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A.R.S Choudhury v. The Union Of India And Ors. Opposite Parties.
Factual and Procedural Background
The petitioner was appointed a temporary brakesman in the B.N. Railway in 1948 and promoted to guard in May 1949, posted at Kharagpur. The B.N. Railway later merged into Eastern Railway. Around 25 May 1951, while working at Nainpur, the petitioner was verbally ordered to proceed to Kharagpur to attend an enquiry; no charge-sheet or subject matter was communicated at that time. A "first class joint enquiry" by four officers was held into stolen articles allegedly apprehended in a brake van in August 1950. Many witnesses were examined in the petitioner’s absence; on 31 May 1951 he was confronted with four witnesses (Wilson, Ghose, Pal & Chatterjee) whose statements had already been recorded, and he was asked to cross-examine them without being given copies of their statements. At least six witnesses deposed against him, including literate watchman A. Rahman, who was not produced for cross-examination.
On 14 August 1951 the petitioner was verbally informed of suspension; the joint enquiry report dated 8 June 1951 had held him guilty. A formal charge-sheet dated 14 August 1951 charged "serious misconduct" (including "Fraud") and narrated alleged facts of 11 August 1950 involving booking and carriage of packages. The petitioner submitted a written show-cause on 29 August 1951 and requested a personal hearing; none was given. On 20 November 1951 the petitioner was intimated that removal was proposed; ultimately a letter dated 16/19 August 1952 (and clarified as an order by the Deputy Chief Operating Superintendent on 14 August 1952) stated that the petitioner's explanation was unsatisfactory and he was dismissed. The petitioner appealed to the Chief Operating Superintendent on 8 September 1952. The petitioner then applied to this Court; a rule was issued 11 March 1953 but discharged on 2 August 1954 on grounds that the appeal was pending. Subsequent correspondence (October–December 1954) showed the authorities treated the appeal as closed for want of a "final appeal", and despite later directions (April 1956) to dispose of the appeal according to law, no communication was conveyed to the petitioner.
Legal Issues Presented
- Whether the departmental procedure followed (preliminary enquiry, framing of charge, conduct of enquiry, and opportunity to be heard) complied with Article 311(2) of the Constitution and the rules of natural justice.
- Whether the charge-sheet dated 14 August 1951 and the subsequent dismissal were valid or whether the order of removal/dismissal should be quashed.
- Whether the pendency of the departmental appeal before internal authorities made the writ petition premature or barred the Court's intervention under Article 226.
Arguments of the Parties
Petitioner's Arguments
- The petitioner contended he was called to an enquiry without being informed of the charge; statements were recorded in his absence and not furnished to him; he was confronted with only some witnesses and denied the opportunity effectively to cross-examine all witnesses who had deposed against him.
- He requested time to cross-examine and later asked for a personal hearing after filing a written explanation, but no personal hearing was granted.
- After dismissal he filed an internal appeal; the authorities did not proceed with the appeal diligently and the petition before the Court was rendered necessary.
Respondents' Arguments
- In the counter-affidavit it was suggested that the petitioner only sought to cross-examine "some" of the witnesses; the respondents thus portrayed a narrower scope of the petitioner's request (the Court found this misleading).
- It was pleaded that the petition to the Court was premature because an internal appeal was pending (this objection had earlier led to discharge of a rule on 2 August 1954).
- Mr. Basu (for respondents) argued that the order was one of "removal" and invoked rule 1709 of the Railway Establishment Code (the Court addressed and rejected this as inconsistent with Article 311(2)).
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Hirendra Nath Roy v. State of West Bengal | History of certain rules and regulations applicable to civil servants. | Cited as background for different rules governing civil servants and context for rule-based procedure. |
| Suriya K. Chatterjee v. S.N. Banerjee | That mere departmental rules cannot be subject matter of mandamus. | Used to distinguish statutory force of certain rules from mere departmental rules; Court emphasised supremacy of Article 311 over inconsistent rules. |
| Nagendra K. Roy v. The Commissioners for the Port of Calcutta | Similar point on enforcement of departmental rules by mandamus. | Reinforced the Court's position that Article 311 prevails over inconsistent departmental rules. |
| P.J. John v. State of Travancore-Cochin | “Reasonable opportunity” must be judged according to rules of natural justice. | Cited to equate Article 311(2)’s "reasonable opportunity" with natural justice requirements; Court relied on this as authoritative. |
| Board of Education v. Rice | Basic natural justice principles: notice of charge and right to be heard. | Cited as one of the authorities establishing that the delinquent must be told of offences and must not be condemned unheard. |
| Local Government Board v. Arlidge | Natural justice principles (notice and hearing). | Used with other authorities to state foundational natural justice rules applicable to departmental enquiries. |
| Staford v. Minister of Health | Natural justice: person must be informed of charges and be heard. | Included among authorities supporting two core principles of natural justice. |
| Dipa Pal v. University of Calcutta | Illustration of the principles that charges must be specific and the accused must be heard. | Relied on as part of the authorities summarising natural justice standards in departmental proceedings. |
| K. Ramayya v. The Madras State | Natural justice principles applicable to departmental enquiries. | Referenced as supportive authority for notice and hearing requirements. |
| K.L. Chatterjee v. Union of India | Natural justice principle regarding departmental enquiries. | Used among cited cases to support general statements of principle. |
| Shiv Nandan Sinha v. State of West Bengal | Applied to show requirement not to condemn unheard and some points on suspension. | Cited in support of the natural justice framework and the proposition that order of suspension does not equal reduction in rank. |
| High Commissioner for India v. I.M. Lal | Preliminary enquiry report not admissible as conclusive evidence unless furnished to delinquent; evidence must be repeated at the enquiry. | Applied to hold that a preliminary enquiry is no substitute for the departmental enquiry and its report cannot be treated as evidence unless disclosed and repeated. |
