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Ashok Kumar Gupta And Another v. State Of U.P And Others
Structured Summary of the Opinion (S.N. Sahay, J.)
Factual and Procedural Background
The petitioners are Assistant Engineers in the Public Works Department who filed a writ petition challenging the selection proceedings of the Departmental Promotion Committee dated 27/30 January 1993 for the post of Executive Engineer. The challenge attacked the application of reservation in promotion for Scheduled Castes and Scheduled Tribes in the promotion process under statutory rules and government orders (annexures filed).
Relevant statutory rules considered in the petition include Rule 8, Rule 6 and Rule 18 of the U.P. Service of Engineers (Public Works Department) (Higher) Rules, 1990 and the U.P. Promotion by Selection (on posts outside the purview of the Public Service Commission) Eligibility List Rules, 1986 (given overriding effect). The 1986 Rules (Rule 5) prescribe the method of preparing eligibility lists where promotion criterion is seniority subject to rejection of unfit.
At the admission stage the learned counsel for the petitioners limited arguments to questions of law only and stated he would not raise questions of fact. The learned Standing Counsel for respondents Nos. 1 and 2 and the learned counsel for respondents Nos. 3 and 4 agreed not to file counter-affidavits and consented to final disposal. Respondents Nos. 3 and 4 were impleaded on their own application. Consequently the writ petition was heard on merits and finally disposed of at the admission stage.
Legal Issues Presented
- What is the law declared by the Supreme Court within the meaning of Article 141 of the Constitution with regard to reservation in favour of backward classes (including Scheduled Castes and Scheduled Tribes) in the matter of promotions?
- Whether the selection held by the respondents, which granted reservation quota to Scheduled Castes and Scheduled Tribes candidates in promotions to the post of Executive Engineer, is illegal and void as violative of Article 16 of the Constitution?
- What is the legal effect of the part of the Supreme Court's decision in Indra Sawhney directing that existing rules providing for reservation in promotion shall continue to operate for a period of five years — is that direction binding and enforceable?
Arguments of the Parties
Petitioners' Arguments
- The petitioners argued that the majority view in Indra Sawhney prohibits reservation in promotions and thus any reservation in promotion is wholly illegal and void ab initio as violative of Article 16 of the Constitution.
- They contended that where the criterion for promotion is seniority subject to rejection of unfit, there is no occasion for reservation (relying on Indra Sawhney), and therefore the benefit of reservation for SC/ST candidates in promotion to Executive Engineer is unconstitutional.
- They asserted that annexures (government orders dated 8 March 1972; 20 March 1974; 27 December 1974; 5 July 1984) and the statutory rules under Articles 309 (U.P. Rules of 1986 and 1990) which support reservation in promotion are ultra vires and unconstitutional in view of the binding law laid down by the Supreme Court.
Respondents' Arguments
- The learned Standing Counsel for respondents Nos. 1 and 2 argued that reservation in promotion was not an issue in Indra Sawhney and that observations on the point (by some Judges) were obiter. He further contended that the provision preserving existing reservations for five years is not a minority view but a rider to the majority view and was imposed to secure workability when the earlier Rangachari decision was overruled.
- The counsel for respondents Nos. 3 and 4 contended the five-year continuation in Indra Sawhney was intended to effect orderly change and avoid confusion and dislocation in the interim; it was part of the judgment ensuring continuity and therefore the existing rules regarding reservation in promotion remain valid and operative for the interim period. Consequently, under the applicable rules and executive orders the petitioners (general category) are not eligible to be considered ahead of reserved-category candidates.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Indra Sawhney v. Union of India (Mandal Commission Case) (1993 Lab IC 129) | Considered validity of Office Memoranda on reservation for Other Backward Classes; held that Article 16(4) does not permit reservation in promotions (majority); but directed that existing reservations in promotion may continue for a period of five years to enable reformation of rules. | The court treated the majority holding (that reservation in promotion is not permitted) as binding under Article 141 and held that the four-Judge direction preserving existing reservations for five years is a binding direction issued under Article 142 that must be given effect to. |
| General Manager, Southern Railway v. Rangachari ((1962) 2 SCR 586 : AIR 1962 SC 36) | Earlier authority that had been taken to permit reservations in the process of promotion. | Cited as the decision which Indra Sawhney overruled to the extent it held Article 16(4) permits reservations in promotion; the present court relied on Indra Sawhney's overruling of Rangachari on this point. |
| John Martin v. State of West Bengal ((1975) 3 SCC 836 : AIR 1975 SC 775) | Principle that observations of a minority of judges in a larger Bench do not constitute binding law. | The court applied the principle to explain that only opinions supported by the majority of the Bench in a Supreme Court decision constitute binding law under Article 141. |
| Ramdas Bhikaji Chaudhari v. Sadanand ((1980) 1 SCC 550 : AIR 1980 SC 126) | When a previous decision is overruled by a larger Bench, the earlier decision is wiped out and Art.141 applies only to the later decision. | Relied on to support the submission that Rangachari, insofar as it permitted reservation in promotion, had been overruled by the Supreme Court in Indra Sawhney and could not be regarded as binding law. |
