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General Manager, District Central Co-Operative Bank Ltd., Ongole v. S. Vasudeva Reddy
Concise Analytical Summary of the Provided Opinion
Factual and Procedural Background
The writ-petitioner (respondent in the appeal) was the son of a Supervisor employed by the appellant-employer. The father died in harness on 7-10-1986, leaving the son who was then about 12 years old. After approximately eight years — when he had attained over 19 years of age — the son sought appointment on compassionate grounds in place of his deceased father. The employer delayed action and, ultimately, the application was rejected on 8-11-1994 on the ground that it was time-barred under the applicable rules.
The son filed a writ petition. The Learned Single Judge accepted submissions that the blanket two-year rule could not be applied mechanically in the circumstances of a minor and directed relief in favour of the petitioner (the Single Judge's reasoning is quoted in the opinion). The employer (appellant) challenged that order by way of this appeal. The central procedural posture is an appeal against the Single Judge's directions granting relief to the petitioner who applied for compassionate appointment eight years after the death of his father.
Legal Issues Presented
- Whether the writ petitioner’s application for appointment on compassionate grounds could be considered or granted after a lapse of eight years from the date of his father's death, where the applicant was a minor at the time of death.
- Whether the two-year period (a specified reasonable time for minors under the rules) can be waived or treated as arbitrary in cases where a minor could not become a major within two years.
- What is the permissible scope of the High Court's writ jurisdiction under Article 226 in matters of compassionate appointment — specifically, whether the Court can issue a writ of mandamus directing appointment on compassionate grounds or is confined to directing consideration of the claim in accordance with rules and instructions.
Arguments of the Parties
Petitioner's (Writ-petitioner) Arguments
- Circumstances prevented timely consideration of the petitioner’s case (he was a minor at the time of his father's death), and therefore the blanket two-year rule should not be applied as a matter of course in his situation.
- Implicitly, the petitioner relied on the equitable basis that a minor dependent should not be deprived forever of compassionate consideration merely because he could not apply earlier due to age.
Respondent / Appellant (Employer)'s Arguments
- If the petitioner was a minor at the time of the father’s death, nothing prevented the petitioner's mother (the spouse) from seeking employment; the claim is now too late for consideration.
- The employer relied on the rules prescribing that applications for compassionate employment must be made immediately or within the stipulated period (two years for minors and those not yet qualified), and therefore the application made after eight years was time-barred.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Yogender Pal Singh v. Union of India, (1987) 1 SCC 631 (AIR 1987 SC 1015) | Observed that a provision conferring a preferential right to appointment on children/wards of employees would be contrary to Article 16 (i.e., preference by descent is generally impermissible). | Used to underline that compassionate appointment is an exception to equality and that preferential treatment based purely on descent is constitutionally problematic; places limits on scope of descent-based preference. |
| Sushma Gosain v. Union of India, (1989) 4 SCC 468 (AIR 1989 SC 1976) | Held that there should be no delay in appointment on compassionate grounds; the purpose is to mitigate hardship immediately and if necessary supernumerary posts should be created; denial or long delay is improper and arbitrary. | Relied on for the proposition that compassionate appointments must be made promptly to relieve family distress and that delay for years is improper; also cited for the proposition that arbitrary administrative bans cannot defeat a rightful claim. |
| Smt. Phoolwati v. Union of India, 1991 Supp (2) SCC 689 (AIR 1991 SC 469) | Affirmed and reiterated the ratio in Sushma Gosain. | Noted as confirmatory authority reinforcing the immediacy and object of compassionate appointment doctrine set out in Sushma Gosain. |
| A.G. of India v. G.A. Rajeshwar Rao, 1994 (2) LLJ 812 (SC) | Stated that compassionate appointments confined to dependents who need immediate assistance do not violate Article 16(2) because they are not appointments on the ground of descent simpliciter but are linked to immediate economic distress. | Used to support that compassionate appointments are permissible in narrowly defined situations where there is an immediate need and no other earning member, thereby not breaching Article 16(2). |
| LIC of India v. Asha Ramachander Ambekar, (1994) 2 SCC 718 (AIR 1994 SC 2148) | Cautioned courts against issuing mandamus to effect appointments contrary to statutory regulations; courts should examine whether a case falls within the statutory scheme and should not disregard law even for sympathetic reasons; courts should ordinarily direct consideration rather than direct appointment. | Applied to hold that the High Court cannot direct appointment by mandamus where statutory rules or instructions preclude the appointment; supports directing only consideration in accordance with rules. |