| Queen v. London County Council Exp Commercial Gas Co. | Support for the rule that reports of preliminary enquiries cannot be treated as conclusive evidence unless disclosed. | Used to reinforce the requirement of disclosure and re-hearing of evidence at the departmental enquiry. |
| State of Bombay v. Gajanan Mahadev | Charge must enable accused to meet it; cannot be called only to show cause against punishment; ex parte statements improper. | Relied on to invalidate a "charge-sheet" that stated charges already proved and to require the accused be given properly framed charges and opportunity to meet them. |
| Sambandam v. The General Manager, S.I. Railway | Authorities on framing of charges and departmental procedure. | Cited among authorities explaining proper framing of charges and preliminary enquiry limits. |
| Jatindra Nath Biswas v. R. Gupta | Procedural requirements regarding charges and findings in departmental enquiries. | Used to support the Court's explanation of charge framing and subsequent procedures. |
| Sisir Kumar Das v. State of West Bengal | Procedural law on departmental enquiries. | Referenced for the principles governing framing of charges and enquiry conduct. |
| Rama Shankar Srivastava v. The D.S.N.R Allahabad | Right to personal hearing after written explanation is ordinarily required. | Applied to hold that ordinarily there must be a personal hearing where the accused has submitted an explanation. |
| A.P. Singh v. State of U.P. | Support for the principle that a personal hearing should generally follow the written explanation. | Relied upon to require personal hearing where appropriate. |
| Ravi P.N. Singh v. State of U.P. | Practice requiring opportunity for personal hearing and cross-examination. | Used to support the Court's position that the petitioner was entitled to be personally heard and to cross-examine witnesses. |
| Pradyat K. Bose v. The Hon'ble the Chief Justice of Calcutta | Delegation of inquiry to subordinate officials is permissible. | Cited to confirm that delegation is acceptable but must preserve impartiality and natural justice. |
| Frome United Breweries Co. v. Bath | Person conducting enquiry must not be personally interested and must act with an open mind. | Applied to stress impartiality requirements for the enquiring officer. |
| Eckersley v. Mersey Docks and Harbour Board | Bias/disqualification principles for adjudicators. | Used as authority that enquiring officers should not be biased or prejudiced. |
| R v. Sussex; R v. Rand; R. v. Cambourne Justices | Famous authorities on bias and the requirement of an unbiased decision-maker. | Cited collectively to support the requirement of absence of bias in departmental enquiries. |
| East India Electric Supply and Traction Co. v. S.C. Butt Gupta | Impartiality and non-prejudgement by the decision-maker. | Referred to in the context of the enquiring officer's duty to keep an open mind. |
| Bijoy Ch. Chatterjee v. The State of West Bengal | Person acting as judge should not also be a witness. | Cited to reinforce that an enquiring officer must not perform incompatible roles such as judge and witness. |
| State of Bombay v. Kushaldas Advani | Prosecutor-judge principle not strictly applicable to departmental enquiries but limits exist. | Used to show that while a person issuing a show-cause may try the case, he must not act as a partisan prosecutor. |
| P.J. John v. State of T.C (repeated reference) | Disclosure of documents and opportunity to deal with them. | Reiterated regarding the necessity to disclose documents relied upon and permit the accused to meet them. |
| Krishna Gopal Bose v. Director of Telegraphs, West Bengal | Authorities must assist in producing witnesses and documents within their control when relevant. | Applied to require the authorities to help produce relevant evidence in their possession; failure may vitiate proceedings. |
| Hemanta Kumar Bhattacharjee v. S.N. Mukherjee | An order of suspension cannot be retrospective. | Used to state limits on suspension orders and their temporal effect. |
| Om Prakash Gupta v. The State of Uttar Pradesh | When dismissal is set aside, a prior suspension order does not revive automatically. | Cited for the proposition that a fresh order of suspension is required if proceedings continue after setting aside dismissal. |
| Bhagwandas v. Senior Superintendent, Way & Works | Principles about termination under contract and departmental enquiries. | Referenced for how enquiries relate to termination under contract and to caution against describing a contractual termination as punitive. |
| Satish Chandra Anand v. Union of India; Shyam Lal v. State of U.P.; Anima Munshi v. General Manager, Telephones | Distinction between dismissal under Article 311(2) and termination under contract or abolition of post. | Cited to illustrate when Article 311(2) applies to termination vs. contractual termination or abolition of post. |
| B. Prasad v. State of Bihar | Temporary post abolition does not constitute dismissal attracting Article 311(2). | Used to illustrate limits of Article 311(2) regarding temporary posts. |
| Balai Chand Basak v. N. Ray Chaudhuri | Action by way of punishment is dismissal for Article 311(2) purposes even in temporary service. | Applied to assert that removal by way of punishment attracts Article 311(2) irrespective of permanency. |
| Jatindra N. Biswas v. R. Gupta (repeat) | Reduction in rank by way of penalty attracts Article 311(2). | Used to support statements about penalties and Article 311(2) coverage. |
| Rabindra Nath Das v. The General Manager, Eastern Railway | Reversion from officiating post to substantive post on ground of unsuitability is not reduction in rank. | Cited to distinguish forms of reversion from punishments attracting Article 311(2). |
| Bhagatram v. Prabirendra; Atulya K. De v. Director of Procurement and Supply | Appeal is a creature of statute; availability of alternative remedy and its effect on writ jurisdiction. | Cited for the proposition that an alternative remedy is not an absolute bar to Article 226 jurisdiction but the Court is reluctant where an adequate remedy exists. |
| K.C. Srivastava v. P.M. General, Bihar | Warning against mentioning enquiry/findings in a termination letter when termination is contractual. | Referred to as cautionary authority regarding framing of termination correspondence to avoid masking punitive action. |
Court's Reasoning and Analysis
The Court proceeded in analytical stages explaining principles applicable to departmental enquiries and applying them to the facts:
- Fundamental constitutional mandate: Article 311(2) requires that no civil servant be dismissed, removed or reduced in rank without a reasonable opportunity to show cause. The Court equated "reasonable opportunity" with the rules of natural justice and treated those rules as legal requirements (P.J. John and other authorities).