| A. S. Gauraya v. S. N. Thakur ((1986) 2 SCC 709 : AIR 1986 SC 1440) | Law laid down by the Supreme Court is binding on all pending proceedings and must be given effect to under Article 141. | Invoked to show that the binding part of Indra Sawhney (majority holding) applies to pending matters such as the present writ petition. |
| Delhi Judicial Service Association v. State of Gujarat ((1991) 4 SCC 406 : AIR 1991 SC 2176) | Article 142 confers broad power on the Supreme Court to pass orders necessary for doing complete justice; such power cannot be limited by ordinary statutory provisions. | The court used this precedent to support the view that the five-year preservation direction in Indra Sawhney is a direction issued under Article 142 and therefore has constitutional force and must be given effect. |
| Union Carbide Corporation v. Union of India ((1991) 4 SCC 584 : AIR 1992 SC 248) | Article 142's phrase "cause or matter" is very wide; the Court's plenary powers under Article 142 are intended to be coextensive with the needs of justice in a given case. | Relied upon to confirm the breadth of Article 142 and to justify treating the five-year continuation as an enforceable Supreme Court direction to ensure orderly implementation of constitutional principles. |
| Harbans Singh v. State of U.P. ((1982) 2 SCC 101 : AIR 1982 SC 849) | Affirms the Supreme Court's retained inherent power to deal with extraordinary situations in the interest of administration of justice. | Cited to reinforce that the Supreme Court has plenary powers to make directions necessary to prevent manifest injustice and ensure administration of justice. |
| Prem Chand Garg v. Excise Commissioner, U.P. (AIR 1963 SC 996) | Cases concerning limits on the Supreme Court's power and interaction with fundamental rights (cited by petitioners in argument). | Mentioned by petitioners' counsel in argument; the court considered the submissions but treated Article 142 and Article 144 obligations as requiring obedience to Supreme Court directions and remedies by approaching the Supreme Court itself if rights are thought violated. |
| Naresh S. Mirajkar v. State of Maharashtra (AIR 1967 SC 1) | Authority cited by petitioners in support of argument about limits on directions affecting fundamental rights. | Referred to in submissions but the court concluded that Article 142 directions must be given effect and review of such directions must be sought before the Supreme Court itself. |
| A. R. Antulay v. R. S. Nayak ((1988) 2 SCC 602 : AIR 1988 SC 1531) | Authority cited relating to limits of courts' powers when fundamental rights are implicated. | Referred to by petitioners; court observed that notwithstanding such precedents, Article 142 itself makes Supreme Court decrees enforceable throughout India and authorities must implement such directions. |
| A. K. Gopalan v. State of Madras (AIR 1950 SC 27) | Older authority referenced in argument about observing that minority observations are not binding law. | Used as part of the discussion on the scope of obiter dicta and when observations of some judges do not bind; court referred to John Martin and other authorities to explain binding effect of majority views. |
Court's Reasoning and Analysis
The court proceeded by focusing on what constitutes binding law under Article 141 of the Constitution and how the Supreme Court's decision in Indra Sawhney operated on the question of reservation in promotions.
Key steps in the court's analysis were:
- The court examined the text of the relevant statutory rules (U.P. Rules of 1986 and 1990) and the government orders (Annexures 2–5) which provided for reservation in promotion and noted their basis under Article 309 of the Constitution.
- It reviewed Indra Sawhney in detail, extracting the positions expressed by various judges: a majority view that Article 16(4) does not permit reservation in promotion; separate opinions by other judges addressing the point and a direction preserving existing reservations in promotion for five years.
- The court rejected the contention of the learned Standing Counsel that reservations in promotion were not an issue in Indra Sawhney and that related observations were merely obiter. The court pointed to the framing of the issue (Question No. 8 / Question No. 7 as reframed) in the Indra Sawhney Report and concluded the matter was specifically raised and considered.
- Applying Article 145(5) and the principle that only the views of the majority of Judges in the Supreme Court constitute binding law under Article 141, the court held that the majority's conclusion that reservation in promotion is not permissible is binding law and applies to the present matter.
- However, the court distinguished the separate aspect of Indra Sawhney that preserved existing reservation provisions in promotion for a period of five years: that was a direction given by a subset (four Judges) of the Bench and, the court held, constitutes a direction issued under Article 142. The court treated that direction as separable from the majority pronouncement and enforceable as an Article 142 direction.
- The court relied on precedents (notably Delhi Judicial Service Association and Union Carbide) to explain the constitutional plenitude of Article 142 and that such directions are enforceable nationwide and cannot be nullified by other courts or authorities under Article 144's obligation to act in aid of the Supreme Court.
- Consequently, even though the binding law under Article 141 prohibits reservation in promotion, the Article 142 direction preserving existing reservations for five years remains enforceable and prevents immediate nullification of the impugned rules and executive orders in the present proceedings.
- On that basis the court concluded it could not declare the challenged rules and executive orders invalid at this stage nor interfere with the selection which was made in accordance with those rules and orders.
Holding and Implications
Holding: The writ petition is dismissed.
Implications and immediate legal effect:
- The court held that the Supreme Court's majority holding in Indra Sawhney — that Article 16(4) does not permit reservation in the matter of promotion — is binding law under Article 141 and applies to pending and future proceedings.
