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Surya Prasad Rout v. State Of Orissa Opp. Party.

Orissa High Court
Dec 3, 1981
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Judgment Summary — N.K. Das, J.

Factual and Procedural Background

The petitioner was convicted under section 307, Indian Penal Code, for an alleged attempt to commit murder by stabbing P.W.2, a girl aged 15 years. The stated motive was that the petitioner had proposed marriage to the victim, who refused. The incident occurred on 8-5-1978 at about 8 a.m. according to the prosecution: the victim returned from school, the petitioner confronted her, caught her left hand, and stabbed her on the right stomach and waist and struck her face. The victim was treated by P.W.1 (a doctor) at the hospital. The prosecution says the petitioner produced the knife (M.O. I) at the Sundargarh Sadar Police Station before the Officer-in-charge (P.W.8), and the knife was seized in the presence of P.W.6.

The defence denied the incident while admitting that the victim used to come to the petitioner’s house for lessons and that the petitioner treated her as a younger sister; the petitioner denied having proposed marriage and pleaded insanity at the time of the occurrence. The courts below convicted the petitioner and imposed rigorous imprisonment for four years. The present opinion is a revision in which the High Court considered the conviction and the plea of insanity.

Legal Issues Presented

  1. Whether the plea of legal insanity (under section 84, Indian Penal Code) was established such that the petitioner was incapable, by reason of unsoundness of mind, of knowing the nature of the act or that it was wrong or contrary to law.
  2. Whether the prosecution proved beyond reasonable doubt the commission of the offence with the requisite mens rea, having regard to the burden and standard of proof delineated by section 105 of the Evidence Act read with section 104.
  3. Whether, on the totality of material (medical records, witness testimony, and the petitioner’s conduct before and after the incident), the petitioner was entitled to benefit of doubt and thus to acquittal.

Arguments of the Parties

Prosecution's Case

  • The petitioner attempted to murder P.W.2 by stabbing her with a knife on 8-5-1978; motive stated as refusal of a marriage proposal.
  • P.W.2’s injuries were examined and treated by P.W.1 (doctor), and medical evidence corroborated the existence of knife injuries.
  • Eyewitnesses (including P.W.3 and P.W.4) gave accounts of the assault; P.W.3 narrated the incident immediately after it occurred to P.W.4.
  • The petitioner produced the knife at the police station shortly after the incident; the knife was seized in the presence of P.W.6.

Defence's Case

  • Complete denial of the incident by the petitioner.
  • Admission that P.W.2 used to come to the petitioner’s house for lessons and that he treated her as a younger sister; denial of any marriage proposal.
  • Plea of legal insanity at the time of the occurrence. Evidence adduced included hospitalisation for unsoundness of mind in February 1978 (supported by doctor P.W.1 and documents Exts. B and C), and evidence from defence witnesses (D.W.2 and D.W.5) regarding mental condition around the time of the offence.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Dahyabhai Chhaganbhai Thakkar v. State of Gujrat. 1965 S.C.D 44. When legal insanity is pleaded, the Court must determine whether at the time of the offence the accused, by reason of unsoundness of mind, was incapable of knowing the nature of the act or that it was wrong or contrary to law; the crucial time is the time of the offence. Burden under section 105 Evidence Act lies on accused to prove circumstances bringing the case within the exception. The Court applied the principle that the accused must place material making the existence of the relevant circumstances probable; it considered the defence evidence and surrounding circumstances against the presumption of sanity.
(Referred) Dabyabhai Chhanganbhai Thakkar v. State of Gujrat. 1969 S.C.D 615. Reiterates that state of mind before and after the crucial time is relevant; if by reason of unsoundness of mind the accused cannot know the nature/wrongness of the act, he lacks mens rea and is entitled to acquittal; prosecution must prove actus reus and mens rea beyond reasonable doubt. The Court relied on this restatement to assess whether the accused lacked requisite mens rea and whether prosecution discharged its burden beyond reasonable doubt.
Jailal v. Delhi Administration. Confirms that state of mind before and after the event is relevant and that lack of cognitive capacity negates mens rea; prosecution bears burden of proof for mens rea. The Court used this authority to emphasize consideration of antecedent and subsequent conduct and to frame the standard of proof on mens rea.
Sarka Gundusa v. State. 1969 Crl. L.J 623. For section 84 IPC, ingredients to be proved include: (a) accused was insane, (b) insanity at the time of the act, and (c) as a result, accused incapable of knowing nature of act or that it was wrong; not all medical insanity is legal insanity; objective tests include antecedent and subsequent conduct and pattern of crime. The Court applied these criteria to evaluate whether psychiatric/behavioural material on record met the legal test for insanity or at least raised reasonable doubt about mens rea.
Mst. Shanti Devi v. State. A.I.R 1968 Delhi 177. Where legal insanity is pleaded, it is material to consider circumstances preceding, attending and following the crime: deliberation, preparation, concealment, consciousness of guilt, and efforts to avoid detection. The Court examined the petitioner’s conduct (hospitalisation, quarrelling, immediate production of the knife at police station, behaviour in jail) in light of these factors to assess consciousness of guilt and sanity.
Makra Singh v. State. 39 1973 C.L.T 1289. Motivation for the crime is important in insanity cases; absence of a rational motive for a serious crime may make establishing unsoundness of mind easier. The Court considered motive (given by prosecution) and other surrounding facts when deciding whether the plea of unsoundness of mind raised reasonable doubt; it noted the relevance of motivation as a factor.

