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Munna Lal Tewary v. Harold R. Scott And Ors.

Calcutta High Court
Dec 17, 1954
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Structured Summary of the Judgment delivered by Chakravartti, C.J.

Factual and Procedural Background

The appellant, Munnalal Tewary, was Head Accountant under the Directorate of the West Bengal Fire Services. In March 1949 he was placed under suspension after an Anti-corruption Department report alleging malpractices. A departmental enquiry was held by S.K. Gupta in respect of two charges (alleged improper purchase of a motor-car and alleged falsification of a Petrol Receipt and Issue Register). Before Gupta submitted his report, a third charge was added: that the appellant had abetted forging of a Petrol Stock Register. Gupta's report (May 1950) acquitted the appellant of the first two charges but found him guilty of the third. After notices to show cause and consideration of the appellant's response, Harold R. Scott, Director of Fire Services (the first respondent), discharged the appellant from service on 23 June 1950. The appellant's successive representations to Government were rejected.

The appellant filed a writ petition under Article 226 of the Constitution seeking certiorari and prohibition to quash the discharge and the enquiry findings and to restrain respondents from acting on the order. A Rule nisi was issued and disposed of by Bose, J., who accepted the view that Article 320(3) was mandatory but concluded that a pre-existing rule made under section 266(3) of the Government of India Act, 1935, exempting consultation of the Public Service Commission, had been continued in force by clause 19 of the Adaptation of Laws Order, 1950, issued under Article 372(2). The petition was dismissed and the present appeal was preferred to the Court delivering this opinion.

Legal Issues Presented

  1. Whether the appellant's discharge was invalid because the Public Service Commission (PSC) was not consulted, i.e., whether Article 320(3) of the Constitution imposes a mandatory duty to consult the PSC before initiation of departmental proceedings or imposition of penalty.
  2. Whether a pre-existing rule (Rule 52 under section 266(3) of the Government of India Act, 1935) exempting consultation of the PSC was lawfully continued in force by clause 19 of the Adaptation of Laws Order, 1950 made under Article 372(2), and if so, whether that precluded reliance on Article 320(3).

Arguments of the Parties

Appellant's Arguments (as presented by Mr. Das Gupta)

  • Article 320(3) is mandatory. The State was obliged to consult the Public Service Commission before departmental proceedings and penal action; no such consultation took place, so the discharge is void.
  • The proviso to Article 320(3), which permits the Governor to make regulations exempting consultation, had not been exercised (no regulations made), so the main clause operates unqualified.
  • The old rule under section 266(3) of the Government of India Act (Rule 52) could not be kept in force by the President under Article 372(2) if it was inconsistent with the Constitution; in any event, regulations made under the proviso to Article 320(3) must be laid before the Legislature (clause (5) of Article 320) and that procedural requirement had not been complied with for the old rule.
  • The President's power under Article 372(2) is to adapt pre-existing laws to accord with the Constitution, not to preserve pre-existing laws that are inconsistent with the Constitution.

Respondents' Arguments (as presented by the Advocate-General)

  • The pre-existing rule (Rule 52 under section 266(3) of the Government of India Act) is not inconsistent with the Constitution because the proviso to Article 320(3) itself contemplates the power to exempt consultation; therefore the rule simply implements a power recognised by the Constitution.
  • Even if inconsistent, clause 19 of the Adaptation of Laws Order, 1950 (issued under Article 372(2)) kept the old rule in force with necessary modifications; the President's power to make adaptations for transitional purposes is derived from the Constitution and clause 19 cannot be questioned in Court.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Shiva Nandan Sinha v. State of West Bengal (Division Bench) Held that Article 320(3) is directory (Division Bench decision so holding). Cited as an existing authority holding the Article to be directory; the present Court notes it but criticises the reasons given by that Division Bench even while the present opinion reaches the same practical conclusion that Article 320(3) is directory.
Sisir Kumar Das v. State of West Bengal (single judge) A single judge's view was that a menial servant might not claim privileges under Article 320(3) (referred to in the Division Bench discussion). Referred to as a contrasting authority whose view was discussed by the Division Bench in Shiva Nandan Sinha; the present Court notes the contrast but does not adopt Sisir Kumar Das on that point.
Biswanath Khemka v. King Emperor (Federal Court) Federal Court held (in construing section 256 of the Government of India Act, 1935) that the provision was of a directory character. Considered by the Court; described as an unusual decision and, to the present Court, involving obiter observations. The Court does not treat it as binding on the construction of Article 320(3).
Minister of Health v. The King (on the prosecution of Yaffe) [(1931) A.C. 494] (House of Lords) Principle that where rules are made and treated as part of an Act, they may nevertheless be invalidated if inconsistent with the Act; the act of confirmation may be immune but the subordinate instrument must yield to the governing statute. Used as an analogue: the Court considered that an adaptation order by the President, although the act of adaptation might not be challengeable, cannot have the effect of making a provision prevail where it is inconsistent with superior constitutional provisions; the Minister of Health case supports the proposition that subordinate instruments must yield to superior provisions.
Institute of Patent Agents v. Lockwood [(1894) A.C. 347] (House of Lords) Considered in the context of whether rules laid before Parliament receive an untouchable sanction and the distinction between rules actually laid and those not so laid. Cited by the Court as part of the House of Lords' analysis in the Minister of Health line of authorities; the present Court relied on the distinction drawn there when examining the effect of clause 19 of the Adaptation Order.
Montreal State Railway Company v. Normandin [(1917) A.C. 170] (Judicial Committee) Explained criteria for construing statutory provisions as mandatory or directory; where invalidation would produce general inconvenience not intended by legislature, provision may be treated as directory. Referred to as the authority whose reasoning the Federal Court followed; the present Court analyses and limits the applicability of that reasoning to the present constitutional provision and facts.
Canadian Pacific Railway Company v. Parke [(1899) A.C. 535] (Judicial Committee) Principle that a provision should be construed as directory if construing it as mandatory would infringe common-law rights; part of the Judicial Committee's formulations on mandatory/directory distinction. Quoted as elucidating the underlying test used by the Judicial Committee; the present Court uses it to criticise reliance on the Montreal Normandin rationale for construing Article 320(3).
Metcalfe v. Cox [(1895) A.C. 328] (House of Lords) Interpreted a statutory provision that expressly made rules ineffective until laid/approved (i.e., such provisions can create a condition precedent so rules are void without compliance). Distinguished: clause (5) of Article 320 does not contain the condition precedent language analysed in Metcalfe; hence Metcalfe does not operate to make regulations ineffective until laid.
Bailey v. Williamson [(1872-1873) L.R. 8 Q.B. 118] Interpreted statute requiring rules to be laid before Parliament and held such laying provisions were directory; rules could operate pending parliamentary disapproval. Relied on by the Court as a strong authority supporting the conclusion that clause (5) of Article 320 is directory and that rules need not be held void for non-compliance with the laying requirement.
Starey v. Graham [(1899) 1 Q.B. 406] Considered statutory provision requiring rules to be laid; Channell, J. treated such provisions as directory. Cited to further support the conclusion that legislative-laying requirements of the character of clause (5) are directory rather than conditions precedent to validity.

