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Public Prosecutor
Factual and Procedural Background
When Criminal Appeal No. 348 of 1959 was about to be taken up for consideration on admission, the learned Public Prosecutor contended that an appeal filed by the Public Prosecutor under the direction of the State Government pursuant to section 417 of the Criminal Procedure Code could not be summarily dismissed by this Court at the admission stage. The Public Prosecutor argued that the State's right to prefer such an appeal should not be interfered with at admission, and that any appeal preferred by the Public Prosecutor under the direction of the State Government should be admitted and thereafter disposed of on merits with notice to the accused. The Public Prosecutor formulated four principal points (set out in the opinion as (1)–(4)) challenging the applicability of the summary dismissal procedure under section 421 to appeals against acquittal filed by the State.
The Court considered those submissions, referred to the applicable Code provisions (in particular sections 417, 419, 420, 421, 422 and section 411-A) and to a prior decision of a Division Bench of the Allahabad High Court (State v. Ballister Singh). After analysis, the Court rejected the preliminary point raised by the Public Prosecutor and recorded: "Preliminary point rejected."
Legal Issues Presented
- Whether this Court has power under section 421 of the Criminal Procedure Code to peruse and summarily dismiss an appeal against acquittal filed by the Public Prosecutor under the direction of the State Government pursuant to section 417, at the admission stage.
- Whether the non-mention of section 417 (and section 411-A) in section 421 or the wording of section 419/420/422 means that the summary dismissal procedure in section 421 is inapplicable to appeals against acquittal preferred by the State.
- Whether the insertion of specific limitations in section 417 (notably sub-section (5) added by Act XXVI of 1955) or absence of a provision for perusal in section 417 itself precludes perusal and summary dismissal under section 421.
- Whether the second paragraph of section 422 (and its wording) indicates that the procedure of admission and summary dismissal should be dispensed with in appeals against acquittal.
Arguments of the Parties
Learned Public Prosecutor's Arguments
- Section 421 does not refer to section 417 (nor to section 411-A), and this omission supports the contention that section 421 does not apply to appeals against acquittal filed by the State.
- Section 419 is not specifically in respect of appeals filed by the Public Prosecutor under the direction of the State Government (it does not mention the 'Public Prosecutor'), and accordingly the absence of a specific mention of section 417 in section 421 makes section 421 inapplicable to State appeals against acquittals.
- The wording of sub-section (1) of section 417 (including the insertion by Act XXVI of 1955 of the phrases "Subject to the provisions of sub-section (5)" and "in any case") indicates that the only restriction on State appeals is that in sub-section (5), and therefore further adjudication by the Court at admission is not required; in particular, no special leave or certificate is needed for State appeals and that exemplifies this privileged position.
- The second paragraph of section 422, by lacking the words "If the appellate Court does not dismiss the appeal summarily", indicates an intendment to dispense with the admission-stage procedure (and thus suggests that appeals against acquittal need not be subject to summary dismissal at admission).
- By analogy with earlier practice under Letters Patent (sanctions of the Advocate-General for petitions for review), the sanction accorded by the State Government (after considering the Public Prosecutor's opinion) should preclude further scrutiny by the Court at the stage of admission.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| State v. Ballister Singh, A.I.R. 1954 All. 47 | Considered the question whether section 421 applies to appeals against acquittal and held that section 421 applied to all appeals. | The Court noted that the Division Bench of Allahabad High Court reached the same result and treated that decision as corroborative: it supported the conclusion that the procedure in section 421 (including perusal and power to dismiss summarily) governs appeals against acquittal as well as conviction. |
Court's Reasoning and Analysis
The Court proceeded through a statutory and historical analysis, applying the wording of the Criminal Procedure Code provisions and relevant legislative changes. The key steps in the Court's reasoning were:
- Statutory scope of section 419: The Court observed that section 419 prescribes the form and mode of presenting appeals ("Every appeal shall be made in the form of a petition in writing...") and does not distinguish between appeals against acquittal and conviction. Therefore section 419 applies equally to both categories of appeals.
