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Apurva Ashok Gokhale v. State Of Maharashtra And Others

Bombay High Court
Oct 11, 2012
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Structured Summary of the Opinion (Dr. D.Y. Chandrachud, J.)

Factual and Procedural Background

The petitioner challenged an order of the Divisional Caste Certificate Scrutiny Committee dated 10 July 2012 which invalidated her caste certificate. The petitioner was originally granted a caste certificate in a migrants' format which the Scrutiny Committee sent for verification and returned by communication dated 14 September 2007. In Writ Petition 2166 of 2008 this Court granted liberty to the petitioner to approach the Executive Magistrate afresh for a caste certificate.

The petitioner approached the Additional District Deputy Collector, Andheri on 17 July 2008 and was granted a caste certificate in the prescribed form on 27 October 2008. That certificate was referred to the Divisional Caste Certificate Scrutiny Committee. A vigilance cell police report stated that the petitioner and her family had migrated to Maharashtra in 1972, which was admitted by the petitioner's father. The Scrutiny Committee invalidated the caste certificate by order dated 19 May 2011. The petitioner challenged that order before this Court.

By order dated 4 January 2012 a Division Bench noted the petitioner's grievance that the Scrutiny Committee had failed to consider a Government Circular dated 10 July 2008 concerning residents of 865 villages near the Maharashtra–Karnataka border, and remanded the matter to the Scrutiny Committee for fresh consideration without expressing an opinion on the merits. On remand, the Scrutiny Committee again invalidated the petitioner's claim by its order dated 10 July 2012. The Committee observed that (a) the petitioner's father migrated from Karnataka in 1972 with his family and (b) insofar as Scheduled Castes are concerned, the Presidential Order dated 10 August 1950 is relevant and the Government Circular of 10 July 2008 had no relevance to reservations.

Legal Issues Presented

  1. Whether the Scrutiny Committee was justified in invalidating the petitioner's caste certificate despite the Government Circular dated 10 July 2008 concerning the 865 border villages.
  2. Whether a person who is a migrant into a State can claim the rights and privileges (including reservation benefits) attached to a Scheduled Caste or Tribe in the original State or specified area.
  3. Whether, upon cancellation of a caste certificate by the Scrutiny Committee, the petitioner’s degree or diploma already obtained on the basis of that certificate can be protected or preserved (for example, by undertaking not to claim reservation in future).

Arguments of the Parties

Petitioner's Arguments

  • The petitioner contended that the Government Circular dated 10 July 2008 (relating to residents of 865 villages near the Maharashtra–Karnataka border) meant that persons from those villages could not be treated as migrants into Maharashtra and thus the Circular should have been taken into account by the Scrutiny Committee.
  • The petitioner additionally submitted that she had completed her Bachelor of Physiotherapy course and urged that, if the petitioner gave an undertaking not to claim reservation benefits in future, her degree might be protected by the Court despite cancellation of the caste certificate.