Court's Reasoning and Analysis

The Court framed the controversy as turning on two alternative questions; a decision against the appellant on either would dispose of the appeal:

  1. Whether Article 320(3) is mandatory (non-compliance would invalidate disciplinary action) or merely directory (non-compliance does not invalidate action).
  2. Whether an old rule (Rule 52 under section 266(3) of the Government of India Act, 1935) exempting consultation of the Public Service Commission had been validly continued in force by clause 19 of the Adaptation of Laws Order, 1950 under Article 372(2), thereby negating the appellant's right to insist on consultation.

On the second question the Court examined whether a pre-existing rule made by the Governor under the Government of India Act would be consistent with the Constitution merely because clause 19 declared it to remain in force. The Court surveyed the transitional and saving provisions of the Constitution, in particular Articles 313 and 372(1) and (2), and concluded:

  • Article 313 provides pre-existing public service laws continue only "so far as consistent with the provisions of this Constitution".
  • Article 372(1) likewise saves pre-existing laws but only "subject to the other provisions of this Constitution".
  • Article 372(2) empowers the President to make adaptations "for the purpose of bringing the provisions of any law ... into accord with the provisions of this Constitution" and declares that such adaptations "shall not be questioned in any Court of law".

The Court emphasised the governing direction of Article 372(2): the President's adaptations must be to bring pre-existing laws into accord with the Constitution and not to bring the Constitution into accord with pre-existing laws. The Court rejected the respondents' broader submission that clause 19 could keep in force pre-existing laws even if inconsistent with the Constitution. The Court interpreted clause 19's phrase "with the necessary modifications" as meaning that pre-existing instruments continue "so far as applicable" and only to the extent they are not inconsistent with re-enacted constitutional provisions. Applied to this case, the old rule of exemption would remain in force only subject to the requirement that regulations made under the proviso to Article 320(3) be laid before the Legislature as required by clause (5) of Article 320 and be subject to repeal or amendment by the Legislature.

On the factual point whether the old rule had in fact been laid before the State Legislatures after adaptation, the Court found no pleading or evidence on the record to demonstrate compliance or non-compliance. The Court referred to English authority (Starey v. Graham) to illustrate that where there is no evidence, the Court will not entertain an ultra vires challenge to continued application of rules. As there was no material, the Court did not decisively determine the validity of the adapted rule on that ground.

Turning to the first question, the Court analysed Article 320(3) itself and its proviso and clause (5). The Court reasoned that:

  • The Article contains a proviso empowering the President/Governors to make regulations exempting consultation; a provision that expressly leaves the executive free to exempt itself suggests the overarching provision is not a strict mandatory command.
  • Clause (5) requires laying regulations before the Houses "for not less than fourteen days" and subjects them to repeal or amendment by those Houses; it does not say regulations shall have no effect until so laid or approved. The use of the word "repeal" implies regulations may already be law before being laid.
  • Drawing on comparative authorities (Bailey v. Williamson, Metcalfe v. Cox, Starey v. Graham and others), the Court concluded clause (5) is of directory character. Because clause (5) is directory, the Court reasoned that the remaining provisions of Article 320(3) must likewise be construed as directory rather than mandatory.

The Court addressed prior domestic authorities: although a Division Bench (Shiva Nandan Sinha) had held Article 320(3) to be directory, the Judge said he was not impressed by the earlier reasons but nonetheless reached the conclusion that Article 320(3) is directory on the basis of the language of the Article, its proviso and clause (5), and the transitional scheme of the Constitution.

The Court therefore concluded that non-consultation of the Public Service Commission in the appellant's case did not invalidate the disciplinary proceedings or the order of discharge because Article 320(3) is directory; substantial or other remedies were not shown to arise from the omission.

Holding and Implications

Holding: The appeal is dismissed. The Court held that Article 320(3) of the Constitution is directory and not mandatory, and on the facts the appellant cannot succeed on the ground that the Public Service Commission was not consulted. There will be no order as to costs.

Implications:

  • Direct effect on the parties: the appellant's discharge stands and his writ application fails; there is no order for costs.
  • On the broader legal consequence, the Court accepted and explained that Article 320(3) is to be construed as directory; the Court observed that construing the provision as directory may make the safeguard it provides to State servants "wholly illusory" in practice, but expressed the hope that the executive will nevertheless ordinarily follow the direction to consult the Public Service Commission.
  • The Court also clarified the limited scope of clause 19 of the Adaptation Order: pre-existing rules continued under that clause remain in force only "so far as applicable" and subject to necessary modifications to make them consistent with the Constitution; clause 19 cannot be read so as to preserve pre-existing laws inconsistent with constitutional provisions.

This summary is prepared strictly from the reasoning and content of the opinion delivered by Chakravartti, C.J., without addition or inference beyond the text of that judgment.

Show all summary ...

The Judgment of the Court was delivered by

Chakravartti, C.J:— The only ground urged in this appeal was that the appellant's discharge from the service of the State Government was bad, inasmuch as neither before the initiation of departmental proceedings against him, nor before the imposition of a penalty, had the Public Service Commission been consulted.