| State of Haryana v. Naresh Kumar Bali, (1994) 4 SCC 448 | Affirmed and reiterated the view in LIC v. Asha Ambekar regarding the limits on judicial directions for appointment on compassionate grounds. | Noted as an affirming authority for the limitation that courts should not order appointments inconsistent with statutory schemes. |
| Umesh Kumar Nagpal v. State of Haryana, (1994) 4 SCC 138 | Held compassionate employment is not a matter of course nor a vested right; must be granted to tide over immediate financial crisis; cannot be granted after the lapse of a reasonable period which should be specified in rules. | Relied on heavily to establish that compassionate employment cannot be claimed indefinitely after the crisis has passed and supports the view that the two-year rule (or specified period) is material and not merely directory in every case. |
| Arputha Mary v. The Chairman, Neyveli Lignite Corporation, 1990 (2) Law Weekly 518 (Madras H.C.) | Examined a scheme giving preference (son over widow over daughter) and emphasized that the underlying test is who will provide the bread to the family; a court should direct inquiry into who is the next bread-winner. | Used to reinforce that the object of compassionate appointment is to mitigate family distress and that selection should favour the person most likely to provide immediate support, subject to inquiry by the employer. |
Court's Reasoning and Analysis
The court began by situating compassionate appointment as an exception to the constitutional guarantee of equality (Articles 14 and 16) and acknowledged that Article 16(2) prohibits discrimination on descent alone. The court then surveyed authoritative decisions of the Supreme Court which establish the permissible scope and limits of compassionate appointments.
From the precedents the court distilled and applied the following controlling principles (as set out in the opinion):
- Compassionate appointment is an exception to Articles 14 and 16 and is permissible only in favour of dependents left in penury by the death in harness of the bread-winner.
- Compassionate employment is normally confined to lower category posts (Classes III and IV) irrespective of the dependent's qualifications or the post held by the deceased.
- The right to compassionate employment is not a vested right exercisable at any time; it must be claimed and considered within a reasonable period specified by rules.
- Such appointments must be made in accordance with express rules or executive instructions; administrative or judicial sympathy cannot override statutory provisions.
- Compassionate appointments should be provided immediately so as to redeem the family in distress; unreasonable delay is improper — and where no suitable post exists, creation of a supernumerary post has been sanctioned in precedent.
- The High Court exercising writ jurisdiction under Article 226 cannot command appointment by mandamus where statutory rules forbid it; it may only direct consideration of the claim in conformity with rules.
Applying these principles to the facts, the court noted that although the petitioner was a minor at the time of his father's death, he filed his application only after a lapse of eight years. The scheme provided a two-year period for seeking employment in cases of minors (a "reasonable time"), and the court concluded that this period could not be waived in the instant case. The court relied particularly on the authorities which hold that compassionate employment is to relieve immediate distress and is not a right that can be exercised long after the crisis that justified it has passed.
The court also reiterated the limitation that a writ of mandamus cannot be issued to compel appointment contrary to rules; at best the court can direct consideration in accordance with the statutory scheme. Because the rules did not permit offering the appointment after such a lapse and because the consideration for compassionate employment is not a vested right, the court found itself bound to interfere with the Single Judge's directions that had effectively allowed relief notwithstanding the lapse.
Holding and Implications
Core Holding: The writ appeal is allowed and the writ petition is dismissed (without costs).
Implications and immediate consequences:
- The writ petitioner (respondent below) cannot claim compassionate employment nor can such employment be offered to him after a lapse of eight years from the date of his father's death where the applicable rules prescribe a limited period (here, two years for minors) and do not permit such waiver.
- The court reaffirmed that compassionate appointment is an exception to equality guarantees and must be administered in strict conformity with rules and executive instructions; it is not a vested right exercisable at any time.
- The High Court, in exercise of its writ jurisdiction under Article 226, is not empowered to issue a mandamus directing appointment on compassionate grounds where statutory provisions or instructions forbid such appointment; it can direct only the consideration of claims in accordance with the rules.
- The decision applies settled principles from the cited authorities (as surveyed) and applies them to deny the relief granted by the Single Judge; the opinion treats the matter as an application of established precedent rather than as creating a new principle of law.