- Relationship of sections 419, 420 and 421: Section 420 deals specifically with appeals filed by appellants in jail and therefore requires special mention in section 421 alongside section 419. The Court reasoned that since section 419 comprises appeals filed under section 417, the omission of an express reference to section 417 in section 421 does not exclude appeals under section 417 from the ambit of section 421.
- Text of section 421 — perusal and summary dismissal: The Court quoted section 421 ("On receiving the petition and copy under section 419 or section 420, the appellate Court shall peruse the same, and, if it considers that there is no sufficient ground for interfering, it may dismiss the appeal summarily.") and held that the procedure prescribed therein governs appeals both against conviction and acquittal. The Court emphasized that the proviso to section 421 requires reasonable opportunity to the appellant or his pleader before summary dismissal of an appeal presented under section 419; the corresponding position for appeals under section 420 is different and the Court is not bound to call for the record under sub-section (2).
- Practice of hearing the Public Prosecutor: The Court noted that it has been the practice to hear the Public Prosecutor before summarily dismissing an appeal against acquittal, and that such dismissal after hearing the Public Prosecutor is in strict conformity with section 421.
- Interaction with section 417 and amendments: The Court examined the argument that the limitations inserted into section 417 (including sub-section (5) by Act XXVI of 1955) and the absence of leave/certificate requirements render appeals under section 417 immune from admission-stage scrutiny. The Court rejected this contention, observing that the presence of a specific restriction (sub-section (5)) does not render the requirements of section 419 and the perusal/scrutiny power in section 421 otiose. The Court referred to the historical fact that the right to appeal against acquittal was granted in 1872 (section 417) and that later insertions (such as section 411-A) introduced restrictions in certain cases, but these do not exclude the perusal mandated by section 421.
- Construction of section 422: Concerning the wording of the second paragraph of section 422, the Court held that the connective words linking the paragraphs can be read distributively; the absence of repetition of certain words in the second paragraph does not alter the overall sense. The Court concluded that notice to the accused in an appeal against acquittal is appropriate only where the Court does not dismiss the appeal summarily.
- Rejection of reliance on Executive sanction analogy: The Court dismissed the analogy with the earlier practice under the Letters Patent (sanction of the Advocate-General for petitions for review), finding no support in the Code for the proposition that Government sanction eliminates judicial scrutiny at admission.
- Conclusion from statutory text, history and practice: The Court found no reason to suppose perusal at admission is dispensed with for State appeals against acquittal; the established practice of perusal and hearing (including hearing the Public Prosecutor) before summary dismissal is consistent with the Code and salutary in operation.
Holding and Implications
Holding: The learned Public Prosecutor's preliminary point was rejected. The Court held that it has the power under section 421 of the Criminal Procedure Code to peruse and, if it considers there is no sufficient ground for interfering, to summarily dismiss an appeal against acquittal filed by the Public Prosecutor under the direction of the State Government, and that this power is exercisable after perusal of the petition and after hearing the Public Prosecutor (where such hearing is in practice given).
Implications:
- Direct effect on the parties: Appeals against acquittal filed by the State under section 417 remain subject to the procedural requirements of section 419 (presentation in petition form) and to scrutiny under section 421 at the admission stage; the Court may dismiss such appeals summarily if, upon perusal and after hearing the Public Prosecutor, it finds no sufficient ground for interference.
- Notice to the accused: The Court held that notice to the accused is to be given only when the Court does not dismiss the appeal summarily.
- Broader precedent: The opinion relies on statutory construction, history and practice and references a prior decision (State v. Ballister Singh) that reached the same conclusion. The opinion does not purport to announce a new, broader principle beyond its statutory construction and the rejection of the Public Prosecutor's challenge; no broader implications beyond the direct effects described above are discussed in the opinion.