- Definition of natural justice obligations: the Court highlighted two essential principles — (a) a person must be told clearly and specifically the offences they face, and (b) they must not be condemned unheard. The Court collected authorities to underpin these principles.
- Stages of departmental enquiry: the Court set out four stages — charge; investigation; finding; punishment and appeal — and described minimum requirements for each. The Court emphasized that a preliminary enquiry may be ex parte for framing charges, but it cannot substitute for the departmental enquiry: any evidence relied upon in the preliminary enquiry must be repeated and disclosed at the departmental enquiry (High Commissioner for India v. I.M. Lal).
- Specific procedural defects in this case: the Court found that either (a) the "first class joint enquiry" was a departmental enquiry held without any framed charge; or (b) if the 14 August 1951 charge-sheet was to be treated as the departmental charge-sheet, it was defective because it treated charges as already proved and only invited the petitioner to show cause at the punishment stage (i.e., it required the accused to disprove what was presented as already established). Witnesses had been examined in the petitioner's absence, statements were not furnished, some witnesses who deposed were never produced for cross-examination (e.g., A. Rahman), and no personal hearing was afforded despite the petitioner's request.
- On delegation and impartiality: while delegation of enquiries is permissible, the person conducting any stage must have an open, unbiased mind and must not be both judge and partisan prosecutor; the Court cited authorities on impartiality and disqualification.
- On documentary evidence and production of witnesses: the Court stressed that any document or record relied upon must be disclosed to the delinquent and he must be given opportunity to deal with it. Where relevant evidence or documents are within authority control and not produced, this can render the trial a "mockery" and require setting aside the proceedings (Krishna Gopal Bose).
- On suspension/appeal interplay: the Court noted suspension rules and that suspension is not retrospective; when dismissal is set aside suspension does not revive automatically; an alternative remedy (appeal) does not absolutely bar Article 226 intervention where the internal remedy has not been pursued in good faith or has been allowed to lie dormant.
- On the respondents' contention of pending appeal: the Court reviewed the procedural history, including earlier representations by the Personnel Officer that the appeal was pending (which led to dismissal of a previous rule), subsequent communications demanding a "final appeal", and later communications treating the appeal as closed. The Court concluded that the respondents had not actively proceeded with the appeal; thus the objection that the writ was premature was untenable in the circumstances.
- Consequence of defects: because of the cumulative procedural failings — absence of properly framed charges, reliance on ex parte statements without disclosure, denial of the opportunity to cross-examine relevant witnesses and denial of personal hearing — the Court found that the proceedings and the order of dismissal were invalid.
Holding and Implications
Holding: The rule was made absolute: the order of removal/dismissal of the petitioner (by the Deputy Chief Operating Superintendent, Eastern Railway) dated with effect from 14 August 1952 was quashed and set aside, and a writ of certiorari and a writ in the nature of mandamus were issued directing the respondents to forbear from giving effect to that order.
Implications and direct consequences:
- The dismissal and the proceedings that culminated in it were declared invalid and quashed.
- The respondents were directed not to give effect to the order of removal/dismissal. If the respondents wish to continue departmental proceedings against the petitioner they must do so afresh and according to law, complying with Article 311(2) and the principles of natural justice (including properly framed charges, disclosure of evidence relied upon, the opportunity to cross-examine witnesses called, and a personal hearing where appropriate).
- The Court made no order as to costs.
- The Court's opinion elaborated and applied well-established principles (Article 311(2) and rules of natural justice) rather than announcing a novel legal doctrine; the immediate effect is to require a lawful fresh inquiry if the authorities wish to proceed.
The judgment of the Court was as follows:
Sinha, J.:— The facts in this case are briefly as follows: In 1948, the petitioner was appointed as a temporary brakesman in the B.N Railway. In May, 1949 he was promoted to the rank of a guard and posted at Khargpur. The B.N Railway has subsequently merged in the Eastern Railway. On or about the 25th May, 1951, while the petitioner was working at Nainpur, he was verbally ordered to proceed to Khargpur and attend an enquiry. He was not informed as to the subject matter of the enquiry and no charge-sheet was framed against him at the time. At Khargpur, the petitioner was informed that the said enquiry was against four Railway servants including himself, in respect of certain stolen articles. The petitioner alleges that he was confronted by four persons and directed to cross-examine; them. It appears that the Railway authorities obtained confidential information that certain Khargpur guards would be carrying stolen articles which had previously been found missing on transit. Certain articles were apprehended in a brake van sometime in August, 1950 and the enquiry was to find out the connection of four guards including the petitioner, with these goods. There took place, what is called a “First class joint enquiry”, being an enquiry by four officers. At this enquiry, a number of witnesses were examined, but all in the absence of the petitioner. On the 31st May, 1951 the petitioner was confronted with four witnesses, viz., Wilson, Ghose, Pal & Chatterjee. These witnesses had already made statements implicating the petitioner. Apart from the fact that these statements had been made in the absence of the petitioner, he was not even furnished with a copy of their statements. He was merely asked to cross-examine them According to the petitioner, he asked for time but was compelled to go on then and there, and examine these witnesses, without being told as to what were the specific charges against him and what the witnesses had said against the petitioner. This) however is not the whole picture. The petitioner was not confronted with all the witnesses that gave evidence against him. The Report of the enquiry (Ex. ‘B’ to the petition) shows that at least 6 witnesses deposed against the petitioner. It is difficult to identify all of them, as only cryptic abbreviations denoting their rank are used. However, it is admitted by learned Advocate for the respondent that at least one witness, namely literate watchman A. Rahman had given evidence, upon which the enquiry tribunal relied, but he was not at all called to be cross-examined by the petitioner. In the counter affidavit, an attempt has been made to make out a case that the petitioner wanted to cross-examine only “some” of the witnesses who had given evidence against him. This is wholly misleading, because the petitioner was never told as to who had given evidence against him, and what they had said. He was merely confronted with four witnesses and asked to cross-examine them.