Respondent / State / Scrutiny Committee's Position

  • The Scrutiny Committee concluded, based on the vigilance cell report and admissions in the petitioner's father's statement, that the father migrated to Maharashtra in 1972 with his family; thus the petitioner was part of a migrant family.
  • The Scrutiny Committee held that for Scheduled Castes the Presidential Order dated 10 August 1950 is decisive for reservation purposes and that the Government Circular dated 10 July 2008 had no relevance to the constitutional position governing reservations.
  • The State relied on established constitutional and judicial principles that a Scheduled Caste/Tribe migrant does not carry with him the special rights and privileges granted in the original State or specified area for reservation purposes.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Marri Chandra Shekhar Rao v. Dean, Seth G.S. Medical College, (1990) 3 SCC 130 (Constitution Bench) The principle that a member of a Scheduled Caste or Tribe who migrates from one State to another does not carry with him the special rights and privileges conferred upon that caste in the original State or specified area; determination under Articles 341/342 is State-specific for reservation purposes. The Court held that the Scrutiny Committee's view is consistent with this Constitution Bench authority and applied the principle to conclude that the petitioner, being a migrant, could not claim the reservation rights of the original State/area.
State of Maharashtra v. Union of India, (1994) 5 SCC 244 (Constitution Bench) Reiterated that specification of a caste/tribe for Scheduled status depends on State-specific disadvantage; mere nomenclature similarity across States does not entitle a migrant to reservation benefits in the new State for constitutional purposes. The Court relied on this authority to support the conclusion that the Government Circular of 10 July 2008 could not override the constitutional position that migrants cannot inherit reservation rights of the origin State.
Shweta Santalal Lal v. State of Maharashtra, 2010 (2) Mh.L.J (F.B) 904 : 2010 (2) Bom.C.R 497 (Full Bench) Affirmed the same constitutional position regarding migrants and reservation rights; recognized that a circular cannot deviate from constitutional position. The Court noted that before it the petitioner's father being a migrant in 1972 was not disputed and that the 2008 circular had no relevance and could not override constitutional law, consistent with this Full Bench precedent.
Priyanka Omprakash Panwar v. State of Maharashtra, 2008 (1) Mh.L.J 715 : 2008 (2) Bom.C.R 100 (Division Bench) Interpreted sections 10(1) and 10(3) of the Maharashtra Act of 2000 to mean that benefits obtained on the basis of a false caste certificate must be invalidated, including cancellation of degrees/diplomas; emphasized legislative policy and limited scope for equitable protection by courts (except under Article 142). The Court applied the Panwar reasoning to reject the submission to protect the petitioner's degree by an undertaking and to hold that statutory provisions mandate cancellation of degrees and withdrawal of benefits upon cancellation of the caste certificate.
Jagdevi Gurunath Khedgikar v. The Scheduled Tribe Certificate Scrutiny Committee, Writ Petition 5624 of 2011 (decided 5 March 2012) Followed the Panwar approach, applying sections 10(1) and 10(3) to deny protection of benefits obtained on the basis of false caste claims and affirm statutory consequences. The Court relied on this subsequent Division Bench decision as further support for applying the statutory scheme and denying equitable protection to the petitioner.

Court's Reasoning and Analysis

The Court's reasoning proceeded in two inter-related strands: (A) the constitutional position concerning migrants and reservation rights; and (B) the statutory consequences enacted by the State legislature for false caste certificates.

A. Constitutional position and Scrutiny Committee order:

  • The Court accepted the factual finding (not disputed before it) that the petitioner's father migrated to Maharashtra from Karnataka in 1972 together with his family.
  • The Court applied the principle from Marri Chandra Shekhar Rao (Constitution Bench) that when a Scheduled Caste or Tribe migrates, that person does not carry with them the special rights and privileges attributed to that caste in the original State or specified area; treating the determination under Articles 341 and 342 as valid for all over the country would negate the purpose and scheme of the Constitution.
  • The Court relied on the later Constitution Bench decision in State of Maharashtra v. Union of India to emphasize that inclusion of a caste in a State’s Schedule depends on State-specific disadvantages; nomenclatural similarity does not confer cross-State entitlements.
  • The Court observed the Full Bench decision in Shweta Santalal Lal and concluded that the Government Circular dated 10 July 2008 had no relevance for altering the constitutional position applicable to Scheduled Castes for reservation purposes.
  • On this basis the Court held that the Scrutiny Committee's conclusion (that the petitioner's claim was invalid because of migration and the Presidential Order's applicability) did not suffer from any legal error.

B. Statutory consequences and protection of degree:

  • The petitioner sought protection of her degree by tendering an undertaking not to claim reservation in future. The Court examined the Maharashtra statute enacted in 2000 which regulates issuance and verification of caste certificates and, specifically, the consequences laid down in section 10(1) and section 10(3).
  • Section 10(1) (quoted in the opinion) provides that a person not belonging to a reserved category who secures admission to a reserved seat or appointment by producing a false caste certificate shall, on cancellation by the Scrutiny Committee, be debarred from the institution or discharged from employment and other benefits withdrawn forthwith.
  • Section 10(3) (quoted in the opinion) provides that any degree, diploma or other educational qualification acquired by such a person after securing admission on the basis of a caste certificate subsequently proved false shall also stand cancelled upon cancellation of the caste certificate by the Scrutiny Committee.
  • The Court relied on the Division Bench decision in Priyanka Omprakash Panwar which interpreted these statutory provisions as an express legislative choice to invalidate all benefits obtained on the basis of a false caste claim, including cancellation of degrees, and held that the Court should not, in the face of the clear legislative provision, exercise equitable jurisdiction to protect admissions or degrees that would defeat the statutory scheme.
  • The opinion also noted that while the Supreme Court has in some cases used Article 142 to protect admissions on equitable grounds, the statutory scheme enacted by the State Legislature (sections 10(1) and 10(3)) represents the legislative balancing of competing equities and must be enforced by the Court in exercise of judicial review.