Court's Reasoning and Analysis

The Court proceeded in two parts: (1) assessment of the prosecution case as to the assault, and (2) consideration of the plea of insanity under section 84 IPC in light of the authorities and statutory burden under section 105 of the Evidence Act.

On the prosecution case, the Court found that the assault on P.W.2 was proved: the victim's evidence was corroborated by the doctor (P.W.1) regarding injuries caused by a knife, by the testimony of eyewitnesses P.W.3 and P.W.4 (with P.W.3 describing the incident immediately afterwards), and by P.W.5 confirming movements of the victim. The knife (M.O. I) was produced by the petitioner at the police station shortly after the occurrence and was seized in presence of P.W.6. These factors established the fact of assault.

On the plea of insanity, the Court set out the applicable legal framework: section 84 IPC and the principles distilled from the cited precedents, including the burden-shifting scheme under section 105 Evidence Act (a rebuttable presumption of sanity; the accused must place material before the Court to render the existence of circumstances of unsoundness probable). The Court summarized the established tests and indicia relevant to legal insanity: antecedent and subsequent conduct, words used by the accused at or near the time, pattern and manner of the crime, attempts at concealment, and consciousness of guilt.

Applying these principles to the record, the Court noted the following material facts favourable to the defence:

  • The petitioner had been hospitalised for unsoundness of mind in February 1978, supported by doctor P.W.1 and documentary exhibits (Exts. B and C).
  • Three days prior to the occurrence, D.W.2 (a doctor) had been called by the petitioner’s sister and found the petitioner suffering from unsoundness of mind and advised specialist treatment.
  • D.W.5 (a neighbour) reported that on the morning of the date of occurrence the petitioner was quarrelling with his mother and pelting brickbats — indicating disturbed mental state that morning.
  • Immediately after the occurrence the petitioner went to the police station and produced the knife; he did not attempt concealment or avoidance of detection, which bore on consciousness of guilt.
  • The doctor-in-charge of the jail observed that the petitioner was not of sound mind and was not behaving like a normal man while in custody.
  • The assault took place in the morning on a road inside a town, not clandestinely, which the Court treated as a factor raising a reasonable doubt about the petitioner’s capacity to appreciate wrongfulness.

The Court concluded these factors, taken together and in light of the authorities governing assessment of legal insanity and the burden of proof, raised a reasonable doubt whether the petitioner had the requisite mens rea. The Court observed that these factors had not been considered by the courts below. On that basis the Court held that the petitioner was entitled to the benefit of doubt.

Holding and Implications

Revision allowed; the petitioner is acquitted on benefit of doubt; the conviction and sentence are set aside.

Consequences for the parties:

  • The petitioner’s conviction under section 307 IPC and the sentence of rigorous imprisonment for four years are set aside.
  • The petitioner is acquitted of the charge, and the bail-bonds are discharged.

No broader rule of law or new precedent is proclaimed by the Court in this opinion; the decision turns on application of established tests and authorities to the particular facts and materials on record, resulting in an acquittal on the basis of reasonable doubt as to legal insanity and mens rea.

Show all summary ...

N.K Das, J.:— Petitioner has been convicted under section 307, Indian Penal Code and has been sentenced to undergo rigorous imprisonment for four years on the allegation that he attempted to commit murder by stabbing knife on P.W 2, a girl aged 15 years but was unsuccessful in his attempt. The motive is that the petitioner persuaded the victim girl to marry him but the girl refused.

2. Prosecution case is that the parents of the victim girl (P.W 2) work as doctors in the Sundargarh District Headquarters Hospital. The petitioner was residing in the house of his sister who happens to be a nurse in the hospital, whose quarter is nearby the quarter of parents of P.W 2. On 8-5-1978 in the morning at about 8 a.m P.W 2 went to the school and returned half an Lour after with some of her friends including P.W 5 to her house. P.W 2 went to a short distance to see off her friends and while she was returning the petitioner came from a nearby place in a threatening attitude and while P.W 2 was proceeding hurriedly towards the quarter, the petitioner caught hold of her left hand and stabbed a knife on her right stomach, waist and P.W 2 fell down when the petitioner gave some blows on her face. P.W 2 was taken to the hospital where P.W 1, the doctor examined and treated her. It is further alleged that the petitioner went to Sundargarh Sadar Police Station and before the Officer in-charge (P.W 8) and in presence of P.W 6 produced the knife (M.O I) which was seized by the Investigating Officer. The defence plea is complete denial of the incident but the petitioner has admitted that prior to the occurrence P.W 2 used to come to his house for lessons and he was treating her as his younger sister. He never gave any proposal for marriage. He has taken further plea of insanity at the time of occurrence.

