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Rattan Lal Gulati v. Union Of India Uoi T...
Factual and Procedural Background
This appeal arises from a suit by Rattan Lal Gulati challenging an order reverting him from the post of Assistant to that of Junior Clerk. The factual narrative in the opinion is as follows:
- Rattan Lal Gulati entered service as a Junior Clerk in the office of the Deputy Commissioner at Lahore in 1930 and was confirmed in 1934.
- In September 1943 his services were placed at the disposal of the Directorate General of Industries and Supplies (Government of India); he drew Rs. 48 per mensem plus an officiating allowance of Rs. 32.
- On 4-8-1944 he was appointed to a temporary post of Assistant (scale Rs. 200-15-500) and on 7-10-1946 was transferred to another temporary post of Assistant in the Education Department; he assumed charge on 10-10-1946 and was appointed to that post in a substantive capacity with effect from 13-1-1947.
- His lien on the Junior Clerk post at Lahore was transferred to the Deputy Commissioner's office at Amritsar in August 1950. On 18-11-1950, drawing Rs. 290 per mensem, he was directed to report to the Deputy Commissioner, Amritsar. He obtained leave of four months from 11-12-1950 but declined to join the substantive post on expiry of leave.
- On 12-4-1951 he instituted the suit seeking a declaration that the order reverting him from Assistant to Junior Clerk was void because he was reduced in rank without being informed of the grounds or being afforded a reasonable opportunity to defend himself (invoking Article 311 of the Constitution of India).
- The trial court granted the decree; the learned District Judge reversed that decision and dismissed the suit. The plaintiff appealed to this Court in a second appeal. The present opinion addresses whether the District Judge's legal conclusion was correct.
Legal Issues Presented
- Whether a permanent Government servant who is holding a temporary post in a substantive capacity can be transferred (or reverted) to a post carrying a lesser pay without being afforded a reasonable opportunity or showing cause against the action proposed to be taken in regard to him.
- Whether Article 311 of the Constitution of India (protection against dismissal or reduction in rank except after inquiry) applies to a Government servant who holds a temporary post in a substantive capacity.
Arguments of the Parties
Appellant's (Plaintiff's) Arguments
- The plaintiff argued in person that when he was appointed substantively to the temporary post of Assistant he acquired a lien on that post and therefore had a right to hold it as long as the post continued to exist.
- He contended that his transfer from a post carrying a higher salary to one carrying a lower salary amounted to a reduction in rank and thus could not be ordered except after complying with the statutory formalities set out in Article 311 of the Constitution of India.
Respondent's (Union of India) Arguments
The opinion does not contain a detailed account of the respondent's legal arguments. It records only that Mr. Bishambar Dayal appeared for the Union of India.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Kashinath Patnaik v. P.K. Papila, AIR 1952 Orissa 285 | Held that substantive appointment to a post confers a lien; reversion from a higher substantive post to a lower substantive appointment may amount to reduction in rank, attracting protections such as charges being framed. | The Court noted this decision and its statement that substantive appointment yields a lien, but used it to contrast the position of permanent substantive posts (which give lien) with temporary substantive posts (which do not give lien under the Fundamental Rules and related Regulations). |
| Civil Writ No. 254 of 1953 (Punjab) (as referred to in the opinion) | Authority for the proposition that Article 311 applies when a Government servant has the right to hold a post and is deprived of that right by removal or reduction in rank. | The Court cited this Authority to emphasize that Article 311 comes into play only where there exists a right to hold a post (i.e., a lien or equivalent entitlement). |
Court's Reasoning and Analysis
The Court's analysis proceeded in the following steps, relying on the statutory and regulatory framework cited in the opinion:
- The central legal test is whether the Government servant who holds a temporary post in a substantive capacity has a right to hold that post (a "lien" or equivalent entitlement) such that Article 311 protections against removal or reduction in rank would apply.
- The Court examined the Central Civil Services (Temporary Service) Rules, 1949, which govern temporary service. Under those Rules a temporary Government servant may be deemed to be in "quasi-permanent service" if certain conditions (continuous service exceeding three years and a declaration by the appointing authority) are satisfied; a quasi-permanent servant has protections similar to permanent servants (Rule 6). But these Rules do not apply to persons who hold a lien on any post under the Government of India or any provincial Government (Rule 1).