Ch. R.
Disposition: Preliminary point rejected.
Muinkanniah, J.:— When Criminal Appeal No. 348 1959 is about to be taken up to consider whether it could be admitted, the learned Public Prosecutor contended that in regard to an appeal filed by the Public Prosecutor under the direction of the State Government under section 417, Criminal Procedure Code, this Court has no power to summarily dismiss an appeal, as it should be considered that right of the State to prefer an appeal could not be interfered with by the Court at the admission stage, but any appeal preferred by the Public Prosecutor under the direction of the State Government should be dismissed only on merits after notice to the accused. In support of this plea, the learned Public Prosecutor formulated the point under the following heads:
(1) That section 421, Criminal Procedure Code, does not refer to section 417, Criminal Procedure Code and the absence of mention of that section as well as section 411-A, Criminal Procedure Code, in that provision makes it possible to contend that section 421 does not apply to cases of appeal filed against acquittals;
(2) That section 419, Criminal Procedure Code, is not in respect of filing of appeals by the Public Prosecutor under the direction of the State Government as even there, there is no mention of the ‘Public Prosecutor’ and that therefore the want of specific mention of section 417 in section 421 makes section 421 inapplicable to appeals against acquittals preferred by the State;
(3) That in sub-section (1) of section 417, the words, “Subject to the provisions of sub-section (5)” and the words, “in any case” are inserted by Act XXVI of 1955 and the specific mention of the limitation that no appeal shall be filed by the State if special leave is refused to complainant in sub-section (5) should be taken as the only restriction in respect of preferring of appeals against acquittal by the State and that the further adjudication by the Court to enable admission is not called for; and that the fact that no special leave of the Court is necessary for filing an appeal by State against acquittal of the accused exemplifies this; and
(4) Lastly, referring to the second para of section 422, Criminal Procedure Code and pointing to the absence in it of the words. “If the appellate Court does not dismiss the appeal summarily”, it is stressed that it is indicative of the intendment in enacting the provisions in the Code so as to dispense with the procedure as to admission of appeals in regard to appeals against acquittal.
2. The learned Public Prosecutor adopting this line of reasoning invites us to hold that an appeal against acquital, even if posted for admission in accordance with rule 191, Criminal Rules of Practice, need not be gone into for purposes of dismissing the appeal summarily, but that it should be automatically admitted and notice given to accused. There might be some room, in our view, for such a contention if only appeals against acquittals could be treated as a separate class, to which general provisions in the Code of Criminal Procedure relating to appeals are unrelated or inapplicable. But what the Code does is to create, define and delimit the right of appeal given to various persons such as the accused, complainant, the State, or parties. In the case of conviction appeals are provided under sections 406, 408, 410, 411, 411-A(1) and 415-A and appeals against acquittal are governed by sections 417 and 411-A(2), Criminal Procedure Code. Further section 417 deals with appeals against acquittals directed to be filed by the State and also appeals against acquittals by complainants. But in regard to the form, mode and method of presenting appeals, we find section 419 alone providing for it. It states:
“Every appeal shall be made in the form of a petition in writing presented by the appellant or his pleader, and every such petition shall (unless the Court to which it is presented otherwise directs) be accompanied by a copy of the judgment or order appealed against, and in cases tried by a Jury, a copy of the heads of the charge recorded under section 367.”
3. It is, therefore, plain that this provision does not distinguish between appeals against acquittal from those against conviction, but equally applies to both the categories. There could, therefore, be no exception in the matter of complying with the terms of this section in filing appeals against conviction as well as acquittal of an accused. But in its very nature, an appeal filed by the appellant, who is in jail, has to be provided for specially in section 420 as his appeal petition will have to be forwarded by the officer-in-charge of the jail. Thus it became necessary that special mention of section 420 along with section 419 had to be made in section 421. On the other hand, since section 419 comprises within its ambit appeals filed also under section 417, the non-mention of section 417 in section 421 does not and cannot exclude appeals against acquittals from the purview of section 421.