1. The petitioner then went back to Kharagpur and on the 14th August, 1951, was verbally informed that he had been suspended from the afternoon of that date. It appears that the Joint Enquiry Committee made a report on the 8th June, 1951, holding the petitioner guilty of the charges.
2. On the 14th August, 1951, a formal charge-sheet was issued upon the petitioner. It runs as follows:—
1. “You are hereby charged with the following offence—(a) serious mis conduct, which may include one or more of the charges detailed below:—
(i) ……….
(ii) Fraud.
2. Reasons for the charges are—
That on 11.8.50 you booked six packages containing stolen articles, i.e tea-chests booked under Inv. No. 2 R.R No. 78195 dated 10.8.50 Ex. TWH to VZM and waterproof caps and caps booked under P.W Bill No. 47518-19 of 1.8 50 Ex/HYB to HWH by 42 UP with owner booked to MDN but got them loaded in the B/Van of the train (42 UP) in direct contravention of all rules.
On the same date, you travelled in the B. Van of the same train (42 Up) while not on duty Ex. HWH and you also left head-quarters without permission.
You were held responsible for the above charges at the first class joint enquiry.
3. You are directed to show cause in writing why you should not be removed from service or punished with any of the lesser penalties specified in Rule 1702 of the State Railway Code, Vol. I.
Your written explanation to the above charge is required to be submitted through DTS. NIR. An interval of 7 clear days is allowed to you from the date of receipt of this charge-sheet. Failure to submit your explanation will be taken to that you have no explanation to offer and that you will be dealt with on the strength of the material available.
If you desire to be heard in person you should state so at the time of submitting your explanation to the charge (s).”
3. On the 29th August, 1951, the petitioner showed cause in writing and asked for a personal hearing. The Report dated 8th June, 1951, a copy whereof is annexed to the petition and marked ‘B’, is in three parts. The first part consists of a summary of the facts. It concludes by saying that a ‘prima-facie’ case against the Guards (including the petitioner) for carrying stolen property “is therefore established, and their complicity in the original thefts may not altogether be ignored”. The second part of the Report is headed “Proceedings”. This discusses the evidence adduced. I have already stated the nature of this evidence. Witnesses were examined in the absence of the petitioner and he was confronted with only some of them, and their statements already made were not made available to him. The Report then proceeds to state as follows:—
“In view of all this evidence and Guard A.R.S Chowdhury's denial of complicity in the whole affair, the Guard was confronted with the specific charges of:—
(i) Leaving headquarters without permission,
(ii) Travelling by brake-van while not on duty, and
(iii) Carrying of stolen property for which he obtained an E.F.T on an Interclass ticket produced by him, which authorised him to carry the packages only with the “Owner” and not in the “Brakevan”.
The evidence in support thereof was pointed out to him and he was given every opportunity to defend himself by cross-examination of any of the witnesses. He persisted in his denial of all knowledge and was also unable by his cross-examination of the witnesses to challenge the veracity of the evidence on record proving his guilt.
The Committee of Officers are convinced that Guard A.R.S Chowdhury has failed to disprove the charges against him and hold him responsible as being the prime mover in the commission of the crime.”
4. I have already mentioned that in-spite of this finding a formal charge-sheet was issued. In answer, the petitioner gave an explanation and asked for a personal hearing. No personal hearing was given.
5. On the 20th November, 1951, a notice was issued upon the petitioner, a copy whereof is exhibit “C” to the petition. It intimated to the petitioner that with reference to the charge-sheet dated the 14th August, 1951, the petitioner had been held guilty of the offence he was charged with viz. “Fraud”. It was therefore proposed to remove him from service. He was asked to show cause as to why the proposed penalty should not be inflicted. On the 16th/19th August, 1952. a letter signed by the District Traffic Superintendent, Eastern Railway, Nainpur. was issued, stating that the explanation offered was not considered satisfactory and that the petitioner was dismissed. There has been some controversy upon the point as to whether it was this officer who dismissed the petitioner. It has however been made clear in paragraphs 13 and 15 of the counter affidavit affirmed by Rajani Kanta Mitter on the 25th July, 1955, that the petitioner was dismissed by the Deputy Chief Operating Superintendent, Eastern Railway, Calcutta on, the 14th August, 1952. On the 8th September, 1952, the petitioner appealed to the Chief Operating Superintendent, Eastern Railway, Calcutta.
6. As nothing happened thereafter the petitioner made an application to this Court and a rule was issued on the 11th March, 1953. In answer, it was alleged that the appeal was still pending and the application was premature. On the 2nd August, 1954, the rule was discharged on the ground that regard being had to the pendency of the appeal, the application was premature.
7. On the 5th August, 1954, the petitioner caused a request to be made to the C.O.S to proceed with the appeal. On the 22nd October, 1954, the Personnel Officer (Traffic) wrote to the petitioner that he should submit the ‘final appeal’ within 7 days. On the 30th October, 1954, it was pointed out by the petitioner that he had already filed an appeal and in fact the Personnel Officer had himself affirmed an affidavit in this Court and taken the objection that an appeal was pending. The petitioner prayed that the said appeal should be disposed of according to law. On the 11th December, 1954, the petitioner received a surprising communication from the Personnel Officer that as he had not complied with the “advice” contained in the letter dated 22nd October, 1954, to submit a “Final appeal”, it was assumed that he had no appeal to prefer against the original decision and the case was “Accordingly closed”. The petitioner protested against this and repeatedly asked that the appeal should be proceeded with, but nothing happened. This rule was issued on the 5th April, 1955, calling upon the opposite parties to show cause why a writ in the nature of mandamus should not issue directing them to forbear from giving effect to the order of removal and the order of the suspension and for other reliefs. In the affidavit in opposition it is stated that the Deputy General Manager (Personnel) has directed on or about 16.4.56 that the appeal should be disposed of according to law and before a decision was taken, the petitioner should be given a personal hearing Nothing whatever was communicated to the petitioner. I shall come back to this aspect of the case later on.
