- Bookmark
- Share
- CaseIQ
Shri Krishan Dev Petitioner v. Lal Chand & Another S
Judgment Summary — Hardayal Hardy, J.
Factual and Procedural Background
The dispute concerned tenancy rights. Respondent No. 1 was the landlord and the petitioner a tenant of a portion of a building in East Patel Nagar, New Delhi; Respondent No. 2 was another tenant of respondent No.1. Respondent No.1 instituted a civil suit for a permanent injunction disputing the petitioner's right to use a barsati on the terrace. The suit was valued at Rs. 130/- for court-fee and jurisdiction.
During trial the respondents appeared as witnesses for the plaintiff and produced documents and affidavits, including a rent note marked Exhibit P2 (proved by Respondent No.2) and a purported schedule marked Exhibit P2.A produced later.
The petitioner filed an application under section 476 Cr.P.C., read with section 195 Cr.P.C., seeking to file a criminal complaint against the respondents for offences under sections 193, 196, 199, 200 and 471 IPC. The trial Court decreed the suit and refused to file the complaint, although it described Exhibits P2 and P2.A as suspicious and unreliable. An appeal to the Senior Subordinate Judge / Additional Senior Subordinate Judge was dismissed, and that appellate court also refused to file the complaint.
The petitioner then appealed to the District Judge under section 476-B Cr.P.C. The District Judge dismissed that appeal on the preliminary legal ground that no such appeal was competent under section 476-B, relying on section 479-A Cr.P.C. and its sub-section (6) as barring the course of action taken under sections 476–479 where the newly inserted section applied.
Legal Issues Presented
- Whether an appeal under section 476-B Cr.P.C. against the trial Court's refusal to file a complaint (for offences allegedly committed by parties in a civil proceeding) was competent in the District Judge's Court in the circumstances of this case.
- Whether sub-section (6) of section 479-A Cr.P.C. bars proceedings under sections 476 to 479 Cr.P.C. in respect of offences alleged to have been committed by parties who appeared as witnesses in judicial proceedings, and thus confines the power to order prosecution to the trial Court and specific appellate courts under section 479-A.
- Whether offences under sections 199, 200 and 471 IPC fall within the scope of section 479-A (i.e., whether they amount to giving or fabricating false evidence such that subsection (6) would bar resort to sections 476–479).
- If an offence under section 471 IPC is alleged in respect of a document produced in evidence, which court(s) is/are competent to file a complaint under section 195(c) Cr.P.C. when the trial Court refuses to file such complaint?
Arguments of the Parties
Petitioner's Arguments
- The appeal under section 476-B Cr.P.C. was competent and the District Judge erred in holding otherwise.
- While conceding that sections 193 and 196 IPC fell within the scope of section 479-A Cr.P.C., the petitioner contended that offences under sections 199, 200 and 471 IPC do not amount to perjury or fabrication of false evidence and therefore are not covered by sub-section (6) of section 479-A; consequently the authority to file a complaint under section 476 was not impaired for those offences.
Respondents' Arguments
- The respondents (as represented by their counsel) maintained that even on the merits the petitioner had no case. They pointed out that the trial Court decreed the suit and the appeal was dismissed by the Additional Senior Subordinate Judge, and neither judgment contained a positive finding that Exhibits P2 and P2.A were false documents—only that Exhibit P2's circumstances were suspicious.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Shabir Hussain Bholu v. State of Maharashtra | Earlier observations relating to the scope of section 479-A and section 471 (the opinion suggested some doubt as to coverage of section 471). | The Court noted that any doubt created by this decision has been addressed by a later Supreme Court decision; Shabir Hussain's observations on section 471 were treated as an earlier source of uncertainty which subsequent authority clarified. |
| Babu Lal v. State of Uttar Pradesh | Clarified that section 479-A is restricted to the offence of intentionally giving false evidence and that offences under section 471 IPC (using forged documents knowingly) are not included within subsection (i) of section 479-A. | The Court relied on Babu Lal to conclude that section 471 IPC is not covered by section 479-A; consequently, the authority of courts to act under section 476 Cr.P.C. in respect of section 471 offences is not impaired by sub-section (6) of section 479-A. |
| Kuldip Singh v. State of Punjab and another | Interpreted the appellate structure under the Punjab Courts Act, 1918: an appeal from an appealable decree of a Subordinate Judge Ist Class ordinarily lies to the Court of the District Judge (and not to the Senior Subordinate Judge). | The Court used Kuldip Singh to determine which appellate court was properly the forum for the petitioner's appeal against refusal to file a complaint for an offence under section 471 IPC—concluding that the District Judge was the correct appellate court, making the appeal before the District Judge competent. |
| Baban Singh and another v. Jagdish Singh and others | Held that offences arising from false affidavits would fall under sections 191 or 192 IPC (i.e., giving or fabricating false evidence) and not under sections 199 and 200 IPC, thereby attracting the provisions of section 479-A Cr.P.C. | The Court relied on this precedent to conclude that alleged false affidavits by respondents would attract section 479-A, meaning the decision to file a complaint in respect of such offences could be taken by the trial Court or by the appellate court where an appeal against the decree was filed. |
Court's Reasoning and Analysis
The District Judge had dismissed the petitioner's appeal under section 476-B Cr.P.C. on a legal objection: he treated the respondents' conduct (appearing as witnesses, producing documents and affidavits) as amounting to perjury or fabrication of false evidence and concluded that the remedy under section 479-A Cr.P.C. applied; sub-section (6) of section 479-A was held to bar proceedings under sections 476–479 Cr.P.C. in such cases, thus rendering an appeal under section 476-B incompetent.