- Separately, the court held that the part of Indra Sawhney directing that existing rules providing for reservation in promotion shall continue to operate for a period of five years is a direction issued under Article 142, and that direction must be given effect; consequently, the impugned statutory rules and executive orders cannot be declared unconstitutional or set aside in the present proceedings.
- As a direct consequence, the selection made by the respondents for promotion to the post of Executive Engineer (which applied reservation for SC/ST candidates under the impugned rules/orders) will not be interfered with in this petition and the petitioners are not entitled to the relief sought.
- The court emphasised that if any person considers a Supreme Court direction issued under Article 142 to infringe his fundamental rights, the proper recourse is to approach the Supreme Court itself; other courts should not sit in appeal over such Supreme Court directions.
The opinion does not purport to create a new precedent beyond interpreting and applying the Supreme Court's Indra Sawhney decision: it applies the binding aspects of Indra Sawhney (no reservation in promotion) and enforces the five-year preservation direction (as an Article 142 order) to deny relief in the present case.
Disposition
Petition dismissed.
S.N Sahay, J.:— The petitioners who are Assistant Engineers in the Public Works Department have filed this writ petition to challenge selection proceedings of the Departmental Promotion Committee dated 27/30th January 1993 for the post of Executive Engineer. Rule 8 of the U.P Service of Engineers (Public Works Department) (Higher) Rules, 1990 provides that recruitment to the post of Executive Engineer shall be made on the basis of seniority subject to rejection of unfit through a Selection Committee constituted under the said rules. The appointing authority shall prepare a eligibility list of the candidate in accordance with the U.P Promotion by Selection (on posts outside the purview of the Public Service Commission) Eligibility List Rules, 1986 and place the same before the Selection Committee along with their character rolls and such other records pertaining to them as may be considered proper. The Selection Committee shall consider the cases of the candidates on the basis of the records referred to above and shall prepare a list of selected candidates arranged in order of seniority as it stood in the cadre from which they are to be promoted and forward the same to the appointing authority. Rule 6 lays down that reservation for the candidates belonging to scheduled castes, scheduled tribes and other category shall be made in accordance with the orders of the Government in force at the time of recruitment. Rule 18 of the said Rules provides that nothing in these Rules shall affect reservations and other concessions required to be provided for the candidates belonging to the scheduled castes, scheduled tribes and other special categories of persons in accordance with the orders of the Government issued from time to time in this regard. The relevant Government orders regarding reservation have been filed as Annexure 2, 3, 4 and 5 to the writ petition.
2. The U.P Promotion by Selection (on posts outside the purview of the Public Service Commission) Eligibility List Rules, 1986 has been given overriding effect. Rule 5 of the said Rules provides that where the criterion for promotion is seniority subject to rejection of unfit the appointing authority shall prepare three lists to be called the eligibility lists of the senior most eligible candidates from each of the category, namely, General, Scheduled Castes and Scheduled Tribes separately in the light of vacancies available for each of the said category containing names so far as may be, in the following proportion, that is to say, for 1 to 5 vacancies 2 times the number of vacancies subject to a minimum of 5 and for over 5 vacancies 1 ½ times the number of vacancies subject to a minimum of 10. Rule 5 further provides that the provisions contained in proviso to Rule 4 shall mutantis mutandis apply in preparing an eligibility list under this rule. For the sake of ready reference it may be stated that the proviso to rule 4 says that if recruitment is to be made for vacancies occurring during more than one year of recruitment, separate eligibility lists will be prepared in respect of each such year and in such a case while preparing the eligibility list for second and subsequent years of recruitment, the number of candidates to be included in the eligibility list shall be for the second whose the number according to the said proportion plus the number of vacancies in the first year; and for the third year the number according to the said proportion plus the number of vacancies in the the first and second years and so on and further that candidates who are not considered suitable prima facie for promotion shall not be taken into account in calculating the said proportion and a note to the effect that they are not so considered shall be added against their names. The learned counsel for the petitioner stated that he will not raise any question of fact and that he will address arguments on question of law only and hence the writ petition may be finally disposed of. The learned Standing Counsel appearing on behalf of respondents Nos. 1 and 2 and the learned counsel for respondents Nos. 3 and 4 stated that they will not file any counter affidavit and agreed that the writ petition may be finally disposed of. Respondents Nos. 3 and 4 were impleaded on their application. In view of the above statements, the writ petition has been heard on merits and is being finally disposed of at the admission stage itself.
3. For the proper appreciation of the arguments raised by the learned counsel of the parties, it will be necessary to state that in Indra Sawhney v. Union of India, 1992 (6) JT SC 273 : (1993 Lab IC 129), popularly known as Mandal Commission Case the constitutional validity of Office Memorandum dated 13th August 1990 and Office Memorandum dated 25th September 1991 issued by the Government of India with regard to recommendations of the Second Backward Classes Commission (Mandal Report) reservation for socially and educationally backward classes in services under the Government of India were assailed. Under the first mentioned Office Memorandum dated 13th August 1990, orders were issued to the following effect:—
“(i) 27% of the vacancies in civil posts and services under the Government of India shall be reserved for SEBC.