8. Upon the facts of the case enumerated above, I am clearly of the opinion that the procedure followed is not in accordance with law and must be condemned. In this case, a departmental enquiry is supposed to have been held. If the first class joint enquiry be considered to be the departmental enquiry, then it was held without framing a charge. The delinquent was confronted with some of the witnesses whose statements were taken behind his back. Other witnesses were not produced at all. If the charge-sheet dated the 14th August, 1951, is considered as the basis of the departmental enquiry, then it is evident that there was no enquiry at all. In fact, it was not a charge-sheet at all, because the charges are already stated to have been proved and the only opportunity given is to show cause against the proposed punishment.
9. I have often heard the complaint that departmental proceedings are meant to be simple affairs and that the Courts by introducing various legal dicta were making them too complicated to be conducted by lay-men not versed in law. I do not think that the complaint is justified. The Constitution of India, that fountainhead of our law, enjoins that before a certain step is taken against a civil servant, a particular procedure is to be followed. The Courts have done their best to enunciate this procedure, which is by no means a complicated one, or too difficult for the lay-men to comprehend. But if these simple rules are not learnt or followed, if every enquiring officer tries to evolve his own peculiar rules of procedure, which in many cases are plainly arbitrary and unjust, then there is no other way left to the court than to intervene and set matters right. It inevitably results in a frightful waste of time and harassment to all parties concerned. The departmental work is upset; officers who should be employed in their respective duties are taken away from their work, and the poor employee is kept on starvation diet for an indefinite period, leaving scar which may never be healed. I shall therefore try to collect and enunciate these principles, which have by now become well established.
10. The Constitution of India is paramount. While the legislature in their allotted spheres are supreme and can enact any law, however arbitrary it may be, the limits imposed by the Constitution cannot be exceeded. Unless the exemption is contained in the Constitution itself, a law which violates the Constitution, is to that extent void. (Article 13 of the Constitution).
11. Article 311(2) of the Constitution lays down that no person who is a member of a civil service of the Union or an all India service or a civil service of a State or holds a Civil Post under the Union or a State, shall be dismissed or removed or reduced in rank until he has been given a ‘reasonable opportunity’ of showing cause against the action proposed to be taken in regard to him. There are three exceptions to this Rule, namely (a) when there is a conviction upon a criminal charge, (b) where an authority empowered to punish is satisfied for reasons recorded in writing that it was not reasonably practicable to give such opportunity and (c) where the President, Governor or Rajpramukh deems it inexpedient to do so in the interest of the security of the State.
12. This Article applies to all civil servants of the category mentioned therein There exist separate rules and regulations applicable to different classes of civil servants [e.g Fundamental Rules, C.S (C.C.A) Rules, Railway Establishment Code, Subordinate Services Rules etc], some of which have statutory force and others are merely departmental rules. [See Hirendra Nath Roy v. State of West Bengal, (1) (59 C.W.N 450) for a history of some of the rules]. But even where there are statutory rules, the provisions of the Constitution must prevail, and such rules, in so far as they are inconsistent with the provisions of Article 311, are void, and-must be declared to be so. Mere departmental rules cannot of course be the subject matter of mandamus, Suriya K. Chatterjee v. S.N Banerjee, (2) (58 C.W.N 656); Nagendra K. Roy v. The Commissioners for the Port of Calcutta. (3) (58 C.W.N 52). But whether rules are statutory or departmental, the provisions of Article 311 cannot be violated or over-ruled.
13. What is Reasonable opportunity has not been defined in the Constitution or in the General Clauses Act.
14. The words have a legal meaning. It cannot be left to the vagaries of each individual, since that would introduce a thousand shades of reasonableness, which cannot be permitted.
15. It must therefore mean “Reasonable” according to the rules of natural justice, which are rules of law. P.J John v. State of T. Cochin (4) (1955) S.C.A 85.
16. What are “Rules of natural justice” has not been completely or absolutely defined. But some principles have been laid down, which are widely accepted.
17. Two of these principles are generally applicable to all departmental enquiries, namely (a) A person must be told clearly and specifically of the offences with which it is intended to charge him, and (b) he must not be condemned unheard. Board of Education v. Rice (5) [(1911) A.C 179]; Local Government Board v. Alridge (6) [(1915) A.C 120]; Staford v. Minister of Health (7) [(1946) 1 K.B 621]; Dipa Pal… v. University Of Calcutta…. (8) [A.I.R (1952) Cal 594]; K. Ramayya v. The Madras State (9) A.I.R (1951) Mad. 1003]; K.L Chatterjee v. Union of India (10) (58 C.W.N 495); Shiv Nandan Sinha v. State of West Bengal (11) (59 C.W.N 794).
18. Bearing these two principles in mind, the procedure to be followed becomes easy of comprehension. A departmental enquiry consists of four main stages, viz., (a) charge, (b) investigation of the charge, (c) finding, (d) punishment and appeal. It will be useful to deal with each of these stages progressively.
Charge.
