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Sulei Bewa And Others v. Gurubari Rana And Others

Orissa High Court
Jan 29, 1971
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Structured Summary of the Opinion (R.N. Misra, J.)

Factual and Procedural Background

This appeal is by the plaintiffs against the judgment of the Subordinate Judge, Dhenkanal, in a suit for partition of properties described in Schedules A to D of the plaint. The plaintiffs also sought a declaration of exclusive title in respect of a house on plot no. 2797 and a permanent injunction against defendant No. 1.

The dispute arises among relations (genealogy admitted) concerning whether Gurubari (the defendant No. 1) was adopted by Dama, which would affect his entitlement to family property. Plaintiffs alleged that Gurubari had been adopted out of the family in childhood and so had no share; defendants denied the adoption and pleaded, among other things, a previous amicable partition and that certain properties listed in the written statement were joint family (partible) properties.

At trial the Subordinate Judge (trial court) found that the plaintiffs failed to establish the adoption, rejected the plea of previous partition, and held that the properties described in the schedule to the written statement were partible and should be included in the hotchpot. The trial court's preliminary decree awarded the plaintiffs one-fourth share in properties in Schedules A–D, half share in Schedule E and included the properties in the written-statement schedule in the hotchpot; it also indicated shares of the respective defendants in various items. The plaintiffs appealed, being aggrieved chiefly on (i) the finding negativing adoption (and the consequent limitation of their share) and (ii) the inclusion of properties in the written-statement schedule as partible.

Legal Issues Presented

  1. Whether Gurubari (defendant No. 1) was validly adopted by Dama — i.e., whether the plaintiffs have discharged the burden of proof to establish the adoption.
  2. Whether the properties described in the schedule to the defendants' written statement are partible family properties and therefore required to be included in the hotchpot for partition.

Arguments of the Parties

Appellants' (Plaintiffs') Arguments

  • The plaintiffs contended that Gurubari had been adopted out of the family since childhood and had become a member of the adoptive father's family, thus losing any share in the family properties that descended from Kapila.
  • They relied on oral evidence of giving and taking of adoption (P.Ws 1, 4 and 7) and certain documentary materials: an application for recognition of the adoption by the mother (D.W.3) dated 15-4-1955 (Ext. 1) and an order dated 9-7-1955 recording “adoption recognised” (Ext. 1.a), a previous plaint (Ext. 4) and a compromise petition (Ext. 7) in an earlier suit in which the defendant had been described in a manner consistent with being the son of the adoptive father, and on certain voter lists (Exts. 6 and 6.a).
  • Counsel for the appellants (Mr. Sahu) argued that, relying on the local rules (Chapter V of the Dhenkanal State rules), recognition of adoption by the State (even if retrospective) could be treated as conclusively establishing the adoption in the present dispute.

Respondents' (Defendants') Arguments

  • The defendants disputed the adoption and challenged the plaintiffs' oral evidence as inconsistent and unreliable with substantial variance as to the date and particulars of the alleged giving and taking.
  • Defendant No. 3 (the widow of Dama) denied the genuineness of the application for recognition (Ext. 1) and alleged that it was obtained by misrepresentation; she and other defendant witnesses refuted the claim.
  • The defendants pleaded a previous amicable partition and set out certain properties as joint family property liable to partition; thus they asked for those properties to be brought into the hotchpot.
  • Counsel for the defendants (Mr. Mohanty) pointed out deficiencies in documentary reliance (for example lack of evidence about preparation and authenticity of the voters' list) and argued that the plaintiffs' witnesses were inconsistent; additionally, it was challenged that the Collector (or other authority) was shown to be competent to give retrospective recognition under the local rules.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Kishori Lal v. Mst Chaltibai, A.I.R. 1959 S.C. 504 Establishes that the burden on a party propounding adoption is heavy and the requirements for proof of adoption must be strictly satisfied. The Court applied the principle to evaluate the plaintiffs' evidence of adoption, found the oral testimony inconsistent and documentary evidence insufficiently formal or authenticated, and concluded the plaintiffs failed to discharge the heavy burden of proof required to establish adoption.

Court's Reasoning and Analysis

The court considered the two issues sequentially: first the question of adoption; second the question of partibility of the properties in the written-statement schedule.

