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Avinash Tulshiram Limje v. State Of Maharashtra And Others

Bombay High Court
Apr 23, 2007
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Judgment Summary — R.C. Chavan, J.

Factual and Procedural Background

Two writ petitions were filed by persons who claimed election as Municipal Councillors from reserved Scheduled Tribe wards (Wards No. 16 and 18) of Bhandara Municipal Council. Records attached to the petitions showed some discrepancy as to ward numbering for one petitioner (documents at pages 46 and 49 of the respective petitions). Both petitioners asserted membership of the Halba Scheduled Tribe. Their caste claims were referred to a Caste Scrutiny Committee, which, by orders dated 20-02-2007, invalidated the caste claims. The petitioners sought quashing of the impugned committee orders and a direction to the Collector not to disqualify them on the basis of the invalidated caste claims.

The Court issued a rule, made it returnable forthwith and heard the petitions on the basis of the petitions, annexures and returns on record.

Legal Issues Presented

  1. Whether the principles of natural justice were violated because the petitioners were not given a meaningful opportunity to participate in the Caste Scrutiny Committee proceedings (including alleged denial of opportunity on 20-02-2007 and a claimed denial of time to respond to the Vigilance Cell Report).
  2. Whether the Caste Scrutiny Committee and the Vigilance Cell were validly constituted and whether any defect in constitution vitiates the impugned orders.

Arguments of the Parties

Petitioners' Arguments

  • The Committee listed the petitioners' matters for hearing on 20-02-2007 at 4 p.m. when the Committee was allegedly not available; the petitioners and their advocate attended at that time and were told (by a peon after a telephonic call to the Presiding Officer) to appear on 21-02-2007 at 11 a.m., but the Committee purportedly passed the invalidation orders dated 20-02-2007 itself.
  • The petitioners attempted to file replies and pre-independence documents but were prevented; they sent a telegram on 21-02-2007 informing the Committee of these events (Annexure 5).
  • The petitioners sought two months' time by application dated 24-11-2006 to respond to the Vigilance Cell Report and complained they were denied that time and an opportunity to cross-examine the Research Officer, Vigilance Officer or Head Master.
  • The petitioners challenged the constitution of the Committee on the ground that Smt. V.P. Naik was not the Member Secretary and only a Senior Research Officer; reliance was placed on Kumari Madhuri Patil v. Addl. Commissioner and on provisions of section 6(1) of the Act and Rule 9 of the Rules.
  • The petitioners contended the Vigilance Cell was not properly constituted because it did not have a Senior Deputy Superintendent of Police.

Respondent (Caste Scrutiny Committee) Arguments

  • The Vice Chairman was absent in the first half of 20-02-2007 and returned around 4:30 p.m.; hearings commenced thereafter and continued until about 7:30 p.m.; the petitioners and their advocate did not appear for hearing.
  • An attendance sheet (Annexure R2) shows nine other persons were present before the Committee that day, demonstrating that hearings were being conducted.
  • The Committee denied that there was any denial of opportunity to file documents or to participate; the petitioners could have placed objections earlier and were aware of statutory timing and consequences.
  • As to constitution, the Director or controlling officer had the power to direct an officer to hold charge; positions on the Committee are ex officio and not named appointments, so holding additional charge does not vitiate constitution.
  • As to the Vigilance Cell, absence of a Senior Deputy Superintendent of Police did not cause prejudice; the Committee evaluates the Vigilance Cell report and the rules and Apex Court directions were complied with by providing the report to the petitioners.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Kumari Madhuri Patil v. Addl. Commissioner, Tribal Development, (1994) 6 SCC 241; AIR 1995 SC 94 Authoritative guidance on constitution and procedures of scrutiny/verification bodies in the context of caste certificate verification and related safeguards. The Court considered the decision but held that the petitioners had not demonstrated a breach of its principles that would invalidate the Committee's orders; the Court concluded that the Committee's composition and procedures complied with the statutory scheme and the relevant directions.