2. At all material times the appellant, Munnalal Tewary, was employed as the Head Accountant under the Directorate of the West Bengal Fire Services. In March, 1949, he was placed under suspension on receipt of a report from the Anti-corruption Department of certain malpractices. Thereafter, an enquiry was started against him in respect of two charges, one concerning the alleged purchase of a motor-car said to have been improperly made and another concerning alleged falsification of a Petrol Receipt and Isue Register in order to conceal misappropriation of petrol. An enquiry was held by Sri S.K Gupta, who was then the Secretary to the Government in the Department of Local Self-Government, and was concluded in September, 1949. Before, however, he made his report, a fresh charge was brought against the appellant as a result of certain remarks made by a Magistrate in connection with another case. The third charge was to the effect that the appellant had abetted one Ranjit Kumar Bhattacharya, Station Officer, Serampore, in forging the Petrol Stock Register of that station. By his report which he submitted in May, 1950, the enquiring officer acquitted the appellant of the first two charges, but found him guilty of the third charge. Thereafter, the usual notices to show cause why he should not be removed from service was given and the appellant appears to have shown cause. The cause shown was not accepted and he was discharged from service on the 23rd of June, 1950, by an order of one Harold R. Scott, Director of Fire Services, who is the first respondent before us. The appellant submitted successive representations to the Government against the penalty imposed on him, but those were all rejected. Thereafter, the appellant moved this Court under Article 226 of the Constitution of India for a writ of certiorari upon Harold R. Scott. Sri S.K Gupta and the State of West Bengal, directing them to send up the records of the proceedings in order that the order of discharge and the findings at the enquiry might be quashed and a further writ in the nature of a prohibition, restraining the respondents from acting upon the order. A Rule nisi was issued on the application and it came to be disposed of by Bose, J. Various points were urged before him in support of the petition, but of them the only one, which is material for the purposes of the present appeal, was the point I have already mentioned. It was contended that by reason of the provisions of Article 320(3) of the Constitution, it was obligatory on the Government to consult the Public Service Commission before any action was taken against the appellant and that they not having done so, the proceedings taken against the appellant and the order passed against him were of no effect and void.

3. Bose, J., conceded that the provisions of Article 320(3) were mandatory, but he held that, nevertheless, the appellant could derive no assistance from those provisions, inasmuch as a rule framed under section 266(3) of the Government of India Act, 1935, and making it unnecessary to consult the Public Service Commission in respect of disciplinary action proposed to be taken against officers of the appellant's class, had been continued in operation by clause 19 of the Adaptation of Laws Order, 1950, issued by the President under Article 372(2) of the Constitution. The learned Judge thought that whether the effect of clause 19 was to bring into or keep in force a law not consistent with the Constitution, was immaterial, inasmuch as the power of the President to make any adaptations he considered necessary was derived from the Constitution itself. The learned Judge also pointed out that Article 372(2) expressly provided that no adaptation or modification made by the President could be questioned in any Court of law. In accordance with those findings, he discharged the Rule and dismissed the appellant's application. Thereafter, the present appeal was preferred.

4. Mr. Das Gupta, who appeared on; behalf of the appellant, put his point in an ingratiatingly simple form. He contended that although the proviso to Article 320(3) empowered the Governor to make regulations specifying the matters in respect of which it would not be necessary for the Public Service Commission to be consulted, no regulations had, in fact, been made. The proviso to clause (3) of the Article was, therefore, out of the way and what was operative at the present time and what was to be applied to the instant case was only the main provision of the clause unqualified in any manner. If that was the position in law, the order of discharge was plainly bad, inasmuch as the Public Service Commission had not been consulted and inasmuch as there was no regulation in existence which exempted the State Government from consulting the Commission. If it was said that the rule framed under section 266(3) of the Government of India Act, 1935, had been kept in force by clause 19 of the Adaptation of Laws Order, 1950, Mr. Das Gupta's answer was that such a rule, being inconsistent with the Constitution, would have no effect and could not prevail over the Constitution itself. He referred to clause (5) of Article 320 which requires that all regulations made under the proviso to clause (3) must be laid for not less than fourteen days before each House of Parliament or the House or each House of the Legislature of the State, as the case might be. According to Mr. Das Gupta, the old rule framed under the Government of India Act not having been laid before the Houses of the State Legislature, could not acquire validity as law without being so laid and a claim that it was a valid and operative law, in spite of not having been laid before the Houses of the Legislature, was a claim inconsistent with the Constitution. The power of the President under Articles 372(2), it was urged, was only power to make adaptations for the purpose of bringing the provisions of any law in force into accord with the provisions of the Constitution and, therefore, any pre-existing law not in accord with the Constitution could not be valid by reason of anything done under Article 372(2).

5. It will thus be seen that the whole argument of the appellant was centred on Article 320(3) of the Constitution. It appears to me that the argument raises two questions, a decision on either of which against the appellant will conclude the case. If Article 320(3) is not mandatory in character but only directory, no other question would arise, inasmuch as a failure to consult the Public Service Commission would not make the disciplinary action taken without such consultation invalid. On the other hand, if the rule of exemption framed under section 266(3) of the Government of India Act had been kept in force and validly so kept, the appellant could not insist on prior consultation with the Public Service Commission as of right, even if the provisions of Article 320(3) might otherwise be mandatory in character. In the second case, the position would be that the State; Government had exercised or must be deemed, by reason of the President's action, to have exercised, the power to exempt itself from the duty of consulting the Public Service Commission given to it by Article 320 itself.

6. I would take the second question first. The learned Advocate-General, who appeared for the respondents, contended that the whole argument of the appellant was entirely beside the point, inasmuch as the rule framed under section 266(3) of the Government of India Act was not inconsistent with anything contained in the Constitution. The rule, I might point out here, is Rule 52 which says that with respect to matters specified in clause (c) of sub-section (3) of section 266 of the Government of India Act [which corresponds to clause (c) of Article 320(3) of the Constitution], “it shall not be necessary to consult the Commission prior to the passing of orders by any authority subordinate to the Provincial Government which is competent to pass such orders.” The learned Advocate-General contended that the power of the Central or the local Government to exempt itself from the duty of consulting the Public Service Commission was not unknown to the Constitution of India, but was, on the other hand, expressly provided for in the proviso to clause (3) of Article 320. According to him, it followed that the rule, which I have just read, contained nothing inconsistent with the Constitution.