3. The Courts below have come to the conclusion that the prosecution story as to assault on P.W 2 has been proved and the plea of insanity of the petitioner cannot be accepted and accordingly the petitioner has been convicted.

4. P.W 2 is the victim girl and P.W 3 is an eye-witness to the occurrence. P.W 3 has narrated the incident immediately after the occurrence to P.W 4. The evidence of P.W 2 is corroborated not only by the doctor, P.W 1 as to the existence of the injuries on her body by means of a knife but also by the evidence of P.Ws 3 and 4. P.W 5 is the friend of P.W 2 who narrated the fact that she had gone with P.W 2 to the house of her parents and P.W 2 came back to leave her at some distance. After going through the evidence, I am satisfied that the prosecution has been able to establish that the petitioner has assaulted P.W 2 by means of a knife which he produced before the Investigating Officer at the Police Station shortly after the occurrence. This knife has also been seized in presence of P.W 6. Accordingly, I hold that the prosecution has been able to establish the story of assault on P.W 2 by the petitioner.

5. The petitioner has taken the plea of insanity. According to section 84 of the Indian Penal Code, nothing is an offence which is done by a person who at the time of doing it, by reason of unsoundness of mind, is incapable of knowing the nature of the act, or that he is doing what is either wrong or contrary to law.

6. In Dahyabhai Chhaganbhai Thakkar v. State of Gujrat . 1965 S.C.D 44., it has been held that when a plea of legal insanity is set up, the Court has to consider whether at the time of commission of the offence the accused, by reason of unsoundness of mind, was incapable of knowing the nature of the act or that he was doing what was either wrong or contrary to law. The crucial point of time for ascertaining the state of mind of the accused is that time when the offence was committed. Whether the accused was in such a state of mind as to be entitled to the benefit of section 84 of the Penal Code can only be established from the circumstances which preceded, attended and followed the crime. According to section 105 of the Evidence Act, the burden of proving the existence of circumstnnces bringing the case within the exception lies on the accused; and the Court shall presume the absence of such circumstances. Section 105 of the Evidence Act read with section 104 thereof, the Court shall regard the absence of such circumstances as proved unless, after considering the matters before it, it believes that the said circumstances existed or their existence was so probable that a prudent man ought, under the circumstances of the particular case, to act upon the supposition that they did exist. To put it in other words, the accused will have to rebut the presumption that such circumstances did not exist, by placing material before the Court sufficient to make it consider the existence of said circumstances so probable that a prudent man would act upon them. The accused had to satisfy the standard of a prudent man. If the material placed before the Court, such as, oral and documentary evidence, presumptions, admissions or even the prosecution evidence, satisfies the test of prudent man, the accused will have discharged the burden. The evidence so placed may not be sufficient to discharge the burden under section 105 of the Evidence Act, but it may raise a reasonable doubt in the mind of a judge as regards one or other of the necessary ingredients of the offence itself. It may, for instance, raise a reasonable doubt in the mind of the judge whether the accused had the requisite intention laid down in section 299 of the Penal Code. If the judge has such reasonable doubt, he has to acquit the accused, for in that event the prosecution will have failed to prove conclusively the guilt of the accused. The doctrine of burden of proof in the context of the plea of insanity may be stated in the following propositions

(1) The prosecution must prove beyond reasonable doubt that the accused had committed the offence with the requisite mens rea; and the burden of proving that always rests on the prosecution from the beginning to the end of the trial.

(2) There is a rebuttable presumption that the accused was not insane, when he committed the crime, in the sense laid down by section 84 of the Penal Code; the accused may rebut it by placing, before the Court all the relevant evidence oral, documentary or circumstantial, but the burden of proof upon him is no higher than that rests upon a party to civil proceedings;