4. A Division Bench of the Allahabad High Court in State v. Ballister Singh . A.I.R 1954 All. 47. also considered the same question and held similarly. But there the counsel who raised the objection to the jurisdiction of the Court to dismiss an appeal against acquittal summarily under section 421 conceded that section 421 applied to all appeals; while here the learned Public Prosecutor contested this position also. But in view of what we have stated above it is clear that there is no provision other than section 419 in regard to presentation of appeals and that when that section has been mentioned in section 421, the procedure prescribed in the latter section, which provides for perusal of the appeal to find out if there is no sufficient ground for interfering governs all appeals both against conviction and acquittal. Section 421 of the Code of Criminal Procedure lays down:
“On receiving the petition and copy under section 419 or section 420, the appellate Court shall peruse the same, and, if it considers that there is no sufficient ground for interfering, it may dismiss the appeal summarily.”
5. No doubt the proviso thereto makes it incumbent upon the Court to give reasonable opportunity to the appellant or his pleader before an appeal presented under section 419 is dismissed summarily; but the same course cannot be insisted upon in regard to appeals falling under section 420. Sub-section (2) of this section, while stating that the Court is not bound to call for the record, gives the option to the Court to do so. Thus sending for the record and hearing on the merits could only be when the appeal presented under Section 419 is not summarily dismissed. The practice of this Court has been to hear the Public Prosecutor before summarily dismissing an appeal against acquittal. Such being the case, it cannot be said when an appeal against the acquittal is filed by the State, the counsel for the appellant has not been heard. The dismissal, therefore, of an appeal against acquittal after hearing the Public Prosecutor, as is in vogue, is in strict conformity with section 421 Criminal Procedure Code. Further, the stand taken by the learned Public Prosecutor, in our view, would mean that the procedure under sub-section (2) of section 421 could be applied to cases of an appeal against acquittal, even though the Court has not to follow or observe the terms of sub-section (1). To accept this contention of the learned Public Prosecutor would, in our view, be to abrogate the operation of sub-section (1) of section 421, Criminal Procedure Code, while calling in aid sub-section (2) in order to give notice to the accused. Moreover, if sub-section (2) can apply to the cases of appeals against acquittal, nothing has been shown why sub-section (1) should be kept in abeyance in so far as appeals against acquittals are concernced. It followed that the power to summarily dismiss an appeal against acquittal after perusal of the petition by this Court and after hearing the Public Prosecutor is neither expressly nor impliedly taken away by the non-mention of section 417 in section 421, Criminal Procedure Code.
6. Then the argument by the learned Public Prosecutor that there is no necessity to obtain leave of Court or certificate of the Judge while filing an appeal against acquittal under sub-section (1) of section 417, Criminal Procedure Code and the further contention that non-imposition of any condition as in section 411-A and section 417(3) renders appeals filed under sub-section (1) of section 417 free from further scrutiny of the Court with a view to its admission could be next dealt with. It may be observed that section 417 which gives the right of appeal against acquittal was enacted only in the Act of 1872. Before then, the right of appeal against acquittal was negatived by section 407 of the Code of Criminal Procedure, 1861. Section 411-A was inserted by Act XXVI of 1943. This provision is in respect of appeals against conviction and acquittal of accused tried by the High Court in exercise of its orginal jurisdiction. Therein the obtaining from Court of leave to appeal or appending a certificate of the Judge who tried the case that it is a fit case for appeal have been made to operate as restrictions while filing appeals against conviction or acquittal. An appeal against acquittal by a complainant is governed by sub-section (3) of section 417, Criminal Procedure Code, which makes the appeal entertainable only on obtaining special leave of the Court. Thus both these provisions specify precedent conditions. Therefore, while giving the leave or refusing the certificate, the Court's mind is made to apply to the grounds which call for internee. In the case of an appeal against acquittal by the State, but not falling under section 411-A(2), the restriction contained in sub-section (5) of section 417 is the only one which has