Adoption (burden and evidence)

  • The court reiterated that the burden of proving adoption lies squarely on the plaintiffs and that this burden is heavy, relying on Kishori Lal v. Mst Chaltibai.
  • Oral evidence: The plaintiffs relied on three witnesses (P.Ws 1, 4 and 7) who purportedly saw the giving and taking. The court analysed their testimonies and found material inconsistencies and contradictions, especially about the date of adoption (variously suggested as c. 1932–33, c. 1945–46 and c. 1950–51), which made the oral evidence unreliable and not meeting the stringent standard demanded by precedent.
  • Documentary evidence: The plaintiffs produced an application for recognition of adoption (Ext. 1) dated 15-4-1955 and an order-sheet entry (Ext. 1.a) dated 9-7-1955 stating “adoption recognised.” The court examined these items in context of the local succession rules (Chapter V of the Dhenkanal State rules) which (a) require prior permission of the State to validate adoptions, (b) make a registered deed following State permission conclusive before the Mutation Department, and (c) permit retrospective recognition subject to proof of genuineness and payment of prescribed salami or penalty.
  • The court found that Ext. 1.a gave no indication that the formal requirements of the rules had been complied with, and that retrospective recognition did not automatically have the conclusiveness of a properly authorised and formally executed registered deed of adoption. Crucially, the plaintiffs had not shown that the authority (the Collector or other) which purported to recognise adoption was competent under the rules to pass the order recorded in Ext. 1.a. For that reason the court was not prepared to attach importance to Ext. 1.a.
  • The voters' list was treated as irrelevant because there was no evidence concerning its preparation, the nature of any enquiry, or its authenticity.
  • Given the unreliable oral testimony and the insufficient documentary proof (including challenges by defendant No. 3 to the genuineness of Ext.1), and applying the heavy burden rule, the court concluded the plaintiffs failed to establish that defendant No. 1 was adopted by Dama.

Partibility of Properties in the Written-Statement Schedule

  • The court observed that the burden to prove that the properties listed in the written-statement schedule were joint family (partible) properties lay on the defendants who pleaded that fact.
  • The trial court had held those properties to be family properties and brought them into the hotchpot, reasoning (in paragraph 28 of the trial judgment) that certain purchases had been admitted by plaintiff No. 1 and that Gouranga had no independent funds, thus implying a family nexus. The appellate court examined this reasoning and identified two principal errors.
  • First, the appellate court emphasized settled law that a coparcener may possess separate self-acquired property; to raise a presumption that an acquisition is joint family property, there must be evidence of a family nucleus and reliance on family funds. The defendants bore the initial burden to establish a sufficient nucleus and linkage to family funds; only then would the burden shift to the plaintiffs to show independent sources. The trial court wrongly placed the burden on the plaintiffs.
  • Second, the trial court incorrectly recorded an "admission" by plaintiff No. 1. The testimony of P.W.8 (plaintiff No. 1) — that she purchased some land from Benudbar Behera 8 or 9 years ago with money from her father's house — was not an admission that the properties described in the written-statement schedule were family purchases; it supported the plaintiffs' claim of self-acquisition.
  • The defendants also failed to identify and correlate the schedule entries with the documentary exhibits adequately. While counsel for the defendants filed a memo on 21-1-1971 attempting identification, significant lots were not identified or properly correlated (several lots in item 2 not identified, two separate plots in Ex.4 not adequately matched to schedule items, etc.). Mere assertion of identity or incomplete correlation was insufficient to discharge the defendants' burden.
  • Because the defendants did not establish that the properties were joint family property, the trial court's direction to include those properties in the hotchpot was held to be unwarranted.

Holding and Implications

APPEAL PARTLY ALLOWED

Holding:

  • The court affirmed the trial court's finding insofar as it negatived the claim of adoption; the plaintiffs failed to prove that defendant No.1 (Gurubari) was adopted by Dama.
  • The court reversed the trial court's direction that the properties described in the schedule to the written statement were partible; that direction is deleted because the defendants failed to prove those properties were joint family properties.
  • As a direct result, the plaintiffs' share in the disputed properties remains one-fourth (and not greater), but the properties in the written-statement schedule are not to be brought into the hotchpot for partition as the trial court had directed.