P.S Mishra, C.J:— Writ-petitioner-respondent's father was working as Supervisor in the establishment of the appellant when he died on 7-10-86 in harness leaving behind the son (writ petitioner) who was then only about 12 years old. After a lapse, however, of 8 years, i.e, after obtaining the age of 19 years plus, he sought appointment on compassionate ground in lieu of his father who had died in harness. The appellant however, delayed any decision on the same. In the writ petition they however, state that his application was rejected on 8-11-94 as his request cannot be considered under the rules since it was time barred. Learned Single Judge, however, has ordered as follows:
“The learned counsel for the petitioner submits that this circumstances stood in the way of the consideration of the petitioner's case as a blanket rule of two years cannot be regarded as a matter of course in this case.
The learned counsel for the respondent submitted that if the petitioner was a minor at the time of death nothing prevented the petitioner's mother to seek for employment and it is now too late for the consideration of the said application.
I am unable to accept this contention because obviously the spouse was not in a position to get an employment perhaps due to the fact that she was not educated and has waited for her son to grow up and become qualified for appointment. The rule of two years in respect of minors is arbitrary where minor children would not become majors within two years. Simply, because the minor son of the deceased was too young to apply for appointment at that time, it is not possible to deny him that chance for ever.”
2. Aggrieved by the said directions this appeal has been preferred by the appellant-employer. The point for consideration in this appeal, therefore, is whether the application of writ petitioner - respondent for appointment on compassionate grounds could be considered after a lapse of 8 years after the death of his father. The rules prescribe that the application for employment on compassionate grounds should be made immediately and in case where the child of the deceased was a minor or had not attained educational qualifications a reasonable time for seeking employment was stipulated as two years from the date of demise of the employee.
3. Article 14 of the Constitution of India guarantees equality before the law and equal protection of the laws to every person. Article 16 of the Constitution of India provides for equality of opportunity for all citizens in matters relating to employment or appointment to any office or to promotion from one office to a higher office under the State. Article 16, thus, gives effect to the doctrine of equality under Article 14 and prohibition of discrimination under Article 15(1) of the Constitution of India. These three Articles form part of a string of constitutionally guaranteed fundamental rights and they supplement each other. Clause (2) of Article 16 of the Constitution of India guarantees that no citizen shall on ground only of religion, race, caste, sex, descent, place of birth, residence or any of them be discriminated against in respect of any employment or office under the State. Therefore where there is discrimination on the ground of only descent this clause will come into play. Granting preference in favour of sons or near relations in matters of employment by the State or its instrumentalities has been considered void after the commencement of the Constitution as it is discriminatory on the ground of descent.
4. While considering the principle, why a compassionate ground appointment would be permissible notwithstanding the guarantee under Article 16 of the Constitution of India to afford equality of opportunity of employment, the Supreme Court in “Yogender Pal Singh v. Union of India (1) (1987) 1 SCC 631 : AIR 1987 SC 1015 has observed:
“While it may be permissible to appoint a person who is the son of a police officer who dies in service or who is incapacitated while rendering service in the police department, a provision which confers a preferential right to appointment on the children or wards or other relatives of such police officers would be contrary to Article 16 of the Constitution.”
5. Reiterating this law in a case in which a widow had applied for appointment on compassionate grounds, the Supreme Court in “Sushma Gosain v. Union of India” (2) AIR 1989 SC 1976 : (1989) 4 SCC 468, has observed:
“We consider that it must be stated unequivocally that in all claims for appointment on compassionate grounds, there should not be any delay in appointment. The purpose of providing appointment on compassionate ground is to mitigate the hardship due to death of the bread earner in the family. Such appointment should, therefore, be provided immediately to redeem the family in distress. It is improper to keep such case pending for years. If there is no suitable post for appointment supernumerary post should be created to accommodate the applicant.”
6. In “Sushma Gosain v. Union of India” case (2 supra) another important observation of the Apex Court needs to be noticed in the light of the facts of that case. The widow Smt. Sushma had sought appointment on compassionate grounds in January 1982. She was entitled for appointment in terms of Government Memorandum dated 25-11-1978 issued by Ministry of Home Affairs. But never the less she was not appointed primarily on the ground that the appointment of ladies was prohibited by a notification dated 25-1-1985 issued by Central Government. Considering the contention urged before the Court on the above facts it was observed:
“Sushma Gosain made an application for appointment as Lower Division Clerk as far back in November 1982. She had then a right to have her case considered for appointment on compassionate ground under the aforesaid Government Memorandum. In 1983, she passed the trade test and the interview conducted by the DGBR. There is absolutely no reason to make her to wait till 1985 when the ban on appointment of ladies was imposed. The denial of appointment is patently arbitrary and cannot be supported in any view of the matter.”