Court's Reasoning and Analysis

The Court proceeded through multiple lines of analysis, applying statutory provisions, rules and the record before it to the petitioners' contentions.

Natural justice / hearing on 20-02-2007:

  • The Committee produced an attendance sheet (Annexure R2) indicating nine persons were heard on 20-02-2007; the Committee explained the Vice Chairman returned about 4:30 p.m. and hearings continued until 7:30 p.m.
  • The petitioners' own pleadings acknowledged that 4 p.m. is the usual time allotted to counsel; if hearing commenced after 4:30 p.m., the petitioners would not reasonably have a grievance. Given the record showing hearings took place, the Court found the petitioners' account of being told to return the next day (via a peon) to be "gravely suspicious" because the telegram (Annexure 5) did not mention the alleged telephonic message and because the petitioners failed to name the peon, undermining verifiability.
  • The Court held that when the Committee's record does not corroborate the petitioners' version and shows hearings were held, the petitioners' allegation of denial of hearing must be rejected.

Request for two months and cross-examination:

  • The Court examined the statutory scheme: Rule 11 (candidates supply information and documents), and Rule 12 clauses (7) and (8) (procedure where Vigilance Cell report is favourable or unfavourable, showing issuance of validity certificate or show-cause notice with time limits for representation).
  • The Court quoted Section 8 of the 2000 Act (burden of proof on the applicant) and concluded that the statutory scheme places the onus on the claimant to produce proof; procedural time-frames apply and it would be impermissible to allow a two-month adjournment when scrutiny must be completed within prescribed limits.
  • The Court held that the right to cross-examine Vigilance Cell/Research Officer arises only if those persons are examined in the proceedings; in the statutory scheme the Vigilance Cell conducts enquiries and furnishes reports, and the burden remains on the claimant to produce evidence. Thus the petitioners' claim of a right to cross-examine was based on a misunderstanding of the Act and Rules (and the Madhuri Patil dictum as applied).

Remedy for alleged ex parte order:

  • The Court observed that if petitioners believed the Committee's order to be ex parte, they could have applied to the same authority for rehearing; the petitioners did not avail themselves of that corrective procedural remedy and instead approached the High Court directly. The Court regarded this as weakening the petitioners' allegations about what occurred on 20-02-2007.

Validity of constitution of the Committee and Vigilance Cell:

  • The Court noted that positions on the Committee are ex officio as per section 6 of the Act and the State Government notification (dated 04-06-2003 published 05-06-2003); vacancies and holding of additional charge do not necessarily render the office vacant or the Committee improperly constituted.
  • The petitioners failed to show that the Director lacked authority to have Smt. V.P. Naik hold charge as Member Secretary; the Court held that officers holding additional charge under orders of superiors can validly perform duties, and previous rulings (including Writ Petition No. 5415 of 2005) supported this practical approach.
  • As to the Vigilance Cell, absence of a Senior Deputy Superintendent of Police was not shown to have caused prejudice, because the Committee, not the head of the Vigilance Cell, evaluates the report. The Court found no requirement that a Deputy Superintendent of Police personally conduct enquiries.

Evaluation of evidence and burden of proof:

  • The Vigilance Cell report relied upon school admission registers showing pre-1950 entries recording the petitioners' relatives' caste as "Koshti". The Committee relied on these documents in the absence of any positive proof by the petitioners of their claimed Halba status.
  • The petitioners did not meaningfully rebut or disprove the adverse material. The petitioners also failed the "affinity test" (as applied by the Committee). The Court emphasized that the burden of proof lay on the petitioners, who did not bring forward adequate evidence to discharge it.
  • On the facts, the Court found no fault in the Committee's conclusion that the petitioners failed to prove membership of the Halba Scheduled Tribe.

Overall analysis:

The Court's analysis combined factual assessment of the administrative record (attendance sheet, Vigilance Cell documents), statutory interpretation (Rule 11; Rule 12 clauses 7 & 8; Section 8 of the 2000 Act) and application of precedent (Madhuri Patil) to conclude that: (a) the petitioners were not denied natural justice in the manner alleged; (b) the Committee and Vigilance Cell were validly constituted or no prejudice was shown; and (c) the petitioners failed to discharge the burden of proof on caste/tribe claim.