(3) Even if the accused was not able to establish conclusively that he was insane at the time he committed the offence, the evidence placed before the Court by the accused or by the prosecution may raise a reasonable doubt in the mind of the Court as regards one or more of the ingredients of the offence, including mens rea of the accused and in that case the Court would be entitled to acquit the accused on the ground that the general burden of proof resting on the prosecution was not discharged. The principles laid down in Dabyabhai Chhanganbhai Thakkar v. State of Gujrat . 1969 S.C.D 615., has ako been reiterated in Jailal v. Delhi Administration. It has been held in that decision that on the question of insanity, the state of mind of the accused before and after the crucial time is relevant. If a person by reason of unsoundness of mind is incapable of knowing the nature of the act or that he is doing what is either wrong or contrary to law he cannot be guilty of any criminal intent. Such a person lacks the requisite mens rea and is entitled to an acquittal. The general burden is on the prosecution to prove beyond reasonable doubt not only the actus reus but also the mens rea. In Sarka Gundusa v. State . 1969 Crl. L.J 623. it has been held that for establishing the plea under section 84 of the Penal Code, the following ingredients are to be proved: (a) that the accused was insane, (b) that he was insane at the time when he committed the act and not merely before or after the act, and (c) that as a result of the unsoundness of mind the accused was incapable of knowing the nature of the act or that he was doing what was really wrong or contrary to law. Further every type of insanity recognised in medical science is not legal insanity, There can be no legal insanity unless the cognitive faculty of mind is destroyed as a result of unsoundness of mind to such an extent as to render the accused incapable of knowing the nature of the act or that what he is doing is wrong or contrary to law. Although no hard and fast rule can be laid down and the conclusion would vary according to the facts and circumstances of each case, certain broad tests based on objective standards, are generally looked into by Courts. These are antecedent and subsequent conduct of the person accused of the offence. Such conduct is not per se enough, but is relevant only to show what the state of the mind of the accused was at the time of the commission of the act. Some indication of the precise state of the offender's mind at the time of the commission of the act is often furnished by the words of the offender used while committing the act or immediately before or after the commission. Speaking generally the pattern of the crime, the circumstances under which it was committed, the manner and method of its execution, and the behaviour of the offender before or after the commission of the crime furnish some of the important clues to ascertain whether the accused had no cognitive faculty to know the nature of the act or that what he was doing is either wrong or contrary to law. In the case of Mst. Shanti Devi v. State . A.I.R 1968 Delhi 177., it has been held that where a plea of legal insanity is set up, it is most material to consider the circumstances which have preceded, attended and followed the crime; whether there was deliberation and preparation for the act; whether it was done in a manner which showed desire to conceal; whether after the crime, the offender showed consciousness of guilt and made efforts to avoid detection. In order to find whether the accused was by reason of unsoundness of mind incapable of knowing the nature of the act, a Court may rely not only on defence evidence, but also on what is elicited from the prosecution witnesses as well as on circumstantial evidence consisting of the previous history of the accused and his subsequent conduct in surrounding circumstances including, absence of motive. Generally, a case in which the sanity of the accused is called in question, motivation for the crime with which he is charged assumes unusual importance because if a serious crime like murder is committed by a man, who had absolutely no rational motive to commit it, the plea of unsoundness of mind can be more easily established than in other cases. This has been approved by this Court in Makra Singh v. State . 39 1973 C.L.T 1289.

7. If the materials available on record in the instant case are considered in the light of the observations made by the Supreme Court and this Court, it would appear that the petitioner was hospitalised for unsoundness of mind in February 1978 which has been substantiated by the evidence of the doctor, P.W 1 of the S.C.B Medical College Hospital, Cuttack and Exts. B and C. Three days prior to the occurrence, D.W 2, another doctor of the locality was called by the sister of the petitioner who happens to be a nurse to see the petitioner for unsoundness. D. w. 2 states that he also found that he was suffering from unsoundness and directed the sister of the petitioner to take the petitioner to the specialist. He was a doctor and he would come to the conclusion that the petitioner was suffering from unsoundness. D. w. 5 happens to be a neighbour of the petitioner.

8. He states that in the morning of the date of occurrence, it was reported to him by the mother of the petitioner that the petitioner was quarrelling with her and started pelting brickbats. This would show that the mental condition of the petitioner was not proper on the morning of the date of occurrence. Immediately after the occurrence the petitioner rushed to the Police Station and produced the knife (M.O I) with which he assaulted P.W 2. This would show that he did not try to avoid the guilt or conceal his action. After his arrest he was put inside the jail. The doctor in-charge of the jail also states that he could find out that the petitioner was not of sound mind and he was not behaving like a normal man. The fact that the petitioner assaulted P.W 2 in the morning hours in the month of May on the road inside a town would clearly show that he did not try to do anything clandestinely. All these factors raise a reasonable doubt in the mind if the petitioner was in a state of mind to know that he was doing wrong or it was against law. These factors have not been taken into consideration by the Courts below. In view of all these considerations, I hold that the petitioner is entitled to benefit of doubt.

9. In the result, the revision is allowed. The petitioner is acquitted of the charge levelled against him on benefit of doubt. The conviction and the sentence passed against the petitioner are set aside. The bail-bonds are discharged.

10. Revision allowed.