(ii) The aforesaid reservation shall apply to vacancies to be filled by direct recruitment. Detailed instructions relating to the procedure to be followed for enforcing reservation will be issued separately.
(iii) Candidates belonging to SEBC recruited on the basis of merit in an open competition on the same standards prescribed for the general candidates shall not be adjusted against the reservation quota of 27%.
(iv) The SEBC would comprise in the first phase the castes and communities which are common to both the list in the report Of the Mandal Commission and the State Governments'lists. A list of such castes/communities is being issued separately.
(v) The aforesaid reservation shall take effect from 7-8-1990. However, this will not apply to vacancies where the recruitment process has already been initiated prior to the issue of these orders.”
4. The aforesaid Office Memorandum was amended by the second Office Memorandum dated 25th September 1991. It was provided as follows:—
“(i) Within the 27% of the vacancies in civil posts and services under the Government of India reserved for SEBCs, preference shall be given to candidates belonging to the poorer sections of the SEBCs. In case sufficient number of such candidates are not available, unfilled vacancies shall be filled by the other SEBC candidates.
(ii) 10% of the vacancies in civil posts and services under the Government of India shall be reserved for other economicaly backward sections of the people who are not covered by any of the existing schemes of reservation.
(iii) The criteria for determining the poorer sections of the SEBCs or the other economically backward sections of the people who are not covered by any of the existing schemes of reservations are being issued separately.
5. As stated in the Report, at the inception of arguments, as stated in para 679 of the Report, the learned counsel for both the sides put their heads together and framed eight questions arising for discussion. Question No. (VIII) was to the effect, would reservation of appointments or posts in favour of any backward class be restricted to the initial appointment to the post or would it extend to promotions as well. It is further stated in para 680 of the Report that the questions were reframed and question No. (VII) as re-framed was whether Art. 16 permits reservation being provided in the matter of promotions.
6. From a perusal of the judgments delivered in that case it will appear that his Lordship Mr. Justice S. Ratnavel Pandian expressed his views on the above question in the following words in para 246 “Hence, I share the view of my learned brother B.P Jeevan Reddy, J. holding that “Art. 16(4) does not permit provision for reservation in the matter of promotions and that this rule shall, however, have only prospective operation and shall not affect the promotions already made, whether made on regular basis or on any other basis” and the direction given by him that wherever reservations are provided in the matter of promotion such reservation may continue in operation for a period of five years from this day.”
7. In Para 312 his Lordship Dr. Justice T.K Thommen has indicated his views that in whichever post that a member of a backward class is appointed, reservation provisions are attracted at the stage of his initial appointment and not subsequently. Further promotions must be governed by common rules applicable to all employees of the respective grades, Further in para 326(9) it has been stated that reservation has no application to promotion. It is confined to initial appointment, whichever be the level or grade at which such appointment is made in the administrative hierarchy and whether or not the post in question is borne on the cadre of the service. Again in para 327-D it is provided that reservation is confined to initial appointment to a post and has no application to promotion.
8. In a separate judgment in para 382 his Lordship Mr. Justice Kuldip Singh has recorded his conclusion that Art. 16(4) permits reservation of appointments or posts in favour of any backward class of citizens only at the initial stage of entry into the State services. Art. 16(4) does not permit reservation either to the selection posts or in any other manner in the process of promotion. He has accordingly observed that the interpretation given by the majority in Rangachari's case (The General Manager, Southern Railway v. Rangachari, (1962) 2 SCR 586 : (AIR 1962 SC 36) to the effect that it permits reservations in the process of promotion, is not permissible and as such cannot be sustained.
9. It has been observed by his Lordship Mr. Justice P.B Sawant that none of the impugned Government memorandum pro vide for reservations in promotions. Hence the question does not fall for consideration at all and any opinion expressed by this Court on the said point would be obiter. However, if it becomes necessary to answer the question, it will have to be held that the reservations both under Arts. 16(1) and 16(4) should be confined only to initial appointments. In para 553 under question 8 he has recorded his views as under:—
“It is not necessary to answer the question since it does not arise in the present case. However, if it has to be answered, the answer is as follows:
The reservations in the promotions in the services are unconstitutional as they are in consistent with the maintenance of efficiency of administration.
However, the backward classes may be provided with relaxations, exemptions, concessions and facilities etc. to enable them to compete for the promotional posts with others wherever the promotions are based on selection or merit-cum-seniority basis.
Further, the committee or body entrusted with the task of selection must be representative and manned by suitable persons including those from the backward classes to make an impartial assessment of the merits.
To ensure adequate representation of the backward classes which means representation at all levels and in all grades in the service, the rules of recruitment must ensure that there is direct recruitment at all levels and in all grades in the services.”
10. It has also been held by his Lordship Mr. Justice R.M Sahai that reservation is to be confined to initial appointment only. In para 632(6) under the heading Conclusions it is stated as follows:—
“Reservation in promotion is constitutionally impermissible as, once the advantaged and disadvantaged are made equal and are brought in on class or group then any further benefit extended for promotion on the inequality existing prior to be brought in the group would be treating equals unequally. It would not be eradicating effects of past discrimination but perpetuating it.”