Holding and Implications

Holding: Both petitions were dismissed.

Implications:

  • The direct effect of the decision is that the impugned orders of the Caste Scrutiny Committee invalidating the petitioners' caste claims stand and the writ petitions seeking to quash those orders were dismissed.
  • The Court's decision turns on the facts of the case, the statutory scheme (including burden of proof under Section 8 and procedural provisions in Rule 11 and Rule 12) and record evidence (Vigilance Cell report and attendance sheet). The opinion does not purport to announce any new general legal principle beyond its application of the statute, rules and precedent to the facts; the immediate consequence is the dismissal of the petitions and affirmation of the Committee's factual conclusions in these matters.
Petitions dismissed.

This summary is limited to and derived exclusively from the content of the provided opinion and does not add or infer facts beyond that text.

Show all summary ...

R.C Chavan, J.:— Rule. Rule is made returnable forthwith and is heard, as the petitions can be decided on the basis of contents of the petitions and annexures thereto, and returns filed on record.

2. The petitioners in these two petitions claim that both of them have been elected as Municipal Councillors from Wards No. 16 and 18 of Bhandara Municipal Council, reserved for Scheduled Tribe. However, the document at page No. 46 in Writ Petition No. 903 of 2007 shows that the petitioner therein was Municipal Councillor of Ward No. 16, whereas the document at page No. 49 in Writ Petition No. 904 of 2007 describes the petitioner as Municipal Councillor of Ward No. 17, though she has signed as Councillor of Ward No. 16.

3. Both the petitioners claim that they belong to Halba (Scheduled Tribe). Their caste claim was referred to the Caste Scrutiny Committee, which, by the impugned orders dated 20-2-2007, invalidated their caste claim. Aggrieved thereby, the petitioners have filed these petitions praying for quashing and setting aside the impugned orders and a direction to the Collector not to disqualify the petitioners on the basis of invalidation of their caste claim.

4. We have heard Shri Narnaware, the learned Advocate for the petitioners, who pressed two grounds for challenging the impugned orders of the Caste Scrutiny, namely:

(i) That the principles of natural justice had been violated inasmuch as the Committee did not grant an opportunity to the petitioners to meaningfully participate in the proceedings before it; and

(ii) That the Caste Scrutiny Committee as well as Vigilance Cell were not validly constituted.

5. As to observance of principles of natural justice:

6. Learned Advocate for the petitioners contended as facts leading to first ground that the Caste Scrutiny Committee had listed the petitioners' matter on 20-2-2007 at 4 p.m when the Committee was not available for hearing. The petitioners and their Advocate were present on 20-2-2007, at 4 p.m when normally Committee hears the cases. The petitioners' Advocate wanted to file reply and old pre-independence documents, but was informed through a Peon after telephonic conversation between the Peon and the Presiding Officer that the counsel and the petitioners should appear on 21-2-2007 at 11 a.m, but the Committee-slapped the petitioners with the orders of invalidation passed on 20-2-2007 itself. The petitioners claim to have informed of these developments by a telegram sent on 21-2-2007.

7. Respondent No. 2 Committee has, in its preliminary submissions, countered these contentions. It was stated that the Vice Chairman of the Committee had to leave for official business on 20-2-2007 in the first half, i.e from 11 a.m and thereafter he reached his office only at 4.30 p.m whereafter the hearing of caste scrutiny of caste claims began and was concluded till 7.30 p.m Respondent No. 2 Committee submitted that the petitioners and their Advocate did not turn up for hearing. On behalf of the respondent Committee, an attendance sheet had been filed at Annexure R2, which shows that nine other persons were present before the Committee on that day. In view of this, the contention of the learned Advocate for the petitioners that the Principles of natural justice had been violated has to be rejected. We find that the contention is half hearted inasmuch as the petitioners themselves contend that time granted to the Advocate is usually 4 p.m Therefore, if the Vice Chairman of the respondent Committee commenced hearing after 4.30 p.m, the petitioners should not have any grievance.