7. I do not find it possible to accept the contention of the learned Advocate-General. The power given by section 266(3) of the Government of India Act is a power exercisable by the Governor General or the Governors in their own discretion and it is not a power circumscribed in any other way. Nor is any further procedure directed or enjoined to be taken in respect of regulations that may be framed in exercise of the power. The Constitution, however, has added to the old power a duty and the duty is to lay the regulations before each House of Parliament or the House or each House of the Legislature of the State in order that the Houses of Parliament or the House or Houses of the Legislature may repeal or amend the regulations, if they feel minded to do so. In my view, a rule in respect of which all that can be said is that it has been framed by the Governor, is not consistent with the Constitution which requires by the proviso to Article 320(3) and clause (5) of the same Article that it would not be sufficient for the relevant authorities to frame regulations, but they must also submit the regulations to the judgment of the Legislature. It is true that clause (5) of Article 320 can apply only to regulation framed after the commencement of the Constitution, but a pre-existing rule claiming validity under the Constitution cannot be said to be consistent with the Constitution if it has not been subjected to the procedure prescribed by clause (5).

8. The learned Advocate-General next contended that assuming that the old rule providing for exemption from the duty to consult the Public Service Commission was inconsistent with the Constitution, it was, nevertheless, to be accepted as a good rule, inasmuch as the President had chosen to keep it in force by means of the action taken by him under Article 372(2) of the Constitution itself. Reference was made to the language of clause 19 of the Adaptation of Laws Order, 1950, and reliance was placed on the provision that where any rule, order or other instrument had been in force under any provision of the Government of India Act, 1935, and such provision had been re-enacted with or without modification in the Constitution, “the said rule, order or instrument shall, so far as applicable, remain in force with thei necessary modifications as from the appointed day as if it were a rule order or instrument of the appropriate kind duly made by the appropriate authority under the said provision of the Constitution.” It was contended that what the President had directed was that the rule was to remain in force as if it were a rule duly made by the appropriate authority under the provisions of the Constitution, and that it followed that notwithstandnig that the rule had not been laid before the Houses of the State Legislature, it must be deemed to have been so laid. In other words, the rule must be deemed to have been first framed by the State Government and then laid before the Houses of the Legislature, although, in fact the second step had not been taken, because the President had said that the rule was to continue to have effect as if it had been duly made under the Constitution. The learned Advocate-General, at least as far as I understood him, at first went to the length of saying that the President might, by way of adapting pre-existing laws to the Constitution, keep in force laws which were inconsistent with the Constitution and might to that end, even override certain of its provisions in order to bring it into conformity with pre-existing laws. In fairness to the Advocate-General, I must state that on the second day of the argument he appear ed to abandon that contention, but I might examine it on its merits.

9. Before proceeding further, I might refer to another Article of the Constitution which has a more direct bearing on the question before us. That is Article 313, which deals specifically with laws applicable to public services and posts under the Central or the local Government. The Article says that “until other provision is made in this behalf under this Constitution, all the laws in force immediately before the commencement of this Constitution and, applicable to any public service or any post which continues to exist after the commencement of this Constitution, as an all-India service or as service or post under the Union or a State, shall continue in force, so far as consistent with the provisions of this Constitution.” All that we need notice in this Article is that pre-existing laws applicable to public services are to continue in force only “in so far as consistent with the provisions of this Constitution.” It appears to me that since Article 313 deals specifically with laws relating to public services and posts belonging thereto, it is not really necessary to refer to Article 372(1) which is a provision of a general character. But that Article also does not contain any wider or different provision. Article 372 occurs in Part XXI of the Constitution which is concerned with temporary and transitional provisions. Articles 369, 370 and 371 contain various directions which are to operate during the transitional period “notwithstanding anything in this Constitution.” The Constitution is thus put on one side. The provisions of Article 372(1) are, however, far different, because although the Article says that “all the law in force in the territory of India immediately before the commencement of this Constitution shall continue in force therein until altered or repealed or amended by a competent Legislature or other competent authority”, this provision is only “notwithstanding the repeal by this Constitution of the enactments referred to in Article 395 but subject to the other provisions of this Constitution”. The vital qualification attached to Article 313 is thus repeated in Article 372(1) as well. The general intent of the Constitution, therefore, is that pre-existing laws are to operate after the Constitution, until amended or modified by the appropriate authority, only so far as they are consistent with the Constitution and that so far as they are not so consistent, they are to cease to operate.

10. It is in the light of that general intent that the provisions of clause (2) of Article 372 are to be understood and construed. That clause provides that “for the purpose of bringing the provisions of any law in force in the territory of India into accord with the provisions of this Constitution, the President may by order make such adaptations and modifications of such law, whether by way of repeal or amendment, as may be necessary or expedient, and provide that the law shall, as from such date as may be specified in the order, have effect subject to the adaptations and modifications so made, and any such adaptation or modification shall not be questioned in any Court of law”. Although the adaptations or modifications that may be made by the President are made immune from attack in any Court of law-about the true scope of that provision. I shall have to say something later-the governing direction in the clause is that the dealing by the President with pre-existing laws must be for the purpose of bringing such laws “into accord with the provisions of this Constitution.” In other words, if there is some preexisting law which does not conflict with the Constitution in certain respects but does conflict in certain other respects but it is considered expedient and necessary to keep the law substantially in force, the President can so adjust it to the Constitution as to remove the conflict and then direct it to remain operative. The clause does not authorise the contrary procedure. It says that the President shall act for the purpose of bringing the provisions of pre-existing laws into accord with the Constitution and not that he should act for the purpose of bringing the provisions of the Constitution into accord with pre-existing laws. I should, therefore, think that the words “as if it were a rule, order or instrument of the appropriate kind duly made by the appropriate authority under the said provisions of the Constitution”, occurring in clause 19 of the Adaptation of Laws Order, 1950, cannot be construed as if they could even have the effect of overriding provisions of the Constitution itself. Subject to the apparent difficulty caused by the last words of Article 372(1), I should think that any adaptation which is plainly inconsistent with the Constitution cannot be valid under Article 372(2) and therefore the adaptations actually made must be construed as if the President had not intended to exceed his powers, unless the words used make it wholly impossible to do so.