11. His Lordship Mr. Justice B.P Jeevan Reddy has delivered the judgment for himself and on behalf of their Lordships Mr. Justice M.H Kania, Chief Justice of India, Mr. Justice M.N Venkatachaliah and Mr. Justice A.M Ahmadi. While considering question No. 7 as reframed referred to alove, it has been observed that his Lordship Justice Mr. Ahmadi was of the opinion that this question does not arise for consideration these writ petitions and hence need not be answered. Accordingly the opinions expressed and conclusion recorded are those of the Chief Justice M.N Venkatachalia and B.P Jeewan Reddy, JJ. only. In para 851 it has been observed that “We find it difficult to agree with the view in Rangachari that Art. 16(4) contemplates or permits reservation in promotions as well. “It is further stated in para 852 that it is true that Rangachari has been the law for more than 30 years and that attempts to re-open the issue were repelled in Karamchari Sangh. It is further stated that it may equally be true that on the basis of that decision, reservation may have been provided in the matter of promotion in some of the Central and State services but we are convincted that the majority opinion in Rangachari, to the extent it holds that Art. 16(4) permits reservation even in the matter of promotion, is not sustainable in principle and ought to be departed from. It is also observed that, however, taking into con-. sideration all the circumstances, we direct that our decision on this question shall operate only prospectively and shall not affect promotions already made, whether on temporary, officiating or regular/permanent basis and it is further directed that wherever reservations are already provided in the matter of promotion be it Central Services or State Services, or for that matter services under any Corporation, authority or body falling under the definition of ‘State’ in Art. 12 such reservations shall continue in operation for a period of five years from this day and within this period it would be open to the appropriate authorities to revise, modify or re-issue the relevant Rules to ensure the achievement of the objective of Art. 16(4). The same view has been reiterated in para 880(7) and para 881(8) as follows:—
“880(7) Article 16(4) does not permit provision for reservations in the matter of promotion. This rule shall, however, have only prospective operation and shall not affect the promotions already made, whether made on regular basis or on any other basis. We direct that our decision on this question shall operate only prospectively and shall not affect promotions already made, whether on temporary, officiating or regular/permanent basis. It is further directed that wherever reservations are already provided in the matter of promotion be it Central Services or State Services, or for that matter services under any Corporation, authority or body falling under the definition of ‘State’ in Art. 12 such reservations may continue in operation for a period of five years from this day. Within this period, it would be open to the appropriate authorities to revise, modify or re-issue the relevant rules to ensure the achievement of the objective of Art. 16(4). If any authority thinks that for ensuring adequate representation of ‘backward class of citizens’ in any service, class or category, it is necessary to provide for direct recruitment therein, it shall be open to it do so. (Ahmadi, J. expresses no opinion on this question upholdingthe preliminary objection of Union of India). It would not be impermissible for the State to extend concessions and relaxation to members of reserved categories in the matter of promotion without compromising the efficiency of the administration (Paras 843 to 851).”
“881(8) Reservation of appointments or posts under Art. 16(4) is confined to initial appointment only and cannot extend to providing reservation in the matter of promotion. We direct that our decision on this question shall operate only prospectively and shall not affect promotions already made, whether on temporary, officiating or regular/permanent basis. It is further directed that wherever reservations are already provided in the matter of promotion be it Central Services or State Services, or for that matter services under any Corporation, authority or body falling under the definition of ‘State’ in Art. 12 such reservations may continue in operation for a period of five years from this day. Within this period, it would be open to the appropriate authorities to revise, modify or re-issue the relevant rules to ensure the achievement of the objective of Art. 16(4). If any authority thinks that for ensuring adequate representation of ‘backward class of citizens’ in any service, class or category, it is necessary to provide for direct recruitment therein, it shall be open to it do so.
(As pointed out at the end of the paragraph 101 of this judgment, Ahmadi, J. having upheld the preliminary objection raised by Sri Parasaran and others has not associated himself with the discussion on the question whether reservation in promotion is permissible. Therefore, the views exressed in this judgment on the said point are not the views of Ahmadi, J.)”
12. After making the above observations the following directions were given to the Government of India, the State Governments and the Administration of Union Territories vide paras 882 to 886 in the following terms:—
“882. The Government of India, each of the State Governments and the Administrations of Union Territories shall, within four months from today, constitute a permanent body for entertaining, examining and recommending upon requests for inclusion and complaints of over-inclusion and under-inclusion in the lists of other backward classes of citizens. The advice tendered by such body shall ordinarily be binding upon the Government.
(B) Within four months from today the Government of India shall specify the bases, applying the relevant and requisite socioeconomic criteria to exclude socially advanced persons/sections (‘creamy layer’) from ‘Other Backward Classes’. The implementation of the impugned O.M dated 13th September 1990 shall be subject to exclusion of such socially advanced persons (‘creamy layer’).
This direction shall not however apply to States where the reservations in favour of backward classes are already in operation. They can continue to operate them. Such States shall however evolve the said criteria within six months from today and apply the same to exclude the socially advanced persons/sections from the designated ‘Other Backward Classes.