8. Ordinarily record of a Court proves itself. When the record of the Committee does not indicate any events as alleged by the petitioner, and on the other hand shows that hearing was granted to nine persons, it would be difficult to believe the petitioners' story. There is no reason why the Committee would hear nine others but avoid hearing the petitioners. Further, the petitioners' claim that Peon of the Committee, after telephonic conversation with the Presiding Officer conveyed them to appear on the next day is gravely suspicious because such an event has not been mentioned in the telegram (Annexure 5 in both the petitions). When the petitioners were meticulously enough to send a telegram to have it recorded as to what had happened according to them on 20-2-2007, obviously for its use at a later stage, ordinarily they would not have failed to mention their version about the talk with the Peon. Secondly, the petitioners have not named the Peon, who allegedly had telephonic conversation with superiors and passed on such a message. This omission possibly is deliberate aimed at avoiding a rebuttal on oath. Therefore, the petitioners' contentions in this regard have to be rejected.

9. The petitioners' contention that the principles of natural justice were violated by the petitioners being denied two months' time sought by application dated 24-11-2006 to respond to the Vigilance Cell Report, has also to be rejected. When the Committee has to decide the caste scrutiny claim within a particular time frame, it would be impermissible for the petitioners to seek two months' time to respond to the Vigilance Cell Report. Since the report had presumably been received before 24-11-2006 and since the hearing was over on 20-2-2006 had the petitioners so desired, they could have placed their objections to the report before the Committee. Petitioners hold political offices. They know that if scrutiny is not done within three months, they have to vacate the office by deeming fiction. The claim that the petitioners should have been permitted to cross-examine the Research Officer, Vigilance Officer or Head Master is ridiculous. The question of cross-examination arises only if a person is examined in the first place.

10. We find that the foundation of the petitioners' case that they were denied of opportunity to cross-examine Research Officer and Vigilance Officer is based on failure to take appropriate note of the scheme of verification of caste certificate as envisaged under the Act and Rules. We find that under Rule 11 of the Maharashtra Scheduled Tribes (Regulation of Issuance and Verification of) Certificate Rules, 2003, the candidate has to supply information and documents as narrated therein. Thereafter the information furnished by the candidate is to be referred to the Vigilance Cell. It may so happen that the Vigilance Cell Report based on home enquiry, etc., would satisfy the Committee as to genuineness and then the Committee may issue the validity certificate. Whenever the Committee is not satisfied as to the genuineness of caste/tribe claim of the candidate in case of unfavourable or even favourable report of Vigilance Cell, it has to issue show cause notice to the claimant. Clauses 7 and 8 of Rule 12 of the said Rules, 2003 providing above modality read as follows:—

“(7) In case the report of Vigilance Cell is in favour of the applicant, and if the Scrutiny Committee is satisfied that the claim of the applicant is genuine and true, the Scrutiny Committee may issue the validity certificate. The validity certificate shall be issued in Form G.

(8) If the Scrutiny Committee, on the basis of the Vigilance Cell report and other documents available, is not satisfied about the claim of the applicant, the Committee shall issue a show cause notice to the applicant and also serve a copy of the report of the Vigilance Officer by registered post with acknowledgment due. A copy shall also be sent to the Head of the Department concerned, if necessary. The notice shall indicate that the representation of reply, if any, should be made within fifteen days from the date of receipt of the notice and in any case not more than thirty days from the date of receipt of the notice. In case the applicant requests for adjournment or extension of the time limit, reasonable time, may be granted.”

11. At this stage, it is necessary to advert to section 8 of the Maharashtra Scheduled Castes, Scheduled Tribes, De-notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes and Special Backward Category (Regulation of Issuance and Verification of) Caste Certificate Act, 2000, which comes into picture no sooner, due to the adverse report or otherwise, the candidate is served with notice under clause (8) of Rule 12 aforesaid. For ready reference, section 8 is quoted below:

“Section 8: Burden of proof.