11. Logically, the next question would be, suppose the advisers of the President make him enact a provision by way of a purported adaptation of a pre-existing law which is plainly inconsistent with the Constitution, what would the effect of such an adaptation be and to what extent would scrutiny in Courts of law be barred by reason, of the last words in Article 372(2)? Mr. Das Gupta contended that while the adaptation or modification could not be questioned qua an Act of the President, the result of the adaptation or, in other words, the previous law as adapted, could nevertheless be challenged as repugnant to the Constitution, if it was, in fact, so repugnant. Prima facie, that would seem to be a proposition not easily seen to be tenable. If a law as adapted by the President is to be declared unconstitutional and void, the effect of such declaration would be to say that in making the adaptation the President had acted unconstitutionally and, therefore, a Court making such a declaration would be questioning the adaptation. To put it in that bald way is however to oversimplify the matter. What Mr. Das Gupta was trying to say probably was that just as rules framed under a particular Act which, under some provision of the Act, were to be deemed a part thereof, would still be questioned if they were inconsistent with certain provisions in the Act itself, although the actual act of the appropriate authority in framing the rules could not be questioned, similarly, the result of an adaptation made by the President could be questioned, if it conflicted with the Constitution, although the process by which the adaptation had come to be made, namely, the action of the President, was not liable to challenge. The position with regard to statutory rules which are declared to be a part of the Act, but which are found to be inconsistent with the Act itself, was elaborately examined by the House of Lords in the case of Minister of Health v. The King (on the prosecution of Yaffe) (1) [(1931) A.C 494]. In that case, their Lordships had to construe section 40 of the Housing Act of 1925, which empowered the Minister of Health to make an order confirming, with or without modifications, an improvement scheme made under the Act, and provided that “the order of the Minister, when made, shall have effect as if enacted in this Act.” It was held that the section did not preclude the Court from calling in question the order of the Minister where the scheme presented to him for confirmation and confirmed by him was in consistent with the provisions of the Act. In dealing with the question as to how a conflict between the substantive provisions of an Act and rules framed thereunder which are also to be deemed as parts of the Act was to be resolved, their Lordships referred to the earlier case of Institute of Patent Agents v. Lockwood (2) [(1894) A.C 347], decided by the House, where the question was whether rules framed under an Act and required to be laid before the House of. Parliament and in fact so laid could be questioned in Courts of law as invalid. Viscount Dunedin pointed out that there was an obvious distinction between the earlier case and the case then before the House, inasmuch as in the earlier case the rules had to be deemed to have received the sanction of Parliament itself. The learned and noble Lord, however, proceeded to say that that distinction would not avail to prevent the sanction given by the Minister in the case then before the House from being “an untouchable sanction.” In other words, his Lordship thought that just in a case where rules were required to be laid before the Houses of Parliament and were, in fact, so laid, the validity of the actual enactment of the rules could not be questioned, even so, in the case then before the House, the validity of the sanction given by the Minister of Health could not be questioned. How then were Courts of law to proceed in such a (Situation? Viscount Dunedin with whom all the other noble and learned Lords concurred observed that the true rule had been laid down by Herschell, L.C in the earlier case in a passage to which he referred and which I might usefully quote:

“No doubt,” observed the Lord Chancellor, “there might be some conflict between a rule and a provision of the Act. Well, there is a conflict sometimes between two sections to be found in the same Act. You have to try and reconcile them as best you may. If you cannot, you have tot determine which is the leading provision and which the subordinate provision, and which must give way to the other. That would be so with regard to the enactment, and with regard to rules which are to be treated as if within the enactment. In that case, probably the enactment itself would be treated as the governing consideration and the rule as subordinate to it.”

12. After quoting the above passage, Viscount Dunedin proceeded as follows:

“What that comes to is this: The confirmation makes the scheme speak as if it was contained in an Act of Parliament, but the Act of Parliament in which it is contained is the Act which provides for the framing of the scheme, not a subsequent Act. If, therefore, the scheme, as made, conflicts with the Act, it will have to give way to the Act. The mere confirmation will not save it. It would be otherwise if the scheme had been, per se, embodied in a subsequent Act, for then the maxim to be applied would have been ‘Posteriora derogant prioribus.’

13. Adopting the language of Viscount Dunedin, it seems to me possible to say that the result of an adaptation order made by the President is that the rule adapted speaks as if it is authorised by the Constitution or has been framed under it, but the Constitution which provides for the framing of the rule by giving the power of adaptation is the same Constitution and it contains other provisions with which the rule framed is not consistent, it may be said that, in such a case, although the act of the President in making the adaptation cannot be challenged, just as the act of the Minister of Health could not be challenged, the rule must give way to the provisions of the Constitution, being subordinate thereto. I am not overlooking the fact that the rules framed under an Act and the Act it self are at different levels of legislation, but I can see no essential difference between on one hand, the provisions of an Act and rules framed under it, which are to be treated as parts thereof and on the other, the provisions of the Constitution and rules framed under it or brought into accord with it. As at present advised, I am inclined to think that the principle to which I have just referred and which was explained by the House of Lords in the case, I have just mentioned, might apply to the construction of Article 372(2) of our Constitution.

14. It is, however, not necessary to come to a decision on that question in the present case. The question would arise if it had to be said on the language of clause 19 that it did purport to keep in force even laws which might be inconsistent with the Constitution. In my view, clause 19 of the Adaptation of Laws Order, 1950. cannot and ought not to be so construed. The clause does not say that the old rules or orders or other instruments shall remain in force, just as they are, but it says that they will remain in force “so far as applicable” and “with the necessary modifications”. What does the last phrase mean? It is obvious that clause 19 owes its parentage to section 24 of the General Clauses Act which provides that where any Central Act or Regulation is, after the commencement of the General Clauses Act, repealed and re-enacted with or without modification, then, unless it is otherwise expressly provided, any order, scheme, rule-I am leaving out the portions not material-issued under the repealed Act or Regulation shall, “so far as it is not inconsistent with the provisions re-enacted, continue in force, and be deemed to have been made or issued under the provisions so re-enacted.” I am quite clear in my mind that the expression “with the necessary modifications” occurring in clause 19 have the same meaning as the phrase “so far as it is not inconsistent with the provisions re-enacted.” Only such a construction will give the clause a meaning consistent with Articles 313 and 372(1) of the Constitution and I can see no reason whatever to construe the clause in any other way. Applied to the instant case, the effect of clause 19 would, therefore, be that the old rule of exemption shall remain in force, subject to being laid before the Houses of the State Legislature as directed by clause (5) of Article 320 and subject to being repealed or amended by the Legislatures.