(C) It is clarified and directed that any and all objections to the criteria that may be evolved by the Government of India and the State Governments in pursuance of the direction contained in clause (B) of Para 882 as well as to the classification among backward classes and equitable distribution of the benefits of reservations among them that may be made in terms of and as contemplated by clause (1) of the Office Memorandum dated 25th September 1991, as explained herein, shall be preferred only before this Court and not before or in any other High Court or other Court or Tribunal. Similarly, any petition or proceeding questioning the validity, operation or implementation of the two impugned Office Memorandum, on any grounds whatsoever, shall be filed or instituted only before this Court and not before any High Court or other Court or Tribunal.
883. The Office Memorandum dated August 13, 1990 impugned in these writ petitions is accordingly held valid and en forceable subject to the exclusion of the socially advanced members/sections from the notified ‘Other Backward Oases’, as explain ed in para 882(B)
884. Clause (i) of the Office Memorandum dated September 25, 1991 requires-to uphold is validly-to be read, interpreted and understood as intending a distinction between backward and more backward classes on the basis of degree of social backwardness and a rational and equitable distribution of the benefits of the reservations amongst them. To be valid, the said clause will have to be read, understood and implemented accordingly.
885. Clause (ii) of the Office Memorandum dated September 25, 1991 is held invalid and inoperative.
886. The Writ Petitions and Transferred cases are disposed of in the light of the principles, directions, clarifications and orders contained in this judgment.”
13. Will appear from the above discussion that all the Hon'ble Judges except two have held that there can be no reservation in matters of promotion. However, three Hon'ble Judges have taken the view that the existing provisions with regard to reservation in promotion shall continue to be valid and operative for the period of five years from the date of the judgment. It is contendedon behalf of the petitioners that the view of the three Hon'ble Judges is minority view and no reservation can be made in promotion in view of the majority judgment. Therefore, the selection held by the respondents by granting reservation quota to scheduled castes and scheduled tribes candidates in the matter of promotion to the post of Executive Engineer is wholly illegal and void and ab initio being violative of Art. 16 of the Constitution. It is further contended that when criterion for promotion is seniority subject to rejection of unfit and it has been unanimously held in Indira Sawhney's case that there is no occasion for reservation where promotion is to be made on the basis of the said criterion the benefit of reservation in favour of the scheduled castes and scheduled tribes candidates for promotion to the post of Executive Engineer is wholly unconstitutional. In this manner the petitioners have asserted that Annexures-2 to 5 to the writ petition are unconstitutional and ultra vires being violative of Art. 16 of the Constitution. It may be mentioned that Annexure-2 is a Government order dated 8th March 1972, which contains the relevant provisions with regard to reservation in favour of scheduled castes and scheduled tribes candidates in vacancies to be filled up by promotion. Copies of Government order dated 20th March 1974, 27th December 1974 and 5th July 1984 of the same subject are contained in Annexures-3, 4 and 5. It may also be stated that Uttar Pradesh Promotion by Selection of Posts outside purview of the Public Service Commission Eligibility Rules, 1986 and the Uttar Pradesh Service of Engineers (Public Works Department) (Higher) Rules, 1990 are annexed as Annexures-6 and 7 to the writ petition. Rule 5 of the 1986 Rules relates to the preparation of eligibility list where the criterion is seniority subject to the rejection of unfit. It lays down that in such cases the appointing authority shall prepare three lists to be called the eligibility list of the senior most eligible candidates from each of the category, namely, General, Scheduled Castes and Scheduled Tribes separately in the light of the vacancies available for each of the said category in accordance with the provisions contained therein. Rule 6 of the 1990 Rules provides that reservation for the candidates belonging to Scheduled Castes, Scheduled Tribes and other categories shall be made in accordance with the orders of the Government in force at the time of recruitment. Rule 3 of the same Rules provides that recruitment to the posts of Executive Engineer (Civil, Electrical) and (Mechanical) shall be made on the basis of seniority subject to rejection of unit. The Government orders contained in Annexures-2 to 5 derive their validity and strength from the aforesaid statutory Rules contained in 1986 and 1990 Rules, which have been made under the proviso to Art. 309 of the Constitution.
14. The learned standing Counsel has on the other hand contended that it was not an issue before the Supreme Court in Indira Sawhney's case whether reservation may be made in promotion. In this connection the learned Standing Counsel has specifically referred to the observations made by their Lordships Mr. Justice Ahmadi and Mr. Justice Sawant. The learned Standing Counsel has accordingly submitted that the opinion of six Hon'ble Judges on the question of reservation in promotion can only be regarded as obiter dictum. He has further contended that the provision regarding continuance of the existing Rules on reservation in promotion for a period of five years is not a minority view. According to the learned Standing Counsel it is a rider on the view taken by the majority that there can be no reservation in promotion. The provision of five years cannot be said to be inconsistent with the majority view but is only in addition to that. The learned Standing Counsel has also contended that the said provision was made because the earlier decision in Rangachari's case was being overruled and in order to ensure workability it was decided by four Hon'ble Judges that a time frame of five years should be laid down so that the State may provide infrastructure within a reasonable time and the State action may not be challenged every time.