The petitioner conceded that in respect of sections 193 and 196 IPC the District Judge's view was correct (those offences fall within the scope of section 479-A and the limited procedure provided by it). The petitioner's challenge was directed to the District Judge's view that sections 199, 200 and 471 IPC were similarly covered.
On section 471 IPC the Court found substantial force in the petitioner's contention. The Court relied on the later Supreme Court decision in Babu Lal which clarified that section 479-A is restricted to offences of intentionally giving false evidence and that section 471 (dishonestly or fraudulently using as genuine a document known to be forged) is not within the description contemplated by section 479-A. The judgment of Babu Lal explicitly stated that proceedings for an offence under section 471 should proceed under section 476 Cr.P.C. and are not barred by sub-section (6) of section 479-A.
The Court then examined the procedural consequences under section 195(c) Cr.P.C. and subsection (3) of section 195 defining subordinate courts for purposes of filing complaints. Applying Kuldip Singh, the Court concluded that an appeal from a Subordinate Judge Ist Class ordinarily lies to the District Judge; therefore when the trial Court refused to file a complaint under section 471, the appellate forum to entertain the appeal under the relevant provisions was the District Judge. The District Judge had therefore been the proper forum and his decision that the appeal was not competent was erroneous.
As to the alleged false affidavits (sections 199/200), the Court accepted the position in Baban Singh that such conduct would properly fall under sections 191 or 192 IPC (giving or fabricating false evidence) and hence attract section 479-A Cr.P.C.; in those circumstances the power to order prosecution could be exercised by the trial Court or by the appellate Court in which an appeal against the decree was filed.
On the substantive merits of whether prosecution should be ordered the Court declined to finally decide. Although respondents argued that the judgments below contained no positive finding of forgery or falsity of Exhibits P2 and P2.A (only suspicion), the Court refused to consider the merits because the petitioner had not yet advanced arguments before this Court on merits. The Court emphasized that whether it is expedient in the interest of justice to order prosecution is a discretionary decision for the District Judge to take afresh, uninfluenced by the observations in this revision.
Holding and Implications
Holding: Revision accepted. The Court held that the District Judge erred in dismissing the petitioner's appeal as incompetent so far as the alleged offence under section 471 IPC was concerned. The District Judge's order on that point was set aside and the matter remitted to the Appellate Court (the learned District Judge) for decision on the merits.
Implications:
- The direct effect is that the petitioner's appeal, insofar as it concerned an alleged offence under section 471 IPC, was competent before the District Judge and must be adjudicated on its merits by that court.
- For allegations arising from false affidavits (conduct attracting sections 191/192 IPC), section 479-A Cr.P.C. applies and the decision to file a complaint may be taken by the trial Court or by the appellate Court in which an appeal against the decree was filed.
- The Court expressly declined to rule on the substantive merits of whether prosecution should be ordered; it remitted that question to the District Judge to decide independently and in the interest of justice.
- No novel legal principle was created by this opinion beyond applying and reconciling existing authority: the decision corrects an error of law in the District Judge's ruling and directs adjudication on merits rather than establishing a new precedent.
Disposition: The revision was accepted and the case remitted to the Appellate Court below for decision on the merits. Parties were directed to appear before the learned District Judge on 15th October, 1969.
Hardayal Hardy, J.:— This criminal revision is directed against an order made by Shri C.G Suri the then District Judge, Delhi, (now Hon'ble Mr. Justice C.G Suri of the High Court of Punjab & Haryana) whereby the appeal filed by the petitioner was dismissed on a preliminary objection raised by the respondents that no such appeal was competent under section 476-B of the Criminal Procedure Code.