7. In ‘Smt. Phoolwati v. Union of India” (3) 1991 Supp (2) SCC 689 : AIR 1991 SC 469, a three Judge bench of the Apex Court considered the case in ‘Sushma Gosain v. Union of India” (2 supra) and affirmed and reiterated the ratio laid down therein.
8. In “A.G of India v. G.A Rajeshwar Rao” (4) 1994 (2) LLJ 812 (SC). It was clearly laid down that if the appointment on compassionate grounds are confined to the son, daughter, widow of the deceased State employee who died in harness and needs immediate appointment on ground of immediate need of assistance in the event of their being no other earning member in the family to supplement the loss of income from the bread winner to relieve the economic distress of the members of the family such appointment would be unexceptionable and would not be violative of Article 16(2) of the Constitution of India as it is not an employment on the ground of descent simpliciter.
9. In “LIC of India v. Asha Ramachander Ambekar” (5) (1994) 2 SCC 718 : AIR 1994 SC 2148, the learned Judges of the Supreme Court expressed concern over the directions issued by courts in which appointment on compassionate ground was directed by Mandamus. It was considered necessary to lay down the law in this regard and in that context it was observed that the High Courts and Administrative Tribunals cannot confer benediction impelled by sympathetic consideration disregardful of statutory regulations in that behalf and in para 13 of the said judgment it was observed:
“The Courts should endeavour to find out whether a particular case in which sympathatic considerations are to be weighed falls within the scope of law. Disregardful of law, however hard the case may be, it should never be done. In the very case itself, there are Regulations and Instructions which we have extracted above. The Court below has not even examined whether a case falls within the scope of these statutory provisions. Clause 2 of sub-clause (iii) of Instructions makes it clear that relaxation could be given only when none of the members of the family is gainfully employed. Clause 4 of the Circular dated 20-1-1987 interdicts such an appointment on compassionate grounds. The appellant Corporation being a statutory Corporation is bound by the Life Insurance Corporation Act as well as the Statutory Regulations and Instructions. They cannot be put aside and compassionate appointment be ordered.”
10. Further, referring to the well settled principle of law that no mandamus will be issued directing to do what is forbidden bylaw it was observed that there may be pitiable situations but on that score, the statutory provisions cannot be put aside. The Supreme Court also considered the nature of directions that can be issued by Courts in exercise of its powers under writ jurisdiction and laid down that.
“Whatever it may be, the Court should not have directed the appointment on compassionateg rounds. The jurisdiction under mandamus cannot be exercised in that fashion. It should have merely directed consideration of the claim of the 2nd respondent. To straightway direct the appointment would only put the appellant Corporation in piquant situation.”
11. The aforesaid view of the Apex Court was affirmed and reiterated by a Bench of Three Judges in a decision in” “State Of Haryana v. Naresh Kumar Bali.” (6) (1994) 4 SCC 448.
12. The Supreme Court in “Umesh Kumar Nagpal v. State or Haryana” (7) (1994) 4 SCC 138 dealt with the question relating to the considerations which should guide while giving appointment in public service on compassionate ground. Their Lordships observed that they were dismayed to find that the decision of the Supreme Courtin “Sushma Gosain v. Union of India” case (2 supra) has been misinterpreted to the point of distortion. The Lordship observed that
“The decision does not justify compassionate employment either as a matter of course or in employment in posts above Classes in and IV.”
13. It was further observed that the object of granting compassionate employment is to enable family to tide over the sudden crisis and that the object is not to give a member of such family a post much less a post held by the deceased. Their Lordships underlined the nexus with the object sought to be achieved in the matter of affording compassionate appointments in giving favourable treatment to a dependent of the deceased employee who died in harness, in the following terms:
“The favourable treatment to such dependent of the deceased employee in such posts has a rational nexus with the object sought to be achieved viz., relieve against destitution”
and categorically laid down the law as under:
“The compassionate employment cannot be granted after a lapse of a reasonable period which must be specified in the rules. The consideration for such employment is not a vested right which can be exercised at any time in future. The object being to enable the family to get over the financial crisis which it faces at the time of the death of the sole bread winner, the compassionate employment cannot be claimed and offered whatever the lapse of time and after the crisis is over.”
14. It was further emphasised in that decision by the Apex Court that the provisions for compassionate appointment have necessarily to be made by the rules or by executive instructions issued by the Government or the public authority concerned. The employment cannot be offered by an individual functionary on an adhoc basis.