Holding and Implications

Holding:

Petition dismissed.

The Court held that (a) the Scrutiny Committee's order invalidating the petitioner's caste certificate did not suffer from error because the petitioner was part of a family that migrated into Maharashtra in 1972 and constitutional principles preclude a migrant from carrying reservation entitlements of the original State; and (b) the statutory provisions in sections 10(1) and 10(3) of the Maharashtra Act, 2000 prevent the Court from protecting the petitioner's degree by way of an undertaking or equitable relief.

Direct consequences for the parties (as stated in the opinion):

  • The Scrutiny Committee's decision invalidating the caste certificate stands upheld by the Court.
  • In view of section 10(1) of the Maharashtra Act, a person who secured admission or employment on the basis of a false caste certificate shall be liable to be debarred from the educational institution or discharged from employment and any other benefits enjoyed by virtue of such admission or appointment shall be withdrawn forthwith upon cancellation of the caste certificate.
  • In view of section 10(3) of the Maharashtra Act, any degree, diploma or other educational qualification acquired after securing admission on the basis of a caste certificate subsequently proved to be false shall stand cancelled upon cancellation of such caste certificate by the Scrutiny Committee.
Petition dismissed.
Show all summary ...

Dr. D.Y Chandrachud, J.:— The petitioner has sought to challenge an order of the Divisional Caste Certificate Scrutiny Committee dated 10 July, 2012 by which the caste certificate issued to the petitioner has been invalidated. The petitioner was initially granted a caste certificate in a format prescribed for migrants which was referred to a Divisional Caste Certificate Scrutiny Committee for verification. The Scrutiny Committee returned the caste certificate by a communication dated 14 September, 2007. In a petition filed before this Court (Writ Petition 2166 of 2008) liberty was granted to the petitioner to approach the Executive Magistrate afresh for the grant of a caste certificate. The petitioner thereupon approached the Additional District Deputy Collector, Andheri on 17 July, 2008 and the competent authority granted a caste certificate in the prescribed form to the petitioner on 27 October, 2008. The caste certificate was forwarded to the Divisional Caste Certificate Scrutiny Committee for verification. The Police Inspector attached to the vigilance cell submitted an enquiry report stating that the petitioner and her family had migrated to the State of Maharashtra in 1972. An order was passed by the Scrutiny Committee on 19 May, 2011 invalidating the caste certificate. The order of the Scrutiny Committee was challenged in writ proceedings before this Court. By an order dated 4 January, 2012 the Division Bench noted the grievance of the petitioner that the order of the Scrutiny Committee had not taken note of a Circular dated 10 July, 2008 issued by the State Government in relation to the residents of 865 villages near the Maharashtra Karnataka border. It was the contention of the petitioner that persons who hail from those 865 villages cannot be regarded as migrants into the State of Maharashtra. Since the Government Circular dated 10 July, 2008 was not considered by the Scrutiny Committee, the Division Bench set aside the order of the Committee without any expression of opinion on merits and remanded the proceedings back to the Committee for fresh consideration. Upon remand, the Scrutiny Committee has passed its impugned order dated 10 July, 2012 invalidating the claim of the petitioner. The Committee has noted that the father of the petitioner had migrated to the State of Maharashtra from the State of Karnataka in 1972 together with his family as found in the report of the vigilance cell. This was also admitted in the statement of the petitioner's father. The Scrutiny Committee observed that insofar as scheduled castes are concerned, the presidential order dated 10 August, 1950 is of relevance and the Government Circular dated 10 July, 2008 had no relevance to the issue of reservations.

2. The view which has been taken by the Scrutiny Committee is consistent with the principles of law enunciated in the judgment of the Constitution Bench of the Supreme Court in Marri Chandra Shekhar Rao v. Dean, Seth G.S Medical College, (1990) 3 SCC 130. The judgment of the Constitution Bench expressly lays down that while there is no inhibition on a member of a Scheduled Caste or Tribe migrating from one State to another, as a migrant he would not carry the rights and privileges conferred upon the caste in the original State or a specified area. The Supreme Court observed as follows:

“But when a Scheduled Caste or Tribe migrates, there is no inhibition in migrating but when he migrates, he does not and cannot carry any special rights and privileges attributed to him or granted to him in the original State specified for that State or area or part thereof. The expression “in relation to that State” would become nugatory if in all States the special privileges or the rights granted to Scheduled Castes or Scheduled Tribes are carried forward. It will also be inconsistent with the whole purpose of the scheme of reservation…….. Treating the determination under Articles 341 and 342 of the Constitution to be valid for all over the country would be in negation to the very purpose and scheme and language of Article 341 read with Article 15(4) of the Constitution.