The facts are not in dispute. Respondent No. 1 is the landlord while the petitioner is his tenant in respect of a portion of the building in East Patel Nagar, New Delhi. Respondent No. 2 is also a tenant of respondent No. 1 in respect of another portion of the property. There was a dispute between the petitioner and respondent No. 1 about the petitioner's tenancy in respect of a barsati on the terrace of the building. Respondent No. 1 who challenged the right of the petitioner to use and occupy the said barsati instituted a suit for grant of a permanent injunction against the petitioner in the Court of a Subordinate Judge, Ist Class, valuing the suit for purposes of court-fee and jurisdiction at Rs. 130/-. During the course of the trial both the respondents appeared as witnesses against the petitioner. They also filed certain affidavits in support of an application for grant of a temporary injunction. Respondent No. 1 also filed a rent note allegedly executed by respondent No. 2 in his favour on 5-5-1963. The said rent note which had already been placed on file was duly proved by respondent No. 2 when he appeared as a witness and was marked Exhibit P2. On 18-4-1966 one other document which purported to be a schedule to Exhibit P2 and was claimed to have been executed on the same date i.e 5-5-1963, was also produced and was marked Exhibit P2.A.
During the course of the trial of the suit, the petitioner filed an application under section 476, Criminal Procedure Code, read with Section 195, Criminal Procedure Code, for filing a complaint against the respondents for offences under sections 193, 196, 199, 200 and 471 Indian Penal Code. The trial Court decreed the suit filed by respondent No. 1 and also refused to file a complaint against the respondents although it was held that the documents Exhibits P2 and P2.A were suspicious and unreliable. Against the decree of the trial Court the petitioner preferred an appeal in the Court of the Senior Subordinate Judge which was heard by the Additional Senior Subordinate Judge and was dismissed. The Additional Senior Subordinate Judge also refused the petitioner's prayer for filing a complaint against the respondents under sections 193, 196, 199, 200 and 471 IPC.
The petitioner thereupon preferred an appeal in the Court of the District Judge under section 476-B Cr. P.C which, as stated above, was dismissed by the learned District Judge holding that no such appeal was competent.
As the petitioner's appeal was dismissed by the learned District Judge on a purely legal objection with regard to its maintainability the arguments in revision before me were confined to that aspect alone. According to the learned District Judge both the respondents had appeared as witnesses in a civil proceeding in which the offences were alleged to have been committed. The evidence given by the respondents and the documents and affidavits produced by them before the trial Court therefore amounted to an offence of perjury and intentionally fabricating false evidence for the purpose of its being used in any stage of the judicial proceedings and as such action for prosecuting the respondents could only be taken in accordance with the provisions of section 479-A of the Code of Criminal Procedure which had been specially inserted in the Code by the Code of Criminal Procedure Amendment Act 26 of 1955 to provide a summary remedy for such offences affecting administration of justice. sub-section (6) of section 479-A lays down that no proceedings shall be taken under sections 476 to 479 inclusive, for the prosecution of a person for giving or fabricating false evidence, if in respect of such a person proceedings may be taken under the newly inserted section. Learned District Judge therefore held that it was primarily for the trial Court to order the prosecution of the respondents and if that Court had refused to file a complaint the same power could be exercised by the appellate Court which in this case was the Court of the Additional Senior Subordinate Judge. The petitioner having failed to persuade that Court, sub-section (6) of section 479-A was a complete bar to the taking of any action against the respondents under sections 476 to 479 of the Code of Criminal Procedure.
The correctness of the District Judge's order was not challenged by the learned counsel for the petitioner so far as sections. 193 and 196 IPC are concerned and it was concehed by him that under section 479-A Cr.P.C a complaint with respect to those offences could only be filed by the trial Court and failing that by the Court of the Additional Senior Sub Judge which was concerned with the appeal from the decree as provided for under sub-section (5) of section 479-A. The attack of the learned counsel was, however, directed against that part of the order where it was held that a complaint in respect of offences under sections 199, 200 and 471 IPC could also be filed either by the trial Court or by the Court of the Additional Senior Subordinate Judge. The contention urged by the learned counsel was that offences under sections 199, 200 and 471 IPC do not amount to perjury and fabrication of false evidence and as such a complaint in respect of such offences can only be filed by the trial Court and failing that by the Court to which such court is subordinate. It was argued that offences under these three sections are not covered by sub-section (6) of section 479-A and therefore the authority of the Court to act under section 476 is not impaired by that provisions.