19. A departmental enquiry is not conducted with the rigidity of a judicial trial. Hence, the charge which is to be framed need not be framed with the precision of a charge in a criminal proceeding. But it must not be vague or so general as to make it impossible of being traversed. The test is as to whether the charge conveys to the delinquent the exact nature of the alleged offence, in a way that would enable him to meet the charge. In order to frame a charge, it is permissible to have a preliminary enquiry. This preliminary enquiry may be exparte and it would be permissible to interrogate the delinquent. Such a preliminary enquiry is not only permissible but is a very desirable step, because civil servants should not be charged with offences recklessly and without reason. (Judgment in C.R 3558 of 1953 dated 11.3.54 and Bhagwandas v. Senior Superintendent, Way & Works (12) [A.I.R (1956) Pat. 23.]. But there is one important limitation to such an enquiry, which is so often forgotten. It is no substitute for the departmental enquiry itself. The preliminary enquiry is merely for the purposes of framing a charge, and the results cannot be deemed to) be conclusive. If there is a report, this cannot be evidence unless the delinquent has been furnished with it and afforded an opportunity of meeting it, High Commissioner for India v. I.M Lal (13) [A.I.R (1948) P.C 121]; Queen v. London County Council Exp Commercial Gas Co. (14) [11 T.W.N 237]. Evidence heard at such preliminary enquiry must be repeated at the enquiry, if it is considered necessary to rely upon it. The charge must be issued in the name of the punishing authority and must consist of the particulars of the alleged offence, with the object of affording the delinquent an opportunity of meeting it. There is no question of the alleged offences having been “tentatively proved”, and the delinquent called upon to disprove them. Until the charges have been proved the punishing authority must keep an open mind. A charge which merely calls upon the delinquent to deal with the proposed punishment is bad because the delinquent is entitled to show cause against the charge as well as the punishment, State of Bombay v. Gajanan Mahadev (15) [A.I.R (1954) Bom. 351]. The charge-sheet which is a document containing the charge or charges, may contain particulars of the proposed punishment or may not do so. Where there is a single charge and a single punishment proposed, it is advisable to mention the punishment, since this obviates the necessity of a second show cause notice. But where there are more than one charge or more than one proposed punishment, it is necessary to serve a second show cause notice to convey to the delinquent the information as to what charge has been proved and what punishment proposed to be inflicted upon a proved charge. Otherwise he cannot effectively deal with the question.
20. High Commissioner for India v. I.M Lal, (13) (A.I.R 1948 P.C 121); Sambandam v. The General Manager, S.I Railway (16) [(1952) 1 Mad. L.J 540]; Jatindra Nath Biswas v. R. Gupta (17) (58 C.W.N 128); Sisir Kumar Das v. State of West Bengal (18) (58 C.W.N 952); P.J John v. The State of Travancore Cochin (4) [(1954) S.C.A 85].
Investigation of the charge.
21. A departmental enquiry is not a judicial proceeding and the law and procedure applicable to judicial proceedings are not applicable. The strict rules of the law of evidence are not to be applied. Board of Education v. Rice (5) (1911) A.C 179: Local Government Board v. Arlidge (6) (1915) A.C 120.
22. But this does not mean that the proceedings can be held in an arbitrary manner. The rules of natural justice must still be applied. (See under heading 8). The question often arises as to whether, after a person has submitted his written explanation, there should be a personal hearing or not. Ordinarily there must be a personal hearing. If a person is entitled to show cause, he is entitled to a hearing, and if he is entitled to a hearing, he must have the opportunity of being personally heard, of calling his own evidence and cross-examining any witness called by the prosecution. Rama Shankar Srivastava v. The D.S.N.R Allahabad (19) [(1956) A.L.J 65]; A.P Singh v. State of U.P (20) [(1952) A.L.J 342]; Ravi P.N Singh v. State of U.P (21) [A.I.R (1952) All. 99].
23. It is therefore advisable to include a direction in the show cause notice that if the delinquent wishes to be heard in person, he should indicate it in his defence. If inspite of such a direction, the delinquent does not ask for a personal hearing, there is nothing to prevent the case being disposed of on the charge sheet and the written explanation. Where there are statutory rules laying down the procedure such rules must be followed. Some rules, framed prior to the coming in force of the Constitution, provide that the punishing authority may, upon a consideration of the written explanation, decide not to initiate a departmental enquiry but proceed to make such order as it thinks fit. For example, Rule 1707 of the Railway Establishment Code, Vol. I, page 180, deals with the dismissal of Non-gazetted staff. Sub-rule (a) requires a formal charge-sheet to be served and the delinquent is required to submit a written explanation. Sub-rule (b) lays down that the officer competent to dismiss should consider the explanation and then either institute a departmental enquiry or “pass such order as he thinks fit”. Sub-rule (c) provides that if the railway servant asks to be heard in person, there must be a departmental enquiry. In the case of removal, it seems that in the case of officers who have completed 7 years' continuous service, a departmental enquiry may be dispensed with. In that case, if the railway servant asks for a personal hearing he will be granted a personal interview only. In the case of railway servants who have not completed seven years' continuous service, under Rule 1709 (b) read with rule 1712 there need not be any departmental enquiry. Sub-rule (b) of rule 1709 has now been omitted by an amendment made in 1953. Rule 1707, seems to be in accord with the Constitution because it provides for a departmental enquiry if the railway servant wants it. The rules for removal however are clearly invalid as they violate the provisions of Article 311 (2) of the Constitution. No rules can be framed, or are valid which take away the rights conferred by that Article. It seems however that the authorities realised this in the case of non-gazetted servants who have not been in seven years' continuous service. In case of the latter however, this has been lost sight of.
24. There is no bar upon the authority entitled to punish, to delegate the enquiry to subordinate officials. Indeed, this is the manner in which it is usually conducted. Pradyat K. Bose v. The Hon'ble the Chief Justice of Calcutta (22) [(1956) S.C.A 79 at 90].