Where an application is made to the Competent Authority under section 3 for the issue of a Caste Certificate in respect of Scheduled Castes, Scheduled Tribes, De-notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes or Special Backward Category and in any enquiry conducted by the Competent Authority and Scrutiny Committee or the Appellate Authority under this Act or any trial of offence under this Act, the burden of proving that the person belonged to such Caste, Tribe or Class shall be on such claimant applicant.”

12. If section 8 quoted above and clauses (7) and (8) of Rule 12 are read together, the fallacy underlying the alleged right of cross-examination of Vigilance Cell/Research officer will become apparent.

13. Once the Scrutiny Committee decide that the candidate should prove his caste/tribe claim, it is the candidate alone who has to take positive steps to bring proof and evidence as to caste/tribe claimed by him.

14. The desire that the petitioners should have been afforded opportunity of cross-examination is thus based on totally erroneous perception of the scheme of the Maharashtra Scheduled Caste, Scheduled Tribes, De-notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes and Special Backward Category (Regulation of Issuance and Verification of) Caste Certificate Act, 2000 and even the dictum as laid down in Madhuri Patil's case.

15. For the discussion in foregoing paras, we do not find any substance in the petitioners' contention that the procedure followed by the Caste Scrutiny Committee resulted in violation of the principles of natural justice in denying proper opportunity to the petitioners.

16. Recourse if Committee's order is ex parte.

17. In regard to the point of allegation as to what transpired on 20-2-2007, petitioners could have treated the order of Committee to be ex parte order, and appeared before the Committee for rehearing. This course was liable to be adopted particularly in the light of story which petitioners plead as to what transpired on 20-2-2007, as it is common knowledge that dispute as to record and proceedings of Courts and Tribunals ought not be dragged in controversy. Best course available for the petitioner, was to apply to the same forum and have the grievance redressed. It seems that though petitioners have built the story with ingenuity, they were not ready for said story being put to acid test by offering it for scrutiny by appearing before same authority. Petitioners, therefore, seem to have chosen simpler course of approaching this Court and make allegations which can be made easily and attempt can be made to use those to whatever extent possible by invoking the compassion of this Court. The allegations made before this Court for the first time, therefore, fall too short of worth belief and deserve to be rejected.

18. Grievance as to legality of constitution of Committee.

19. The learned Advocate for the petitioners contended that the Committee was not properly constituted inasmuch as Smt. V.P Naik, shown as Member Secretary of the Caste Scrutiny Committee in the coram mentioned in the order dated 20-2-2007, was in fact not the Member Secretary, but only a Senior Research Officer and, therefore, direction No. 4 in Kumari Madhuri Patil v. Addl. Commissioner, Tribal Development, reported in (1994) 6 SCC 241 : AIR 1995 SC 94, provisions of section 6(1) of the maharashtra scheduled castes, scheduled Tribes, De-notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes and Special Backward Category (Regulation of Issuance and Verification of) Caste Certificate Act, 2000 and Rule 9 of the Rules framed thereunder were violated. First, it has to be realized that vacancies are bound to occur in various offices created under Statutes. It does not, however, follow that such an office is really vacant. Person holding a statutory position or a position created under the Rules is a juristic entity and, therefore, ordinarily there is a perpetual succession with somebody else filling in the position and not permitting occurrence of the vacuum.

20. The contention of the learned Advocate for the petitioners that the Director could not have asked Smt. V.P Naik to hold the post of Member Secretary, is equally unfounded, since the petitioners have not shown that the Director or controlling officer at the regional headquarter was devoid of any such power to ensure that the charge of the post which had fallen vacant, should be held by another office.

