannot be urged with any justification that the latter was an officer of the same status as that of the petitioner, simply because he was also an officer of Glass III. It may be pointed out that amongst Class III officers, there are a number of grades and even in the clarification, which has been made by the Railway Board under its letter No. E(D & A)/62.RG-19, dated 10th April, 1962, appearing under R. 1710, the only instruction is that an Inquiring Officer should always be of a rank higher than that of the accused. In other words, it is not noted that he must be an officer of the higher class. The Divisional Traffic Inspector was an officer of a rank higher than that of the petitioner and thus, there is no force in the second contention as well.
18. The result is that the writ petition fails and it is hereby dismissed. In the circumstances of the case, the parties are left to bear their own costs.
Alert