15. The learned counsel appearing on behalf of the respondents Nos. 3 and 4 has contended that the provision regarding five years has been made in the judgment in Indira Sawhney's case for effecting changes in the existing Rules and to avoid confusion and dislocation during the interim period. He has further contended that it is not really a separate direction but it is part and parcel of the conclusion arrived at by the four Hon'ble Judges that reservation cannot be made in promotion. The learned counsel has drawn this distinction between conclusion and direction in order to justify that the existing Rules regarding reservation in promotion also are still and shall continue for a period of five years to be valid and operative. It is, thus, contended by the learned counsel that as required by the aforesaid Rules and Executive orders reservation is valid and the petitioners, who belong to the category of General candidates, are not eligible and cannot be considered.
16. In view of the contentions of the parties, the point arising for consideration is as to what is the law declared by the Supreme Court within the meaning of Art. 141 of the Constitution, with regard to reservation in favour of backward classes, including Scheduled Castes and Scheduled Tribes in the matter of promotion. It may be observed at the very outset that the contention of the learned Standing Counsel cannot be accepted as correct that no issue regarding reservation in promotion had really arisen in the said case and whatever observations have been made in that connection is nothing but obiter dicta. The issues raised in the said case have been clearly stated and catalogued in para 681 of the Report as published in the judgment Today and it will clearly indicate that the issue on the above subject was specifically raised and formulated as Question No. 8. It is no doubt true that his Lordship Mr. Justice Ahmadi declined to answer the question, as in his opinion it did not actually arise. His Lordship Mr. Justice Sawant also expressed a similar view, but he proceeded to discuss the matter and expressed his considered opinion on the said issue. Under these circumstances we find it difficult to accept as correct the contention of the learned Standing Counsel that the opinion expressed by the majority of the Hon'ble Judges on the said issue is merely obiter dicta. The reference made by the learned Standing Counsel to Dias on Jurisprudence (Pages 69 and 71) and to Patton on the same subject at page 180 for an exposition of the meaning and scope of obiter dicta is inapposite. The same is the case with the view expressed by Seervai in his famous work, Constitutional Law, volume 11 pages 2037 and 2422 which have also been referred to by the learned Standing Counsel.
17. Even after rejecting the contention of the learned Standing Counsel, the question still remains whether if so to what extent the various, opinions expressed by the learned Judges can be regarded as law within the meaning of Art. 141 of the Constitution, It is provided in Art. 145(5) of the Constitution that no judgment and no opinion shall be delivered by the Supreme Court save with the concurrence of the majority of the Judges present at the hearing of the case. Therefore, any statement of law must have the support of the majority of the learned Judges constituting the Bench deciding the matter before it can be regarded as law declared by the Supreme Court under Art. 141 of the Constitution. There can be no doubt with regard to the fact that all the Hon'ble Judges constituting the Bench except one held that no reservation can be made in promotion under Art. 16 of the Constitution. So far as that part is concerned, it is the view of the majority and amounts to law declared by the Supreme Court under Art. 141. But with regard to the other part, which lays down that the existing Rules shall continue to be operative for a period of five years, the position is not so. The majority does not subscribe to that part as it is the view taken by only four out of nine Hon'ble Judges constituting the Bench. In John Martin v. State Of West Bengal, (1975) 3 SCC 836 : (AIR 1975 SC 775) the contention of the petitioner was that the representation of petitioner in a case of preventive detention should have been considered by an impartial Tribunal constituted by the State Government and it was not sufficient compliance with the requirement of Art. 22(5) of the. Constitution that it should have been considered only by the State Government. This contention was sought to be supported by reference to certain observations of their Lordships Fajl Ali and Mahajan, JJ. in A.K Gopalan v. State Of Madras., AIR 1950 SC 27 : (1950 (51) Cri LJ 1383). Their Lordships refused to recognise the observations of the said learned Judges as law and held that “We do not think that these observations made by two out of six learned Judges can be regarded as laying down the law on the point.”
18. The learned counsel for petitioners has also contended that the earlier decision in Rangachari's case that reservation may be lawfully made in matters of promotion was expressly overruled in Indira Sawhney's case and cannot, therefore, be regarded as good law binding on the Courts. In this connection he has referred to the case of Ramdas Bhikaji Chaudhari v. Sadanand, (1980) 1 SCC 550 : AIR 1980 SC 126 : (1980 Cri LJ 111) in which it has been held—
“It is well settled that whenever a previous decision is overruled by a larger Bench, the previous decision is completely wiped out and Art. 141 will have no application to the decision which has already been overruled, and the Court would have to decide the cases according to law laid down by the latest decision of this Court and not by the decision which has been expressly overruled.”
19. The learned counsel has also relied on A.S Gauraya v. S.N Thakur, (1986) 2 SCC 709 : AIR 1986 SC 1440 : (1986 Cri LJ 1074) which lays down that the law laid down by the Supreme Court applies to all pending proceedings and all Courts are bound to give effect to it under Art. 141.