21. We find from the Act, rules made thereunder and the schedule thereunder that persons occupying different positions in the Committee are appointed, are ex officio. This position will be clear from section 6 of the Maharashtra Scheduled Castes, Scheduled Tribes, De-notified Tribes (Vimukta Jatis), Nomadic Tribes, Other Backward Classes and Special Backward Category (Regulation of Issuance and Verification of) Caste Certificate Act, 2000 and notification dated 4-6-2003 issued by the State Government thereby nominating various officers ex officio. This notification is published on 5-6-2003. None of the positions in the Committee are appointment by name. The appointments are not of the nature of “Persona Designata”. The scheme envisaging entrustment of the task of scrutiny to the Committee by Madhuri Patil's judgment and then by the statute and rules is to entrust the job to a team of personnel having special knowledge, training and expertise. The personnel serving on various technical posts in Social Welfare/Tribal Welfare Department are the persons drawn from discipline of Sociology/Social Work and only such persons are involved in this work. It is not the petitioners' case that persons who were not having expertise were inducted in the Committee.

22. Similar question of constitution of Committee was raised in Writ Petition No. 5415 of 2005, where this Court held that so long as the officer concerned was holding the additional charge of the post of Deputy Director under the orders and/or instructions of the superiors, it could not be said that the Committee was not properly constituted. Therefore the petitioners' attempt to assail the orders passed by the Committee on this vague ground has to be rejected. While this is so superior officers should issue standing orders as to who shall hold charge in absence of officer who is unavailable or take care for nomination of particular officer. Any room for agitating such point can be eliminated. Such orders could be duly notified, if necessary, in the Gazette.

23. As to improper composition of Vigilance Cell.

24. The learned Advocate for the petitioner next submitted that the Vigilance Cell was also not properly constituted, since there was no senior Deputy Superintendent of Police in the Vigilance Cell of the Committee. It is not shown as to what prejudice was caused to the petitioners by the Vigilance Cell not having a senior Deputy Superintendent of Police, since it is not the head of the Vigilance Cell, who is to evaluate the report, but the Committee. It is not a requirement of dictum of Apex Court or of the Act that Deputy Superintendent of Police should himself conduct the home enquiry. We find that due compliance to directions in Kumari Madhuri Patil's case, and the Act and the Rules, the Vigilance Cell Report was provided to the petitioners and the petitioners had adequate opportunity of pointing to the Committee as to why the findings in the Vigilance Cell enquiry were not correct.

25. Of Facts and Conclusion.

26. The petitioners sought an elective office, without having a validity certificate. They are presumed to be aware of the requirement to obtain validity within requisite period, as also the consequences of failure to secure such validity. Yet they failed to respond to and to rebut the findings of Vigilance Cell. Therefore, they may blame themselves for the brinkmanship in which they indulged by pushing themselves to the very extremes of time limits prescribed.

27. The Committee had duly considered the report of the Vigilance Cell, which had found that the entries in the school admission registers prior to 1950 in respect of both the petitioners showed that their caste was recorded as “Koshti”. There is nothing in the petition, or in the submission advanced before us, to show that the. Committee was not justified in relying on these documents collected by the Vigilance Cell in absence of any positive act of proof of petitioners' caste/tribe according to their claim. The enquiry by the Vigilance Cell is meant to assist the Caste Scrutiny Committee in coming to proper conclusions. In view of this, the petitioners cannot assail the conclusions drawn by the Caste Scrutiny Committee on this ground.

28. The Committee has rightly concluded that since pre 1950 entries of caste of petitioners' relations show that they belong to the caste “Koshti” and not Halba (Scheduled Tribe), and petitioners did not withstand affinity test. We find that petitioners callously neglected to the opportunity offered to them to prove their claim independently and even failed to dispute and deny what they were faced as material adverse to their claim. Only conclusion that emerges from the conduct of the petitioners is that they have miserably failed to prove that they belong to Halba (Scheduled Tribe).

29. We have gone through some decisions of this Court, which were referred to by the learned Advocate for the petitioners, and do not find that any of the decisions on facts of those cases could assist the petitioners in any manner. Each case would have to be decided with reference to the facts established. The issue involved is purely a question of fact. As the foregoing discussion would show, no fault can be found with the conclusions drawn by the Committee that the petitioners failed to prove that they belong to “Halba” (Scheduled Tribe).

30. In view of this both these petitions lack merit and are consequently dismissed.

Petitions dismissed.