Implications:

  • Direct effect on the parties: The decree stands in part and is modified in part — adoption is negatived (limiting plaintiffs to one-fourth share in the disputed properties), and the inclusion of the written-statement schedule properties in the hotchpot is set aside.
  • The opinion does not record any pronouncement creating or announcing a new legal precedent; the decision applies existing principles (including the heavy burden of proof for adoption established in Kishori Lal v. Mst Chaltibai) to the facts before the court.
  • Costs: The court directed that both parties bear their own costs throughout.

Final line from the opinion: "Appeal partly allowed." Both parties to bear their own costs.

Show all summary ...

R.N Misra, J.:— The plaintiffs are appellants. The appeal is directed against the judgment of the learned Subordinate Judge, Dhenkanal, in a suit for partition of the properties described in Schedule A to D of the plaint. Relief of declaration of exclusive title in regard to a house standing on plot no. 2797 was also asked for. The plaintiffs also prayed for permanent injunction against the defendant no. 1.

2. The parties are relations and their relationship is as shown below:—

3. The plaintiffs claimed that Gurubari had been adopted out of the family since his childhood and he was actually enjoying the properties of Dama Rana, the adoptive father. Thus Gurubari had no share in the family properties, and in the properties of Kapila the plaintiffs have beocme owners and are entitled to their respective shares on division. The defendant no. 1 demanded a share and created disturbance in the plaintiffs' possession. Some of the properties were purchased jointly by Gauranga and the defendant No. 1 and some others have been purchased by Gauranga, Gurubari and Dama together. That is why, a partition became necessary and separate schedules have been given in the plaint.

4. The defendants 1 and 2 filed a joint written statement. The genealogy was admitted but the adoption of Gurubari by Dama was disputed. A previous amicable partition by metes and bounds was also pleaded. The defendant no. 3 who is the widow of Dama filed a separate written statement and denied the adoption of the defendant no. 1 by Dama. The learned trial judge came to find that the plaintiffs had failed to establish the plea of adoption. He next took up the question of previous partition and held that there was no partition as alleged by the defendants. In the written statement certain properties had been shown to be joint family properties liable for partition. The trial Court held that these properties as described in the schedule to the written statement were partible and included them in the hotchpot. Accordingly, the preliminary decree that had been passed directed that the plaintiffs would be entitled to one fourth share in the properties in schedules A to D and half share in the properties described in the schedule E as also the property appearing in the schedule of the written statement. He indicated the shares of the respective defendants in the various item of property as well. The plaintiffs are in appeal being aggrieved on two scores (i) negativing the claim of adoption and their claim to a higher share and (ii) the direction that the properties in the schedale to the written statement are partible.

5. Thus, the two questions which arise for determination in this appeal are in regard to the adoption of Gurubari by Dama and partibility of the properties in the schedule of the written statement.

6. The burden to establish the adoption is squarely on the plaintiffs and as has been laid down by their Lordships of the Supreme Court in the case of Kishori Lal v. Mst Chaltibai . A.I.R 1959 S.C 504., that burden is heavy. The written statement is significantly silent as to the exact date of adoption. In Paragraph 2 of the plaint it has been stated:—

“That the defendant no. 1 having been taken in adoption by Dama Rana from his childhood as stated in the previous paragraph has lost all his interest in the property left by Kapila Jena as he became a member of the adoptive father's family by adoption.”

7. P.ws 1, 4 and 7 are said to be witnesses of giving and taking. P.w 1 who was the Sarabarkar of the village has claimed that the adoption of the defendant no. 1 took place about 20 years prior to his giving evidence in Court. It takes up to 1945-46. The defendant no. 1 has been said to be about 12 or 13 years at the time of adoption. P.w 4 claims the adoption to have taken place about the year 1943 or 1944. While p.w 1 has made a significant statement:

“The adoption was held after the merger of Dhenkanal with the State of Orissa i. e. roughly about 2 or 3 years after the merger (meaning 1950 or 1951).” P.w 4 has stated:—

“The adoption of Gurubari was done 5 or 6 years prior to the agitation in 1938 (which would mean that it was sometime in 1932-33).”

8. Thus there is a substantial gap or variance about the time of adoption. The last witness for giving and taking on the plaintiffs' side is p.w 7. His evidence indeed is not very positive so far as the time of adoption was concerned.