- The Court concluded that the plaintiff was not governed by the 1949 Rules because Rule 1 excludes persons who hold a lien on any post under the Government of India or a provincial Government. Had the 1949 Rules applied, and had the plaintiff not been declared quasi-permanent, his services could have been terminated on a month's notice; but the Rules' inapplicability meant the Court had to look to the Fundamental Rules.
- The Court then interpreted the Fundamental Rules, which distinguish between a Government servant who holds a permanent post in a substantive capacity and one who holds a temporary post in a substantive capacity. The Fundamental Rules define "lien" (F. Rule 9(13)) as the title to hold substantively a permanent post (including a tenure post). Lien can be suspended under F. Rule 14(b) and, except in specific cases, may not be terminated so as to leave the servant without a lien on a permanent post (F. Rule 14-A). F. Rule 15 restricts substantive transfer to posts carrying less pay except in specified circumstances.
- From the rules the Court drew the critical distinction: a lien can only be acquired on a permanent post or tenure post and not on a temporary post. Consequently, appointment substantively to a temporary post does not confer a lien and does not give a right to hold the post indefinitely.
- The Court accepted that a person appointed substantively to a temporary post obtains valuable rights (e.g., pay fixation under Article 156 C.S.R., and increment/leave counting under Article 159 C.S.R.), but these do not amount to the protective right to hold the post (lien) that would trigger Article 311 safeguards.
- Therefore, because the plaintiff could not acquire a lien on the temporary post, he had no right to hold it for the period the post existed, and he could be removed or transferred to a post with lower salary without contravening the Fundamental Rules or invoking Article 311 protections.
Holding and Implications
Holding: The appeal is dismissed. The Court held that the plaintiff, having been appointed substantively only to a temporary post, did not acquire a lien on that post and therefore Article 311 protections against reduction in rank did not apply to prevent his reversion or transfer to a post carrying lesser pay. The Court ordered that the parties shall bear their own costs.
Implications:
- Direct effect: The plaintiff's challenge to the order reverting him from Assistant to Junior Clerk fails; the reversion/transfer was lawful on the basis that a substantive appointment to a temporary post does not create a lien that would attract Article 311 protection.
- Scope: The opinion explains the distinction between substantive appointment to permanent posts (which create lien and associated protections) and substantive appointment to temporary posts (which confer certain pay and leave rights but not a lien). The opinion does not set out any separate broader policy pronouncement beyond the legal conclusions drawn from the cited rules and precedents.
1. This appeal raises the question whether a permanent Government servant, who is holding a temporary post in a substantive capacity, can be transferred to a post carrying a lesser pay without being afforded a reasonable opportunity or showing cause against the action proposed to be taken in regard to him.
2. One Rattan Lal Gulati is the plaintiff in this case. He entered service as a Junior Clerk in the office of the Deputy Commissioner at Lahore in the year 1930 and was confirmed in his appointment in the year 1934. In September 1943, when he was drawing a salary of Rs. 48/- per mensem his services were placed at the disposal of the Directorate General of Industries and Supplies in the Government of India and he commenced drawing a sallary of Rs. 48/- per mensem plus as officiating allowance of Rs. 32/- per mensem. On 4-8-1944 he was appointed to a temporary post of Assistant in the scale of Rs. 200-15-500/- and on 7-10-1946 he was transferred on the same salary to another temporary post of Assistant in the Education Department, He assumed charge of his duties on 10-10-46 and was appointed to the said ppst in a substantive capacity with effect from 13-1-1947. His lien on the post of Junior Clerk in the Deputy Commissioner's office at Lahore was transferred to the Deputy Commissioner's office at Amritsar in the month of August 1950. On 18-11-1950 when he was drawing a salary of Rs. 290/- per mensem he was directed to report himself immediately for duty to the Deputy Commissioner, Amritsar. He asked for and was granted leave for a pefiod of four months with effect from 11-12-1950. He was due to join his substantive post in Amritsar on the expiry of his leave but he declined to do so and on 12-4-1951 he brought the suit, out of which this appeal has arisen, for a declaration that the order reverting him from the post of an Assistant to that of a Junior Clerk was void and of no effect as he was reduced in rank without being informed of the grounds on which it was proposed to take action and without being afforded a reasonable opportunity of defending himself. The trial Court granted the decree prayed for but the learned District Judge came to a contrary conclusion and dismissed the plaintiff's suit. The plaintiff has come to this Court in second appeal and the question for this Court is whether the District Judge has come to a correct determination in point of law.