15. It is at this point that the appellant, to my mind, is confronted with a practical difficulty. The objection that the Public Service Commission had not been consulted was not taken in the petition made before the trial Court and the point was raised only in the course of the argument. There is nothing, however, on the record to show whether or not the old rules framed under section 266(3) of the Government of India Act, 1935, were laid before the Houses of Legislature after their adaptation. It appears that a similar case arose in England, where section 101, sub-section (4) of the Patents, Design, and Trade Marks Act and rules framed thereunder came to be considered. Section 101 required that any rules made in pursuance of the section would have to be laid before both Houses of Parliament, if Parliament was in session at the time of making thereof, or if not, then as soon as practicable after the beginning of the then next session of Parliament, Certain rules were framed in 1889, but they were repealed in 1890. In 1891, a fresh set of rules were framed, but they were framed in the form of a declaration that from and after the commencement of the new rules, the rules of 1889 would, where applicable, and save so far as they were altered by the new rules, have effect with certain modifications. The point raised was that the rules of 1889, though duly framed, having been re pealed, they could not be re-enacted by a “mere reference in the rules of 1891, and that for a valid” re-enactment they would be required to be re-laid before the Houses of Parliament, as enjoined by sub-section (4) of section 101 of the Act. There was no evidence before the Court whether the rules of 1889, had been placed before Parliament after their incorporation in the rules of 1891, nor any evidence) that they had not been. In those circumstances the Court proceeded on the view that the provisions of sub-section (4) of section 101 must be deemed to have been complied with and that the Court could not give effect to an argument of invalidity or ultra vires in the absence of the necessary pleading and the necessary evidence. [See Starey v. Graham (3), (1899) 1 Q.B 406]. It is true that the respondents did not contend before us that the old rule had, in fact, been laid before the Houses of the State Legislature after its adaptation, but the position is exactly as it was in the case to which I have just referred. If there had been evidence that the old rules had not been laid before the Houses of Legislature, we would have to proceed to the next stage of considering, even in connection with the present point, what the effect of a failure in that regard was, but as the facts stand, the enquiry must stop at the point we have reached.

16. I do not, however, propose to decide against the appellant on this ground, because, much as I regret the decision, he must fail on the fundamental ground which is that Article 320(3) is not mandatory. It has been held to be directory by a Division Bench of this Court in the case of Shiva Nandan Sinha v. State of West Bengal (4) (58 C.W.N 18), but, if I may say so with great respect, I am not impressed by the reasons on which that decision rests. One reason given is that the opinion of the Commission is not binding on Government, as it appears from Article 323(1). I do not see that that provision makes any difference, because although the Constitution may not have required Governments to be bound by the advice of the Commission, it might still have required imperatively that the opinion of the Commission must be taken into consideration and that the public servant affected should have the privilege of having the opinion of the Com mission brought to bear on Government's judgment. I can see no necessary conflict between the provision for a consultation being mandatory and the advice given by the authority consulted not being binding. Another reason given by the learned Judges is based on a consideration which found no favour with a learned Judge, sitting singly, who decided the case of Sisir Kumar Das v. State of West Bengal (5) (58 C.W.N 952). Das, J., who delivered the judgment of the Division Bench observed that he could not persuade himself to hold that a menial servant of the humblest category could claim the privileges conferred by Article 320(3). Referring to that observation Sinha, J., remarked in the later case of Sisir Kumar Das v. State of West Bengal (5) (58 C.W.N 952), that the entire background of the Constitution was to confer equality of status on all citizens so as to evolve a classless society and, therefore, it could not be right to construe an Article in the Constitution as if the Constitution itself contemplated discrimination between citizens of different grades of position or wealth. If I may say so, the criticism made by Sinha, J., appears to me to have the support of good reason. The last ground on which the decision in 58 C.W.N, page 18 is based is the authority of the decision of the Federal Court in Biswanath Khemka v. King Emperor (6) [49 C.W.N (F.R) 62]. That decision, if I may say so with respect, is a very unusual one. Their Lordships had to construe section 256 of the Government of India Act, 1935, which read as follows:

“No recommendation shall be made for the grant of magisterial powers or of enhanced magisterial powers to, or the withdrawl of any magisterial powers from, any person save after consultation with the district magistrate of the district in which he is working, or with the Chief. Presidency Magistrate, as the case may be.”

17. As a matter of language, the section appears to me to contain an absolute mandate in the shape of an absolute prohibition, because it says that no recommendation shall be made save after consultation with a certain authority. The Federal Court, however, yet held that even that provision was of a directory character and the reason given by them was that any other view would lead in many cases to results which could not have been intended by Parliament and which would entail general inconvenience and injustice to persons who had no control over those entrusted with the duty of making recommendations for the grant of magisterial powers. The observation was patterned on what the Judicial Committee had said in the case of Montreal State Railway Company v. Normandin (7) [(1917) A.C 170 at pages 174-175]. But with the utmost respect, I am unable to see how the observations of the Judicial Committee could at all be drawn upon in aid of the conclusion at which the Federal Court arrived. The Judicial Committee undoubtedly was considering the principles to be applied in deciding whether a particular provision in a statute was mandatory or directory. The proposition which they laid down was this: Where the provisions of a statute relate to the performance of a public duty and the case is such that to hold that the acts done were invalid would work general inconvenience and injustice to persons who had no control over those entrusted with the duty and, at the same time, would not promote the main object of the Legislation, the provision should be construed as a directory provision. What the Judicial Committee had in mind was explained more fully and directly in the earlier case of Canadian Pacific Railway Company v. Parke (8) [(1899) A.C 535], where they said that a provision of law should be construed as directory, if to construe it as a mandatory provision would involve an infringement of the common law rights of citizens. If I may again say so with great respect, it appears to me that if a Magistrate is appointed without complying with the correct procedure for hi? appointment or if powers conferred on him are not conferred in accordance with law, there can be no question of any general or public inconvenience resulting, if the orders passed and sentences imposed by such a Magistrate are set aside. It cannot certainly be right to hold as a general rule that if violation of a statute is committed on a large scale with the result that too many people have become involved in the consequences, the violation should be upheld on that ground also, because not to do so would be to disturb the acts already done. The principle laid down by the Judicial Committee applies only to cases where the acts done in exercise of the authority in question have been beneficial to the public. In any view, it is not necessary for us to consider ourselves bound by the decision of the Federal Court, because they were construing a different provision of law and, on the facts found by themselves, the observations made as regards the mandatory character of section 256 were in the nature of obiter dicta. The Division Bench also said that the Public Service Commission was to be consulted under clause (3) of Article 320 only in respect of those classes of officers for whose recruitment it held an examination under clause (1), but I can find no warrant for that view.