It appears to me that there is a great deal of force in the argument of the learned counsel for the petitioner in so far as an offence under section 471 IPC is concerned. Whatever doubt may have existed at one time as a result of the judgment of the Supreme Court in Shabir Hussain Bholu v. State Of Maharashtra(1) there can be no scope for any further doubt on the point in view of the later decision of the same Court in Babu Lal v. State of Uttar Pradesh(2) where it was held that the observations of the court in Shabir Hussain's case at page 820 of the report in relation to section 471 IPC had crept in by over-sight and that section 479-A was restricted to the offence of intentionally giving false evidence in any stage of judicial proceedings. While dealing with section 471 IPC Shah J. who spoke for the court put the matter completely beyond doubt by observing :
“An offence punishable under section 471 Indian Penal Code being one of fraudulently or dishonestly using as genuine any document which the accused knows or has reason to believe to be a forged document does not fall within the category contemplated by section 479(I) of the Code of Criminal Procedure and therefore the authority of the Court to act under section 476 of the code is not impaired by sub-section (6) of section 479a. It is true that some of the ingredients of the act of fabricating false evidence which is penalised under section 193, Indian Penal Code and of making a false document and thereby committing forgery within the meaning of sections 463 and 464 Indian Penal Code are common. A person by making a false entry in any book or record or by making any document containing a false statement may, if the prescribed conditions of section 463 are fulfilled, commit an offence of forgery. But the important ingredient which constitutes fabrication of false evidence within the meaning of section 192, Indian Penal Code beside causing a circumstance to exist or making a false document—to use a compendious expression—is the intention that the circumstance so caused to exist or the false document made may appear in evidence in a judicial proceeding or before a public servant or before an arbitrator, and lead to the forming of an erroneous opinion touching any point material to the result of the proceeding. The offences of forgery and of fabricating false evidence for the purpose of using it in a judicial proceeding are therefore distinct, and within the description of fabricating false evidence for the purpose specified in section 479-A, Criminal Procedure Code, the offence of forgery is not included. In any event the offence penalised under section 471 Indian Penal Code can never be covered by sub-section (i) of section 479-a. Therefore, for taking proceeding against a person who is found to have used a false document dishonestly or fraudulently in any judicial proceeding, resort may only be had to section 476, Code of Criminal Procedure.”
According to section 195(c) of the Code of Criminal Procedure when an offence under section 471 is alleged to have been committed by a party to any proceeding in any Court in respect of a document produced or given in evidence in such proceeding, a complaint in respect of that offence can only be filed by the Court in which the said proceeding was being held or by some other courts to which such court is subordinate. In the instant case the Court of the District Judge Delhi was the only court in which an appeal could be filed by the petitioner under section 476-A when the trial court had refused to file the complaint. This is clear from the language of sub-section (3) of section 195 which lays down that for the purposes of that section a court shall be deemed to be subordinate to the Court to which “appeals ordinarily he from the appealable decrees or sentences of such former court.” It was held by the Supreme Court in Kuldip Sing v. State of Punjab and another(3) that under the Punjab Courts Act, 1918, an appeal from an appealable decree of a subordinate Judge Ist Class ordinarily lies to the Court of the District Judge and not to the Court of the Senior Subordinate Judge. It therefore follows that the petitioner's appeal against the order of the trial Court refusing to file a complaint against the respondents in respect of an offence under section 471 IPC lay to the Court of the District Judge alone and in-as-much as the learned District Judge has erroneously held that the appeal before him was not competent his order has to be set aside. As regards false affidavits which the respondents were alleged to have filed before the trial Court the petitioner appears to me to be labouring under a mis-apprehension. As laid down by the Supreme Court in Baban Singh and another v. Jagdish Singh and others(4) the offence in such a case would fall either under section 191 or 192 ipc and not under sections 199 and 200 IPC and would thus attract the provisions of section 479-A Cr.P.C The decision to file a complaint could in the circumstances be taken either by the trial Court or by the appellate court in which an appeal against the decree was filed.
It follows that the petitioner's appeal in respect of an offence under section 471 IPC only was dismissed by the learned District Judge on an erroneous view of law. His appeal in respect of that offence was competent and should therefore have been disposed of on merits.
Learned counsel for the respondents finally contended that even on merits the petitioners had no case. It was submitted that the suit filed against the petitioner by respondent No. 1 had been decreed by the trial court and an appeal against the same had also been dismissed by the Additional Senior Subordinate Judge. In the judgments of both the courts there is no positive finding about the documents Exhibits P. 2 and P. 2.A being false documents. All that was said by the trial court was that the circumstances under which Exhibit P. 2 was executed were quite suspicious. The submission made by the learned counsel for respondents deserves consideration. I am however disinclined to deal with the submission at this stage as I have not heard any arguments from the learned counsel for the petitioner on the merits of the case. The important consideration which a court ordering prosecution of a party to a proceeding before it is always required to keep in view is whether it is expedient in the interest of justice that such action should be taken. It will therefore be for the learned District Judge to whom the appeal is being remitted for decision on merits to come to an independent conclusion untrammelled by any observation made by me.
The result of the foregoing discussion is that the revision is accepted and the case is remitted to the Appellate Court below for decision of the appeal on merits. The parties are directed to appear before the learned District Judge on 15th October, 1969.
ANK Revision accepted.
Alert