15. In “Arputha Mary v. The Chairman, Neyveli Lignite Corporation, Neyveli” (8) 1990 (2) Law Weekly 518, the scheme for appointment on compassionate grounds which provided that preference should be given to the son over the widow and to the widow over the daughter fell for consideration before a Single Judge of the Madras High Court. In that case the son invoked the preference in his favour and the widow made representation to the employer that the son who had appropriated for himself the deposits which the fattier had made for the family, would deny to the family the needed support if granted compassionate appointment. Finding that the representation made by her were not attended to, the widow moved the Court. One of us (Mishra, J. as he then was) observed that the principle laid down in Sushma Gasain's case (2 supra) had not been kept in mind to provide immediate employment to the widow and on account of delay, the stepson who meanwhile attained majority was allowed to raise the rival claim and invoke the preference in his favour. Reiterating the object of the scheme framed for providing employment on compassionate grounds and the observation made in Sushma Gosain's case, it was observed as under:
“The main question to be considered in all such cases is, who, if given appointment, would, as observed by the Supreme Court, provide the needed bread to the family. If the step-son is likely to neglect the stepmother and step-brothers and step-sisters, and even his own sister, who is presently satying with the mother evidently, he would not provide that needed bread to the family. He would comer the benefit of compassion for himself and thus defeat the very purpose for which such consideration shave been introduced and appointments on compassionate grounds have been sanctioned. If, on the other hand, it is only because the son of the deceased is the step-son of the petitioner, that she has chosen to object to the appointment given to him, she is acting more against the basics of the compassion, mainly guided by her prejudices. The son, in such a case, would deserve the appointment if he is found to be ready and willing to provide the bread as the deceased provided to the family,”
and it was finally held:
“This is a fit case, in my opinion, in which this Court should direct the first respondent to personally enquire into the matter and decide whether to give appointment to the petitioner or to the third respondent keeping in view the basis behind the scheme that it is the next bread-winner to the family who should be given appointment and not to one who wanted to use the scheme to benefit himself.
16. “Arputha Mary v. The Chairman Neyveli Lignite Corporation, Neyveli” Case (8 supra) emphasises the object and purpose behind providing employment on compassionate grounds to mitigate the hardship to the family and the urgency with which the same should be made as also to the person to whom such appointment should be afforded by the employer viz., the next bread-winner to the family.
17. Based on the authoritative pronouncements of the Supreme Court the following principles emerge which should guide while considering cases relating to appointment in public services on compassionate grounds:
a) Appointment on compassionate ground is an exception to the general rule of equality enshrined in Articles 14 and 16 of Constitution of the India. That too, only, in favour of the dependents of an employee dying in harness and leaving his family in penury and without any means.
b) The employment on compassionate ground can be made only to classes HI and IV posts notwithstanding the higher qualifications of the dependent or the post held by the deceased employee.
c) The consideration for employment in post on compassionate ground is not a vested right which can be exercised at any time or offered after whatever lapse of time.
d) Compassionate employment has necessarily to be made in accordance with rules of executive instruction sissued by the Government or public authority concerned.
e) And above all, such appointment should be provided immediately to redeem the family in distress. It is improper to keep such case pending for years. If there is no suitable post for appointment supernumerary post should be created to accommodate the applicant. Denial of appointment of dependent on compassionate ground on account of any ban imposed for fresh appointments would be arbitrary.
18. And, as regards the nature of orders to be passed it should not before gotten that the High Court in exercise of jurisdiction under Article 226 of the Constitution of India cannot issue a Writ of Mandamus to an employer to provide appointments on compassionate ground. It can only direct consideration of the claim of the dependent in accordance with the rules. Applying the above principles, to the instant case, we are forced to interfere with the directions issued by the Learned Single Judge. The writ petitioner - respondent has filed the application for compassionate appointment after a lapse of eight years though for the reason that he was too young to apply for appointment at the time of death of his father - deceased employee. The rule of two years prescribed by the scheme framed for affording appointment on compassionate ground could not be waived in the light of the principles, as above. The consideration for such employment on compassionate ground is not a vested right which could be exercised at any time. We are, therefore, of the view that the writ petitioner - respondent cannot claim compassionate employment nor can the same be offered to him after the lapse of a period of 8 years more so when the rules prescribing the scheme do not so provide.
19. In the result the writ appeal is allowed and the writ petition is dismissed but in the circumstances without costs.
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