9. The evidence of giving and taking as available from these three witnesses is inconsistent and contradictory not only in respect of the date of actual giving and taking also in regard to other particulars. The oral evidence is thus not very dependable and does not satisfy the requirement as indicated by their Lordships of the Supreme Court in the aforesaid decision Kishori Lal v. Mst Chaltibai. The documentary evidence in support of the claim consists of an application for recognising the adoption of the defendant no. 1 made by the mother, defendant no. 3 and the order passed by the District Magistrate thereon on 9-7-1955. Reliance is also placed on the plaint in a previous suit by the defendant no. 1 against p.w 7 wherein the defendant no. 1 described himself as son of the adoptive father. That suit ultimately compromised and the compromise petition is marked as Ext, 7. Exts. 6 and 6.a are the voters' list and ext. 10.a is a notice issued to some of the agnates of the third defendant in the recognition of the adoption matter.

10. The Voters' list appears to be most irrelevant particularly in the absence of evidence from the person who prepared it and want of evidence regarding the nature of enquiry and the authenticity of the record. I would accordingly attach no importance to the voters' list.

11. The plaint (Ex. 4) and the compromise (Ext. 7) go together and can be classed for consideration under one head. Ext. 4 is the plaint in Title Suit No. 1 of 1956 - a suit under section 9 of the Specific Relief Act. A genealogy has been appended there and the plaintiff has been shown in the genealogy as son of Dama Kan a. Apart from the description of the plaintiff in the cause-title as son of Dama and in the genealogy as Bon of Dama there is no reference to the question of adoption, In the compromise (Ex. 7) there is also no reference to the question of adoption. The plaintiffs relied upon the description of the defendant no. 1 who was plaintiff in the earlier suit as an admission of the adoption. The explanation of the defendant which is reiterated here by Mr. Mohanty is to the effect that he was under the control of his elder brother who stood to gain by propounding the plea of adoption. Admittedly Dama was the paternal uncle of the defendant no. 1 and his brother and Dama being alone, the defendant no. 1 bad been staying with him. Even on occasions he had been addressed as father. But these by themselves cannot be overemphasised to uphold the claim of adoption.

The list of the documents for consideration are the application for recognition of the adoption and the order passed thereon. The application (Ex. 1) is dated 15-4-1955. Therein it was stated that Dama had adopted the defendant no. 1 and the defendant no. 1 was living with him. During his lifetime Dama could not get the adoption recognised and he was already dead for 10 years. Ext. 1.a is the order sheet of the aforesaid Adoption Case No. 6 of 1955-56. On 9-7-1955 the proceeding was disposed of by the statement “adoption recognised.”

12. The application Ex. 1 has been challenged by the defendant no. 3, the widow (adoptive mother) of Dama as one obtained tinder misrepresentation and d.w 4 (defendant no. 3) denies its genuiness. No further details are available of this proceeding. Reliance is placed on the rules relating to succession obtaining in the Dhenkanal State. Chapter V of these Rules provide inter alia:—

“Besides all formalities observable under Hindu law except to the extent, modified by local custom, previous permission of the State is essential to validate all adoptions. Adoptions made without previous permission, may he recognised afterwards by the State on proof of genuineness and subject to the payment of the prescribed salami by the adoptee or his successor when the estate of the adoptor descents to such persons. The rate of the salami at present has been prescribed at Rs. 5/- per acre of Sarad Land Be. 1/- per acre of Taila land. After State permission has been obtained, the adoptor shall execute a registered deed to attest the fact of adoption and such deed shall be the conclusive evidence before the Mutation Department regarding the adoption, if no registered deed is executed, the adoptee, or the person interested, shall apply for the recognition of such adoption and be required to prove the actual fact of adoption and shall be liable to pay a penalty prescribed for unauthorised cases.

When an adoption has already been recognised by the State, the adoptee shall apply to the Tahsildar for mutation on the death of the adoptive father or immediately after recognition whichever is late.”

13. Belying on these provisions in the rules Mr. Sahu learned counsel for the appellants contended that with the recognition of adoption, though retrospectively, there could be no further dispute to the fact. The rule referred to above states that a registered deed of adoption after the necessary permission from the State has been obtained is conclusive evidence of adoption. Such conclusiveness, however, does not attach to a retrospective recognition. In Ext. 1.a, there is no indication of due compliance of the requirements of the aforesaid rules.