18. Having said so much, I must proceed to say that Article 320(3) appears to me to be of a directory nature for a variety of other considerations. The first is that the Article itself gives the liberty to the President and the Governors to exempt themselves from its operation by regulations framed by themselves. A mandate which leaves it open to the mandated person to carry or not to carry out the mandate according to his pleasure or discretion cannot be a mandate, properly so called at all. It may be urged against this view that if the main provision of Article 320(3) had not been mandatory, there would be no necessity of empowering the President and the Governors specifically to exempt themselves from the operation of its provisions if they chose to do so. The answer to that argument would be that the fact that a particular provision is directory does not mean that it can be followed or not followed just as one pleases. It means merely that whereas in the case of a mandatory nrovisi-on, strict compliance with every letter of the law is necessary and absence of such compliance will invalidate the act in the case of a directory provision, substantial compliance is sufficient and even where there is no compliance at all, the act is not invalidated by such non-compliance alone. It does not mean that where a provision is directory, the persona or authorities to whom it applies can make a habit of disregarding it on the ground that they are not imperatively required to follow it and can follow or not follow it as they choose. It is because the Constitution expects the President and the Governors of the States to consult the Public Service Commission in cases covered by Article 320(3) and because it assumes that normally and except in the case of an oversight, they will follow the provisions of the Article that a specific power is given to make consultation with the Public Service Commission unnecessary in certain cases by means of framing regulations in that behalf. But I can imagine even another argument against the Article being construed as directory. It may be said that whereas the provisions of Article 320(8) might well be construed as directory, if the direction of the Constitution stopped at the proviso to the clause, the same cannot be done, because the matter has not been left to the sole discretion of the President and the Governors, but a further provision has been made, requiring all regulations framed under the proviso to be laid before Parliament or the Houses of the State Legislature as the case may be. The last requirement, it may be contended, made it clear that unless the President or the State Governors actually framed regulations, making the consultation with the Public Service Commission unnecessary and unless such regulations, upon being laid before the Legislature, were neither repealed, nor amended, the main provision of Article 320(3) would operate in full force as a provision of a mandatory character. I would accede to that argument, if I could hold that clause (5) of Article 320 was mandatory. Unfortunately, 1 am unable to do so.

19. Clause (5) read as follows:

“All regulations made under the proviso to clause (3) by the President or the Governor or Rajpramukh of a State shall be laid for not less than fourteen days before each House of Parliament or the House or each House of the Legislature of the State, as the case may be, as soon as possible after they are made, and shall be subject to such modifications whether by way of repeal or amendment, as both Houses-of Parliament or the House or both Houses of the Legislature of the State may make during the session in which they are so laid.”

20. The learned Advocate-General contended that the provisions contained in the words, which I have just read, were not mandatory, but he did not advance any argument in support of that contention. I have since considered the matter and although I have not been able to make a very extended investigation, I have still been able to trace decisions of high authority where provisions of the same character came to be considered. The view taken accords, if I may say so without immodesty, with my reading of the language of clause (5) and its effect in law.

21. It is well known that when an Act provides that rules framed under a section of it shall have to be laid before the Legislature, the provision is generally made in one or another of three forms. There is either a mere direction that any rules framed under a particular section shall have to be laid before the Legislature for a certain period, or there is a provision that the rules shall not come into effect till after they have been laid before the Legisalture and have lain there for a stated period or it may be said that the rules shall have to be laid before the Legislature and if the Legislature disapproves or amends or modifies them, they will have effect only as so amended or modified. In the second type of cases which I have just mentioned, no difficulty can arise, because the Act itself says specifically that the rules are not to come into effect till they have been laid before the Houses of Parliament and have lain there for a stated period. Such a provision fell to be construed in the case of Metcalfe v. Cox (9) [(1895) A.C 328]. The Act which came to be considered there was the Universities (Scotland) Act, 1889, which provided by section 20 that all Ordinances made by members of a certain commission were to be published in the Edinburgh Gazette, laid before Parliament, and submitted to the Queen in Council for approval, and that “no such ordinance shall be effectual until it shall have been so published, laid before Parliament, and approved by Her Majesty in Council.” The case was heard by a very strong House which included among its members Lords Herschell, Watson and Macnaghten, that they all held unanimously that an Ordinance by which the University College of Dundee had been sought to be affiliated to and made a part of the University of St. Andrews but which had not been laid before Parliament was, for want of due compliance with the procedure laid down by the statute, invalid and void.

22. The provisions of clause (5) of Article 320 are, however, entirely different. In the first place, all that the clause requires and enjoins is that the regulations shall be laid before the Legislature for a period of not less than fourteen days. It is not said that till the regulations have been so laid and till after they have lain for a particular period, they shall not come into force. Again, the clause provides that after the regulations have been placed before the Legislature they shall be subject to modification, “whether by way of repeal or amendment”. The word “amendment” causes no difficulty, because I can conceive of even draft rules being amended, but the clause also speaks of “repeal” and that provision, to mind, indicates conclusively that the regulations do not depend for their validity on being laid before the House and certainly do not depend on the Legislature's approval. The word “repeal” implies and connotes that what is to be repealed is already law, for otherwise repealing could have no meaning and there would be no question of repeal at all. Even apart from the meaning suggested by the word “repeal”, it appears to me that in view of the limited character of the provision contained in clause (5), limited in the sense that it is confined to a direction for laying the regulation before the House, the clause can be construed only as a provision of a directory character.