The construction that reservation made in respect of the Scheduled Caste or Tribe of that State is so determined to be entitled to all the privileges and rights under the Constitution in that State would be the most correct way of reading, consistent with the language, purpose and scheme of the Constitution.” (paragraphs 13 and 14, pages 143 and 144.)

3. In a subsequent judgment of a Constitution Bench of the Supreme Court in Action Committee on issue of Caste Certificate to Scheduled Castes and Scheduled Tribes in the State of Maharashtra v. Union of India, (1994) 5 SCC 244, while reiterating the same principle it was held as follows:

“We may add that considerations for specifying a particular caste or tribe or class for inclusion in the list of Scheduled Castes/Scheduled Tribes or backward classes in a given State would depend on the nature and extent of disadvantages and social hardships suffered by that caste, tribe or class in that State which may be totally non est in another State to which persons belonging thereto may migrate. Coincidentally it may be that a caste or tribe bearing the same nomenclature is specified in two States but the considerations on the basis of which they have been specified may be totally different. So also the degree of disadvantages of various elements which constitute the input for specification may also be totally different. Therefore, merely because a given caste is specified in State A as a Scheduled Caste does not necessarily mean that if there be another caste bearing the same nomenclature in another State the person belonging to the former would be entitled to the rights, privileges and benefits admissible to a member of the Scheduled Caste of the latter State “for the purposes of this Constitution”.”

4. The same principle has been enunciated in a judgment of a Full Bench of this Court in Shweta Santalal Lal v. State of Maharashtra, 2010 (2) Mh.L.J (F.B) 904 : 2010 (2) Bom.C.R 497. Before the Court during the course of the hearing it has not been disputed that the petitioner's father was a migrant into the State in 1972. The circular dated 10 July, 2008 has no relevance and in any case cannot deviate from the constitutional position.

5. In this view of the matter, the view which has been taken by the Caste Scrutiny Committee does not suffer from any error.

6. However, it was sought to be submitted that the petitioner has now completed her studies for the Bachelor of Physiotherapy course and that conditional on the petitioner tendering an undertaking not to claim the benefit of reservation hereafter in future, her degree may be protected under the order of the Court. This submission cannot be accepted in view of an express provision of law enacted by the State Legislature in the Maharashtra Scheduled Castes, Scheduled Tribes, De-notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes and Special Backward Category (Regulation of Issuance and Verification of) Caste Certificate Act, 2000. Sub-section (1) of section 10 and sub-section (3) provide as follows:

“(1) Whoever not being a person belonging to any of the Scheduled Castes, Scheduled Tribes, De-Notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes or Special Backward Category secures admission in any educational institution against a seat reserved for such Castes, Tribes or Classes, or secures any appointment in the Government, local authority or in any other Company or Corporation, owned or controlled by the Government or in any Government aided institution or Co-operative Society against a post reserved for such castes, Tribes or Classes, by producing a false Caste Certificate shall, on cancellation of the Caste Certificate by the Scrutiny Committee, be liable to be debarred from the concerned educational institution, or as the case may be, discharged from the said employment forthwith and any other benefits enjoyed or derived by virtue of such admission or appointment by such person as aforesaid shall be withdrawn forthwith.

(3) Notwithstanding anything contained in any Act for the time being in force, any Degree, Diploma or any other educational qualification acquired by such person after securing admission in any educational institution on the basis of a Caste Certificate which is subsequently proved to be false shall also stand cancelled, on cancellation of such Caste Certificate, by the Scrutiny Committee.”

7. These provisions were interpreted by a Division Bench of this Court in Priyanka Omprakash Panwar v. State of Maharashtra, 2008 (1) Mh.L.J 715 : 2008 (2) Bom.C.R 100. where the Division Bench held as follows:

“The Legislature has stepped in and enunciated as a matter of high public policy, a statutory provision for the invalidation of all benefits which have been obtained on the basis of a false caste claim to belong to a reserved category. Where a person has been employed on the basis of a false caste claim, the Legislature has provided for discharge from employment. Where a person has been admitted to an educational institution on the basis of a false claim, the Legislature has provided for invalidation of the admission. The Legislature has in sub-section (3) of section 10 gone further by enacting that the degree, diploma or any other educational qualification “shall also stand cancelled” on the cancellation of the Caste Certificate. An electoral disqualification has been enacted in sub-section (4). These stringent provisions have been enacted by the Legislature in public interest in order to ensure that the benefits which are created for the Scheduled Castes, Scheduled Tribes and other reserved categories are truly made available only to those persons who belong to the communities and tribes for whom the reservation exists. There is a tendency for imposters to claim the benefit of reservation by feigning to belong to a reserved community. Once admitted to an educational institution, every effort is made to continue in the educational institution often by recourse to dilatory tactics and over a period of time, a plea is made for the protection of the admission since by the passage of time, the student may have pursued the course of studies even to the conclusion. The Court has often times stepped in to protect admission on equitable considerations particularly having regard to the fact that the student may have substantially completed the course of studies or may have secured a degree on the basis of admission. The balance between the equitable consideration of protecting the interest of a student who has pursued his education and the public interest in protecting the reserved categories against the usurpation of their constitutional entitlements by imposters has now been made by the State Legislature. The Court in the exercise of the power of judicial review has due deference to legislative policy. The Court does not prescribe legislative policy nor does it enact law. The Court must assume that the Legislature is cognisant of the needs and welfare of society. The Legislature was also cognisant of the outlays publicly made on education and the investment made by the State in equipping students to become doctors, engineers and other professionals. The Legislature has expressly stipulated that a degree or diploma obtained on the basis of a caste claim which is invalidated shall stand cancelled. In the face of an express legislative provision, this Court shall not be justified in exercising its equitable jurisdiction. Considerations of equity that guide the Court in constitutional adjudication under Article 226 of the Constitution must be in accordance with the law enacted by the Legislature. So long as the law continues to be valid, the High Court would not be justified in issuing directions which run contrary to the plain intendment of the Legislature. It is the constitutional duty and obligation of this Court to give a purposive meaning and interpretation to the provisions of the enactment made by the State Legislature in 2000. Stringent provisions have been made to protect the Scheduled Castes, Scheduled Tribes and other reserved categories. To dilute those provisions by importing equitable considerations for a candidate who has usurped benefits would be to defeat the law. The legislation was in this case conceived in the interests of protecting the constitutional scheme of reservations from usurpation by those who are not entitled. It is the plain duty of the constitutional Court to enforce the law. The doctrine of the separation of powers in a democracy demands no less.”

8. The Court observed that though the Supreme Court had in certain cases issued directions so as to protect the admissions granted to a candidate despite the invalidation of the caste certificate having regard to the equities of the case, this was in exercise of the power under Article 142 of the Constitution. The Division Bench judgment of this Court in Panwar's case has been subsequently followed by another Division Bench in Jagdevi Gurunath Khedgikar v. The Scheduled Tribe Certificate Scrutiny Committee, Writ Petition 5624 of 2011 decided on 5 March, 2012. In view of the specific statutory provisions which have been enacted by the State legislature, in sections 10(1) and 10(3), the alternate submission which has been urged cannot be accepted. Sub-section (1) of section 10 inter alia provides that whoever not being a person belonging to a Scheduled Caste secures admission in an educational institution against a seat reserved for the Scheduled Castes, by producing a false caste certificate, shall on the cancellation of the certificate by the Scrutiny Committee be liable to be debarred from the institution and any other benefits enjoyed or derived by virtue of such admission shall be withdrawn forthwith. sub-section (3) of section 10 also provides that notwithstanding anything contained in any Act for the time being in force, any degree, diploma or any other educational qualification acquired by such person after securing admission in an educational institution on the basis of a caste certificate which is subsequently proved to be false shall also stand cancelled, on the cancellation of such a caste certificate by the Scrutiny Committee. The Legislature has in its wisdom balanced two competing equities. The first equity is the equity of an individual student who has undergone a period of study albeit on the basis of a false caste certificate. The second equity which has been regarded as one of overriding or paramount importance in the legislation is the need to protect the Scheduled Castes and Scheduled Tribes and other categories for whom reservations are intended from the usurpation of benefits by imposters who claim a reserved seat in an educational institution on the basis of a false caste claim. The Legislature has as a matter of principle specifically laid down in the form of sub sections (1) and (3) of section 10 that despite the conferment of a degree or diploma, upon a subsequent invalidation of a caste claim based on a false caste certificate, the benefit which has accrued to the student shall stand withdrawn. For these reasons, we do not find that there is any merit in the Petition. The Petition shall accordingly stand dismissed.

Petition dismissed.