25. But the person dealing with the enquiry at any stage is in the position of a judge, and the rules of natural justice demands that he should not himself be personally interested in the case. Frome United Breweries Co. v. Bath [(1926) A.C 586 at 590]. He should be a person with an open mind, a mind which is not biassed against the delinquent. Eckersley v. Mersey Docks and Harbour Board (24) (1894) 2 Q.B 670; R v. Sussex, JJ. Exp. Macarthy (25) (1924) 1 K.B 259; R v. Rand (26) [(1866) L.R 1 Q.B 230]; Frome United Breweries v. Bath (23) [(1926) A.C 586]; R. v. Cambourne Justices (27) [(1954) 2 All. Eng. R. 550]. He should not have prejudged the issue. East India Electric Supply and Traction Co. v. S.C Butt Gupta (28) (59 C.W.N 162). He cannot act both as a judge and a witness. Bijoy Ch. Chatterjee v. The State of West Bengal (29) (58 C.W.N 988). There is no bar to a person, issuing the show cause notice to try it himself. The principle that a prosecutor cannot be a judge is not strictly applicable to departmental enquiry. State of Bombay v. Kushaldas Advani (30) A.I.R (1950) S.C 222. But he must not lower himself to the status of a connion prosecutor, that is to say of a person who feels it a part of his function to bring the guilt home to the accused at any cost. He must act with the detachment of a judge, since he is professing to exercise that dignified function.
26. The provisions of the Indian Evidence Act are not strictly applicable, so it is not relevant to consider if facts have been ‘proved’ according to law. It is permissible to look into documents or records which strictly speaking would not be evidence in a court of law, but with one safeguard. Any document or record which is looked into or relied upon must be disclosed to the delinquent and he must be afforded an opportunity of dealing with it. P.J John v. State of T.C (4) [(1955) S.C.A 85]. Where witnesses are called, their entire evidence must be taken in the presence of the delinquent, who must be permitted to cross-examine all such witnesses. It is not permissible to examine witnesses in the absence of the delinquent or take exparte statements and then ask the delinquent to cross-examine. State of Bombay v. Gajanan Mahadev (15) A.I.R (1954) Bom. 851.
27. It frequently happens that after the show cause petition, the delinquent is called upon to give a list of witnesses which he proposes to call and state the relevancy of their evidence. If the delinquent does not satisfy the enquiry tribunal that the evidence is relevant, he can disallow it after recording the reasons in writing. This I think is a salutary principle and permissible in a departmental enquiry. There is an unfortunate tendency amongst delinquents of citing all the top-ranking officers as witnesses, hoping that this would act as a deterrent to further proceedings. But where the evidence is relevant, it cannot be excluded. There is also a very vexed question as to who is to produce the evidence. Departmental tribunals have no power to issue summons or subpoenas. Often the delinquent asks the authorities to produce witnesses at the enquiry. There is no law which requires the authorities to produce any witness when required by the delinquent to do so. But equally it must be remembered, that when such a witness is within the control of the authorities and when the delinquent cannot produce him and the evidence appears to be relevant, the authorities must extend all help to the delinquent to procure such evidence. Krishna Gopal Bose… v. Director Of Telegraphs, West Bengal… (31) (60 C.W.N 692). The same is the case with regard to documents in the possession or power of the authorities. If they are relevant and the delinquent requires their production they should be produced. Where such evidence is relevant and within the possession and power of the authorities but not produced, there results only a mockery of a trial and the proceedings may be set aside. The Court must see that justice is done.
28. Upon a charge being served upon the delinquent, he is generally suspended and kept on a subsistence allowance. Most rules provide for suspension. But in any event the authority having power to appoint has the power to suspend or dismiss (Sec. 16, General Clauses Act).
29. An order of suspension cannot be retrospective. Hemanta Kumar Bhattacharjee… v. S.N Mukherjee…. (32) 58 C.W.N 1. But when an order of dismissal is made, the the order of suspension merges in it. If such order of dismissal is set aside by Court, the order of suspension does not revive. Om Prakash Gupta…(Applicant); v. The State Of Uttar Pradesh…(Opposite-Party). (33) [A.I.R (1955) S.C 600]. If it is intended to continue the departmental proceedings, a fresh order of suspension should be passed again, without delay.
Finding.
30. The enquiry, where it is held by a delegate, results in a report containing the recommendations of the tribunal of enquiry. The enquiring officer must he careful to deal with the charges as framed and not depart from them or import extraneous matters. Krishna Gopal Bose… v. Director Of Telegraphs, West Bengal… (31) (60 C.W.N 692). The report is forwarded to the punishing authority. Even at this stage, the charges cannot be said to have been proved, even if the enquiring officer finds them to be so. Such findings are still in a vicarious stage. The punishing authority must himself be satisfied about the correctness of the findings. He is neither bound by the findings or the recommendations. He must give his independent attention to the matter and come to his own conclusions. Usually he agrees with the findings of the investigating tribunal. In such a case, there is no question of his giving reasons for such acceptance. But where he disagrees, he should record reasons as otherwise the delinquent cannot show cause against it or appeal. Where there are more than one charge and more than one punishment has been mentioned in the first show cause notice or where no punishment has been mentioned therein, a second show cause notice must be issued by the punishing authority to the delinquent to show cause against the particular punishment to be inflicted upon a proved charge. High Commissioner for India v. I.M Lal (13) (supra); P.J John v. The State of T.C (4) (supra); Jatindra N. Biswas v. R. Gupta (17) (58 C.W.N 128).
31. At this stage, there is no question of re-agitating the findings upon the charges or of again hearing evidence. All that is necessary is to intimate to the delinquent as to what charge has been proved and what punishment is sought to be inflicted. At this point of time however, the delinquent is entitled to a copy of the report (or inspection thereof) of the enquiry tribunal, and if the punishing authority disagrees with the same, to the reasons for his disagreement. It is plain that without the same, the delinquent can never show cause against the proposed punishment. Many rules and regulations require that copies of the proceedings including the report can only be supplied after the order of punishment. One can understand sack a rule with regard to copies of the evidence, since that will be required only for the purposes of appeal. But this does not apply to the ‘Report’ of the preliminary enquiry which is essential at this stage and must be supplied.
Punishment.