to be observed, and that too since the time of insertion of the new section replacing the old section 417. That renders the right of appeal by the State unavailable in cases where special leave is refused on an application made by the complainant. No doubt, this limitation is laid by the Amendment Act XXVI of 1955. But from the mere presence of the restriction, it is not feasible, in our view, to contend that thereby the compliance of section 419 in presenting an appeal under sub-section (1) of section 417 against acquittal or the operation of section 421 in regard to such an appeal becomes otiose or unnecessary; nor the existence of sub-section (5) in section 417 is capable of dispensing with the scrutiny or the perusal of the petition as contemplated by section 421. The line of reasoning that appeals against acquittal filed under sub-section (1) of section 417 is considered more privileged than those filed with leave or special leave or with certificate, is unacceptable, even though the right to appeal against acquittal as is urged by the learned Public Prosecutor, is not hedged in by those restrictions. It, therefore, stands to reason to have to posit that a perusal of the appeal petition under section 421, Criminal Procedure Code accords also with the policy underlying the right to appeal against a cquittal which had been denied before the year 1872. Thus the non-speciation of restrictions such as contained in section 411-A or sub-section (3) of section 417 by itself does not guarantee immunity to appeals by the State against acquittal from scrutiny at the stage of admission. We do not also see any force in the contention that the absence of a provision for perusal of the appeal petition in section 417 itself supports the objection raised by the learned Public Prosecutor. Further, the words to the effect that not withstanding anything contained in section 417, 418 or 423, in section 411-A are with the purpose of suborning any opposition to the creation of restrictions which are not contained in section 417 and that no further or any other is meant by the presence of these words. Much less are we inclined to hold that these words are meant to dispense with the powers of scrutiny by Court at the stage of admission of an appeal against acquittal.
7. The further argument based upon the wording of the second para in section 422 may now be adverted to. A careful reading of the section itself provides the answer thereto. Though divided into separate paragraphs, the presence of a semicolon after the first para in sub-section (1) and also of ‘and’ at the commencement of para (2) in this sub-section amply indicate that those words, whose omission is commented upon, prefix both the paras. We consider that this is a case where those words can be read distributively; that recurrence of them in the second para of that sub-section, is not therefore necessary; and also that the absence of those words do not in any way alter the sense. Reading the section in this way, the notice to the accused in an appeal against acquittal could, we are inclined to hold, be given only when the Court does not dismiss the appeal summarily.
8. An attempt has been made by the learned Public Prosecutor to further contend that whenever petitions for review used to be filed after obtaining the sanction of the Advocate-General under repealed clause 26 of the Letters Patent, the Court had not to decide about the admission of that petition; and on the analogy of it, it is pleaded that the sanction accorded by the State Government, after considering the opinion of the Public Prosecutor, providse the reason for abstinence of further scrutiny by the Court of the petition of appeal at the stage of admission. But there is nothing in the Code in support of this proposition. We have no doubt that in filing appeals against acquittal, the Government and the machinery employed by the Government would certainly bestow the greatest care; but that, in our view, cannot have the effect suggested by the learned Public Prosecutor. This approach to the question does not therefore appeal to us.
9. Further, having regard to the historical aspect which makes out that the right of appeal against acquittal which was once denied has been granted only subject to restrictions in particular cases, there is no reason to suppose that the perusal of petition of appeal before admission is dispensed with in the case of an appeal against acquittal, especially when it is compulsory with reference to an appeal against conviction. That apart, this practice has grown hoary and has yielded salutary results.
10. For the above reasons, we have no hesitation in holding that the contention of the learned Public Prosecutor is not sustainable and that the preliminary point has to be rejected.
Ch. R.
11. Preliminary point rejected.
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