14. This rule does not avoid the performance of the formalities required to be observed under Hindu Law. Therefore until a valid adoption is established under the law, a mere recognition retrospectively granted may not be sufficient in all cases to conclusively establish such adoption. It is quite possible, there may be cases where there would be a regular proceeding, disputes would be raised and the authority would determine the question about adoption. In such a case there may be an element of res judicata.

15. It has not been shown in this case that the Collector is the competent authority to grant the retrospective recognition. The rule extracted above does not show who the competent authority was. In the absence of necessary evidence that the Collector was competent to pass an order of recognition under the aforesaid rules I am not prepared to attach any importance to Ext. 1.a.

16. On the side of the defendants three witnesses have been examined to refute the claim of adoption. As I have already indicated, the burden to establish adoption is completely on the plaintiffs who propounded the adoption. It must now be held that they have failed to establish their claim that the defendant no. 1 was adopted to Dama. The learned trial Judge had taken the right view of negativing the claim of adoption and holding that the plaintiffs were entitled to one fourth share in the properties.

17. I will no proceed to examine the other contentions in regard to the partibility of the properties shown in the schedule of the written statement. The burden on that score certainly lay on the defendants. The learned trial judge dealt with this matter in paragraph 28 of his judgment. This is how he has stated:—

“These purchases were admitted by the plaintiff No. 1 in the box. She alleged that the properties were purchased in her name from out of her own funds which she got from her father. Except her uncorroborated testimony there is no other evidence on the point. In view of that I hold that the plaintiff no. 1 had no funds to acquire the properties described under item No. 3 of the schedule of the written statement. The properties described under items 1, 2 and 4 were purchased in the name of Gouranga. As he had no independent funds these properties must be held to be the family properties of the plaintiffs and defendant no. 1. It will appear that these properties were not included as the plaintiffs thought that they are their self-acquisitions. In view of the discussions above, I hold that the properties described in the schedule of the written statement are the family properties and they must be brought to the hotchpot for the purpose of partition.”

18. The learned trial judge's reasoning seems to be wholly erroneous. It is settled law that one of the coparceners can have separate property. In order to raise a presumption that these were joint family properties existence of sufficient nucleus had to be established whereafter only it would have been for the plaintiffs to show that they had not taken assistance of the joint family nucleus in the acquistion of thr property and that the acquisition was out of some source of their own. As I have already indicated, the burden lay on the defendants to show that these were joint family properties and the learned trial judge went wrong in placing that burden on the plaintiffs discarding the plaintiffs' stand that the property was not liable to partition by saying that the plaintiff no. 1's evidence was not enough for the purpose. The learned trial judge also committed an error of record when he said that the purchases were admitted by the plaintiff no. 1 in the box. The plaintiff no. I is p.w 8. She stated:

“I have purchased some land from Benudbar Behera 8 or 9 years ago. My husband also purchased some land from him. I got money from my father's house for purchasing this land.”

19. This is not an admission of the claim in the written statement. On the other hand, there appears to be sufficient justification in the claim of Mr. Sahu for the appellants that the defendants have failed to co-relate the property in the schedule of the written statement with these properties. Mr. Mohanty had taken sometime to find out the co-relation, and on 21-1-1971 he filed a memorandum with notice to the appellant's counsel that item no. 2 of the written statement schedale corresponded to the property in Exts. F/3 and F/4 and similarly, item no. 3 of the schedule was lot no. 2 of Ext 4. Item no. 2 Of the written statement schedule has three lots. Lot No. 2 Of item no. 2 has not been identified. Similarly, lot no. 3 of item no. 2 is not covered by plot no. 2701. Though Ex. 4 has a total area of 91 decimals it relates to two separate plots. Due care has not been taken to correlate the properties.

20. Lot no. 1 may be as described in Ext. F/3. Bat mere co-relation or identity of the property is not enough as I have already indicated. The burden lay on the defendants to establish their claim. That they have failed to do. The direction of the trial court that the properties shown in the written statement schedule should be brought into the hotchpot is unwarranted.

21. The net result of the discussion is that the claim of adoption of the defendant no. 1 must be negatived. To that extent the decree of the trial court must be affirmed as a result whereof the plaintiffs' share would be only one fourth in the disputed properties and not more. The claim of the defendants that the properties shown in the written statement schedule are partible which had been accepted by the trial court must stand deleted. The appeal is partly allowed. Both parties would bear their own costs throughout.

22. Appeal partly allowed.