32. What punishment can be meted out to public servants are contained in the rules and regulations applicable to them. [e.g Sec. 49 of G.S (C.C.A) rules]. Article 311(2), deals with three kinds of punishment only, namely dismissal, removal from service or reduction in rank. Termination of service in accordance with a contract or the conditions of service, does not amount to dismissal. Satish Chandra Anand v. Union of India (34) [A.I.R (1953) S.C 250], Shyam Lal v. State of U.P (35) [A.I.R (1954) S.C 369]; Anima Munshi v. General Manager, Telephones (36) [A.I.R (1954) Cal. 561]. Nor where the post is temporary and the post has been abolished. B. Prasad v. State of Bihar (37) [A.I.R (1955) Pat. 353]. Where by contract or the conditions of service, a service may be terminated without reasons shown or simply by serving notice, the mere fact that there has been a prior enquiry, does not take away the power of the authorities to terminate such service in terms thereof. Government is not expected to act arbitrarily and does often make such enquiries to make up its own mind as to whether the services of the employee should be terminated or not. (Judgment dt. 11. 5. 54 in C.R No. 3558 of 1953). Bhagwandas v. Senior Superintendent, Way and Works (38) [A.I.R (1956) Pat. 23]. In such cases however, care should be taken not to mention the enquiry or the finding in the letter terminating the services. This often leads to applications to Court urging that the action taken was in fact punitive and amounted to a dismissal. K.C Srivastava v. P.M General, Bihar (39) [A.I.R (1955) Pat. 381].
33. But where, the action taken is plainly not in accordance with the terms of a contract but by way of punishment, it amounts to dismissal and the provisions of Article 311(2) is attracted. Balai Chand Basak v. N. Ray Chaudhuri (40) (58 C.W.N 239). In this respect there is no difference between permanent or temporary service.
34. Reduction in rank by way of a penalty attracts the provisions of Article 311(2). Jatindra N. Biswas v. R. Gupta (17) (58 C.W.N 128). An order of suspension however does not amount to reduction in rank. Shiva Nandan Sinha v. State of West Bengal (41) (58 C.W.N 18). Where a person is reverted from an officiating post to his substantive post, on the ground of unsuitability, this is not reduction in rank. Rabindra Nath Das v. The General Manager, Eastern Railway (42) (59 C.W.N 859).
Appeal.
35. Appeal is a matter of statute. Unless the law or rules having the force of law provide for it, there is no inherent right to appeal. But where there is an appeal, it presupposes that the appellant is entitled to a hearing, even though there may be no specific rules to that effect. In a departmental enquiry the appellant must of course claim to be heard in person, before he can be heard to say that a hearing has been denied. Bhagatram v. Prabirendra (43) 60 C.W.N 1. An alternative remedy by way of appeal is not an absolute bar to proceedings, under Article 226: Atulya K. De v. Director of Procurement and Supply (44) (57 C.W.N 397). But the Court is very reluctant to interfere where there is an alternative legal remedy which is equally efficient and adequate, and would not do so where] the delinquent has actually taken recourse to it. These being the rules to be applied to departmental enquiries, let us see whether they have been followed. In the first instance, there was an enquiry without the framing of a charge. If this is considered as a preliminary enquiry to frame a charge, I could have understood it. But it is not so. If however the charge-sheet, dated the 14th August, 1951, be considered as the basis of the departmental enquiry, then it is evident that there was no enquiry at all. As I have already pointed out, the so-called charge-sheet is not a charge-sheet at all because it is stated that the charges have already been proved. The petitioner was confronted with some witnesses and forthwith asked to cross-examine them. He was not given their statements, although they had deposed behind his back. Some witnesses were not produced at all. Thus there has been a violation of the rules at every stage and the order of dismissal and the proceedings culminating in such order, are all invalid and must be set aside and quashed. It is argued by Mr. Basu that the order made here is one of removal and he draws my attention to rule 1709 in the Railway Establishment Code, Vol. I, page 180. Prior to the amendment) of 1953, a Railway servant without seven years' continuous service, had no right to ask for a departmental enquiry at all. As I have mentioned above, this rule is clearly ultra vires and void as contravening the provisions of Article 311(2) of the Constitution. Fortunately however sub-rule (b) has been omitted by an amendment of 1953. Even though this is a case prior to the amendment, the position is the same. The petitioner has a right to be heard under Article 311(2) of the Constitution and this right is paramount. No rules can affect it. A removal by way of punishment is nothing but a dismissal. Lastly, the point is taken! that the appeal preferred by the petitioner is still pending. This appears to me to be a most untenable point. It will appear from the facts stated above that the petitioner appealed to the Chief Operating Superintendent on or about the 8th September, 1952. As nothing happened, the petitioner made an application to this Court and a rule was issued on the 11th March, 1953. In answer to the rule, the Personnel Officer himself affirmed an affidavit that the appeal was pending and an application under Article 226 was premature. On the 2nd August, 1954, the rule was discharged on that ground. I have set out above what happened subsequently. In my opinion, after the events that have happened, it cannot be said that the respondents are going on with the hearing of the appeal The Deputy General Manager (Personnel) has no right to direct the Chief Operating Superintendent to hear the apeal. In any event, an alternative remedy is not an absolute bar to the making of the order under Article 226 of the Constitution. This is a most appropriate case in which such jurisdiction should be exercised Already about four years have passed and the petitioner has been first put on a starving allowance, which also has now stopped. I do not for a moment minimize the gravity and seriousness of the offences charged But since the enquiry held is plainly defective and any valid order of punishment will bei dependent upon a fresh enquiry, the sooner it starts, the better for all parties concerned. There is no sense in uselessly prolonging the agony.
36. The result is that this rule must be made absolute and a writ in the nature of certiorari should be issued and the order of removal and or dismissal of the petitioner made by the Deputy Chief Operating Superintendent, Eastern Railway, Respondent No. 6 on or with effect from the 14th April, 1952 and in the pleadings mentioned must be set aside and/or quashed, and a writ in the nature of mandamus should be issued directing the respondents to forbear from giving effect to it. If the respondents are desirous of continuing the departmental proceedings against the petitioner they should proceed to do so now, according to law. There will be no order as to costs.
S.K.B
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