23. The question was considered at great length by four Judges of the Queen's Bench in the case of Bailey v. Williamson (10) [(1872-1873) L.R 8 Q.B 118]. The Act which fell to be considered there was the Parks Regulation Act, 1872, which was largely concerned with the use by the public of the Hyde Park in London. The Act contained a schedule which provided for the framing of rules and section 9 of the Act ran as follows:

“Any rule made in pursuance of the first schedule to this Act shall be forthwith laid before both Houses of Parliament, if Parliament he sitting, or if not, then within three weeks after the beginning of the then next ensuing sesssion of Parliament; and if such rules shall be disapproved of by either House of Parliament within one month after the same shall have been so laid before Parliament, such rules, or such parts thereof as shall be disapproved if, shall not be enforced.”

24. Section 4 of the Act provided that the regulations contained in the schedule shall not take effect until the expiration of one calendar month after the passing of the Act. The question raised being whether regulations framed under the Act would be operative after the expiry of one calendar month, but before they had been laid before Parliament, Cockburn, C.J, observed as follows:

“Was it, then, intended that the Act should in the meantime be inoperative? I think not, because the regulations are to come into effect within one month after the Act itself comes into operation. It is contemplated by the legislature in the statute itself, that those regulations, which are to come into force within one month of the statute, shall be supplemented by rules to be made; and it seems to me that the rules must be considered as coming into operation by virtue of the statute and the regulations in the schedule from the time the rules are made; subject to this, that if those rules should appear to either House of Parliament then sitting or when it next meets, as unreasonable and improper, then either House of Parliament has the power reservd to it by the statute, instead of a new statute being enacted, to repeal what has been done under the former one and to disallow all or any of the rules.”

25. Blackburn, J., was more direct and referred to the provision in sec. 9 to the effect that the rules or such part of them as might be disapproved by Parliament would not be enforced. Referring particularly to that provision, the learned Judge observed as follows:

“The question is-Does that mean that the rule which had been made and published shall not be enforced ab initio, and that this laying before Parliament shall be made condition precedent? I can only say that it does not seem to me to be the intention expressed by the legislature. I think the legislature has expressed the intention that the rules shall be made, and an intention that if after the period limited Parliament expresses its disapproval, it shall cease to be a rule; but it is to be a rule up to that time, and, as such, any transgression of it may be punished by a summary conviction under section 4”.

26. Mellor, J., pointed out that section 9 did not say that the rules would not come into force until they had been laid before Parliament or until they had been approved and he concluded that, in the absence of such words, the laying before Parliament could not be held to be essential for the purpose of validating the rules. Quain, J., made the accute observation that section 9 said nothing about the approval of Parliament but only said that Parliament might, if it chose, disapprove the rules or a portion of them. “It is very remarkable”, said the learned Judge, “that the word used is ‘disapproved’, so that the act must be an act of disapproval on the part of Parliament and not of approval. And the section does not say that the rule, if disapproved, shall be null and void, or of no effect, or that it shall be repealed, or anything of that kind; but it simply says it shall not be enforced” The point in the learned Judge's observation is that since the statute simply said that Parliament might, if it chose, disapprove the rules, but said nothing about approval, approval by the Legislature could not be said to be a condition precedent to the validity of the rules.

27. I need not multiply citations, but shall content myself with referring to a case to which I have already referred, namely, the case of Starey v. Graham (1) [(1899) 1 Q.B 406]. Referring to section 101, sub-section (4) of the Patents, Designs and Trade Marks Act, to which I referred a few minutes ago in the course of this judgment, Channell, J., said that provisions of that character were no more than directory.

28. It will appear that there are no words in clause (5) of Article 320 which say that the regulations shall have no effect, unless laid before the Houses of Parliament or that they will not come into force till the Houses have approved of them. Indeed, as Quain, J., pointed out in the decision I have already referred to, clause (5) also says nothing about the approval of the Legislature. If, therefore, failure to lay them before Parliament or the Houses of the State Legislature does not entail the consequence that the regulations will not come into force at all or will cease to have effect as law, I feel constrained to hold, in accordance with established prniciples, that the provisions of clause (5) can only be construed as directory. Indeed, the word “repeal”, as occurring in the clause, leaves no option but to hold that even without being laid before the Legislature and before they have been so laid, the regulations are already law. If so, then the provision for laying them cannot be mandatory, for if it was mandatory, non-compliance with it would make the regulations utterly void.

29. Since clause (5), is itself directory, it cannot require the construction of clause (3) as directory, otherwise suggested, to be modified and one rami come to the conclusion that all parts of the provision relating to consultation with the Public Service Commission as also those provisions, taken as a whole, cannot be construed to be of a mandatory character. This view seems to have the force of practical considerations behind it, because before the commencement of the Constitution and the first sitting of the Houses of the Legislature, there would be an interval and if the provisions of Article 320(3) were mandatory, there could be no rule of exemption operative during that period. The consideration is perhaps not a very strong one, because all that would happen would be that the Commission would have to be consulted in every case of disciplinary action. But there are other reasons, as I have shown, drawn from the language of the Article which compels the view that its provisions are merely) directory.

30. As I pointed out towards the early part of the judgment, if Article 320(3) is only directory and not of a mandatory character, the appellant cannot succeed in his application on the ground that the Public Service Commission was not consulted in his case.

31. It is clear that if Article 320(3) is construed as a directory provision, as in my view it has to be construed, the safeguard provided by it to the servants of the State may prove to be of a wholly illusory character. It may be that the Constitution trusted the executive to follow the directions of the Article, even though they were not of a mandatory character and one can only hope that they will be followed.

32. For the reasons I have given above, this appeal cannot succeed. It is accordingly dismissed, but there will be no order for costs.

Lahiri, J.:— I agree.

Solicitors: A.C Dutt for the Appellant; N.C Mitra for the Respondents.

S.K.B