3. The plaintiff has argued this case on his own behalf while Mr. Bishambar Dayal has argued it on behalf of the Union of India.
4. The plaintiff's case briefly is that when he was appointed substantively to the temporary post of Assistant in the Ministry of Education, he acquired a lien on the said post and had a right to hold it as long as the post continued to exist and consequently that his transfer from a post in which he was drawing a higher salary to a post in which he was to draw a lower salary must be deemed to be a reduction in rank which could not be ordered except after complying with the statutory formalities set out in Article 311 of the Constitution of India.
5. Our attention has been invited to a decision in -- 'Kashinath Patnaik v. P.K. Papila', AIR 1952 Orissa 285 (A). In this case, the petitioner was a permanent lower division clerk of Puri Collectorate on a pay of Rs. 50-2-70-290 per mensem. On 20-5-1946 he was appointed temporarily as Head Assistant of the Puri District Civil Supply Office on a pay of Rs. 100/- per month. On or about 20-5-1948 he was deputed to act as Head Clerk in the Civil Supply Office at Dhenkanal & was given this temporary post in a substantive capacity. On 12-7-1951 he was reverted to his permanent post in the Puri Collectorate. A Division Bench of the Orissa High Court held that as soon as a Government servant is substantively appointed to a post, he gets a right to that post which has been described as "lien" and can be removed from that post only after charges have been framed against him. It was held further that where a person holding a substantive appointment as a lower division clerk is appointed temporarily to a higher substantive post, carrying a higher scale of pay, his reversion to has substantive appointment as a lower divsion clerk will amount to "reduction in rank". In Civil Writ No. 254 of 1953 (Punjab) (B) a Division Bench of this Court held that Article 311 only comes into play when a Government servant has the right to hold a post and is deprived of that right by either being removed or being reduced in rank.
6. Prima facie a Government servant in temporary service is governed by the provisions of the Central Civil Services (Temporary Service) Rules, 1949. He may hold a temporary post either in an officiating or a substantive capacity and he may either be in service which is quasi-permanent or in service which is not quasi-permanent. He is deemed to be in quasi-permanent service if he has. been in continuous Government service for a period exceeding three years and if the appointing authority has issued a certain declaration in regard to him; he is not deemed to be in quasi-permanent service if no such declaration has been issued in regard to him. One of the privileges to which a person in quasi-permanent service is entitled is that, except in the event of reduction in the number of posts in the cadre or grade concerned, his ser- vices can be terminated in the same circumstances and in the same manner as those of a Government servant in permanent service (Rule 6). His services cannot be terminated on grounds of indiscipline or inefficiency unless formal proceedings are initiated against him. He is entitled to this very valuable right even if he is holding the temporary p ost in an officiating capacity. If, on the other and, he has not been declared quasi-permanent, he is entitled to no such rights or privileges and his services can be terminated at any time even though he is holding the temporary post in a substantive capacity, Explanation to Rule 49 of the Civil Services (Classification, Control and Appeal) Rules which enumerates the penalties which, may be imposed upon a Government servant declares that the termination of employment of a temporary Government servant appointed otherwise than under contract in accordance with Rule 5 of the Rules of 1949 does not amount to removal or dismissal within the meaning of Rule 49 or Rule 55 of the said Rules. It will be seen, therefore, that if a question arises whether a Government servant in temporary service is entitled to the safeguards provided by Article 311, it will be the duty of the Court to enquire whether he is to be deemed to be in quasi-permanent service and not whether he is holding the. temporary post in a substantive capacity.
7. The plaintiff in the present case is not governed by the Rules of- 1949 for Rule 1 of the said Rules declares that they shall not apply to a person who holds a lien on any post under the Government of India or any provincial Government. Had these Rules applied to him, there can be no manner of doubt that his services could be terminated on a month's notice for he has not been declared to be in quasi-permanent service and is not entitled to the benefit of the Rules applicable to such service.
8. The Fundamental Rules, by which the conditions of service of the plaintiff are regulated, draw a distinction between a Government servant who is holding a 'permanent' post in a 'substantive' capacity and a Government servant who is holding a temporary post in a similar capacity. A Govt. servant, who is appointed substantively to a permanent post, acquires a lien on that post for the expression "Lien" as defined in fundamental rule 9 (13) means the title of a Government servant to hold substantively the permanent post, including a tenure post, to which he has been appointed substantively. His lien may be suspended under Rule 14(b) but except in the cases mentioned in Rule 14-A it may in no circumstances be terminated even with his consent if the result would be to leave him without a Hen or a suspended lien on a permanent post (F. Rule 14-A). He can be transferred from one post to another, but except (1) on account of inefficiency or misbehaviour or (2) on his written request, he cannot be transferred substantively to or, except in a case covered by Rule 49, appointed to officiate in a post carrying less pay than the pay of the permanent post on which he holds a lien (F. Rule 15).
These provisions make it quite clear that substantive appointment to a permanent post creates a lien and that the creation of a lien on a permanent post confers the rights enumerated in Rules 12 to 15. If no lien were created, no rights would be conferred and a person having no lien on a post carrying a higher pay could be transferred to a post carrying a lower pay without attracting the provisions of Article 311 of the Constitution of India.
9. But what are the rights and privileges of a Government servant who is holding a temporary post in a substantive capacity? The rights of a temporary Government servant are obviously regulated by the Central Civil Services (Temporary Service) Rules, 1949, and those of a permanent Government servant by the Fundamental Rules. It is contended that the rights of a Government servant who is holding a temporary post in a substantive capacity are exactly the same as those of a Government servant who is holding a permanent post in a substantive capacity. I regret I am " unable to concur in this contention.
A person who is appointed substantively to a permanent post acquires a lien on the said post and this lien cannot be suspended or terminated except in the circumstances mentioned in fundamental rules 14, 14-a and 14-b and he can be transferred from a post carrying a higher salary to a post carrying a lower salary only in accordance with the provisions of Rule 15. On the other hand, a person who is appointed substantively to a temporary post cannot acquire a lien on the said post for, as stated above a lien can be acquired only on a permanent post or a tenure post and not on a temporary post.
It follows as a consequence that a person holding a temporary post in a substantive capacity has no right to hold that post indefinitely and may be 'removed or transferred to a post carrying a lower salary without contravening the provisions of the fundamental rules. indeed, the rules appear to have provided for a contingency of this kind. fundamental rule 49 empowers a Provincial Government to appoint one Government servant to hold substaintively, as a temporary measure, or to officiate in, two or more independent posts at one time.
fundamental rule 15 declares that in a casa covered by fundamental rule 49 a Government servant may be appointed to officiate in a post carrying less pay than the pay of the post on which he holds a lien.
10. But this statement should not be construed to imply that the expression 'substantive' when used with reference to a temporary post is completely meaningless and has been employed without rhyme or reason. A person, who is appointed substantively to a temporary post, may not acquire a lieu on that post but he certainly obtains valuable rights in regard to pay and leave etc. The main benefit is in regard to fixation of pay under Article 156 C. S. R., which is intended to regulate pay on substantive appointment both to permanent and temporary posts.
The words 'present substantive pay' occurring in Article 156 C. S. R., are intended to include 'substantive pay' in respect of a temporary post. Similarly, the period or interruption of service in the temporary post held substantively by duty in another post or by leave (other than extraordinary leave) counts for increment in the time scale applicable to the temporary post (vide Article 159, C. S. R.)
11. For these reasons, I am of the opinion that as the plaintiff could not acquire a lien on a temporary post, he had no right to hold the same post for such time as the post was in existence. His appointment to a temporary post in a substantive capacity conferred certain privileges in regard to pay and leave but no right to hold the post for any particular length of time. The appeal must in the circumstances be dismissed; but having regard to the difficult nature of the case, I would leave the parties to bear their own costs.
Falshaw, J.
12. I agree.
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