20. The situation which emerges from the above discussion is that the law declared by the Supreme Court, which is binding on all Courts under Art. 141 and applies to all pending and future proceedings is that no reservation can be made in matters of promotion as it will be violative of Art. 16 of the Constitution. If that were the only thing then there would have been no difficulty in holding that the existing provisions contained in the statutory rules made under Art. 309 of the Constitution or executive orders contained in Annexures 2 to 7 which have been challenged in the present writ petition, shall have no effect. But as already indicated, it has been laid down by four Hon'ble Judges that the existing provisions regarding reservation in matters of promotion shall remain operative for a period of five years. This amounts to a direction under Art. 142 of the Constitution and would have effect accordingly. No order or direction to the contrary has been issued by any other Hon'ble Judge. We do not agree with the learned counsel for respondents Nos. 3 and 4 that it is not a direction but it is part and parcel of the conclusion arrived at in the matter of reservation in promotion. As indicated above, it is a direction being separable from the enunciation of the Constitutional position that no reservation can be made in matters of promotion.
21. Article 142 provides that the Supreme Court in the exercise of its jurisdiction may pass such decree or may order as is necessary for doing complete justice, in any cause or matter pending before it and any decree so passed or order so made, shall be enforceable through out the territory of India in such manner as may be prescribed by or under any law made by Parliament and until provision in that behalf is so made in such manner as the President may by order prescribe. In Delhi Judicial Service Association v. State of Gujarat, (1991) 4 SCC 406 : AIR 1991 SC 2176 it was held as follows:—
“This Court's power under Art. 142(1) to do complete justice is entirely of different level and of a different quality. Any prohibition or restriction contained in ordinary laws cannot act as a limitation on the constitutional power of this Court. Once this Court has seisin of a cause or matter before it, it has power to issue any order or direction to do complete justice in the matter. This constitutional power of the Apex Court cannot be limited or restricted by provisions contained in statutory law No enactment made by Central or State Legislature can limit or restrict the power of this Court under Art. 142 of the Constitution, though while exercising power under Art. 142 of the Constitution, the Court must take into consideration the statutory provisions regulating the matter in dispute. What could be the need of complete justice in a cause or matter would depend upon the facts and circumstances of each case and while exercising that power the Court would take into consideration the express provisions of a substantive statute. Once this Court has taken seisin of a case, cause or matter, it has power to pass any order or issue direction as may be necessary to do complete justice in the matter.”
22. In Union Carbide Corporation v. Union of India, (1991) 4 SCC 584 : AIR 1992 SC 248 it has been held by a Constitution Bench that the expression “cause or matter” in Art. 142(1) is very wide covering almost every kind of proceedings in Court. It has been further held that the power under Art. 142(1) cannot be whittled down even by Art. 139-A. The purposed constitutional plenitude of the powers of the Apex Court to ensure due and proper administration of justice is intended to be coextensive in each case with the needs of justice of a given case and to meet any exigency. In this connection the observation made in an earlier case Harbans Singh v. State of U.P, (1982) 2 SCC 101 : AIR 1982 SC 849 : (1982 Cri LJ 795) was quoted with approval “that this Court retains and must retain, an inherent power and jurisdiction for dealing with any extraordinary situation in the larger interests of administration of justice and for preventing manifest injustice being done.”
23. It may, therefore, be held that it is a direction of the Supreme Court issued under Art. 142 of the Constitution that the existing provisions with regard to reservation in matters of promotion shall continue to be in force for a period of five years. It was contended by the learned counsel for the petitioners that in case the aforesaid direction is taken to be a direction issued under Art. 142, even then it cannot be enforced because it will infringe the fundamental right of the petitioners under Art. 16 of the Consti tution and no direction impairing a funda mental right can be issued. He has referred to Prem Chand Garg v. Excise Commissioner U.P, AIR 1963 SC 996, Naresh S. Mirajkar v. State of Maharashtra, AIR 1967 SC 1 and A.R Antulay v. R.S Nayak, (1988) 2 SCC 602 : (AIR 1988 SC 1531) in support of his contention. It may be mentioned that in the case of Delhi Judicial Service Association cited above, both the cases of Prem Chand and A.R Antulay were referred to and thereafter the law was laid down as indicated above. However, it must be borne in mind that Art. 142 itself provides that adecree passed or order made under that Article shall be en forceable throughout the territory of India. It is the Constitutional obligation of all authori ties civil and judicial in the territory of India, created under Art. 144 of the Constitution to act in aid of the Supreme Court. If it is held that it is open to an authority to examine a decree or order of the Supreme Court for the purpose of finding out whether or not it is violative of the provisions of the Constitution relating to fundamental rights or otherwise, Art. 144 will have no meaning and will not serve the purpose for which it was embodied in the Constitution. The scheme of the Constitution makes it abundantly clear that the decrees and orders of the Supreme Court shall have a sanctity of their own and must be given effect as such. In case a person feels that an order passed by the Supreme Court has the effect of taking away or abridging any of the fundamental rights under the Constitution or that it is violative of any other provision of the Constitution or law, it is the duty of that person to approach the Supreme Court itself as advised for the redress of his grievances and to seek the directions of the Supreme Court by initiating appropriate legal proceedings. When once it has been shown that a direction has been issued by the Supreme Court under Art. 142 of the Constitution to the effect that the existing provisions regarding reservation in matters of promotion shall remain operative for a period of five years, it has to be given effect and implemented by all authorities in the country. No Court can sit in appeal and examine whether the said direction is unenforceable on account of alleged inconsistency with any fundamental right of any other provision of the Constitution, particularly, when it is not in dispute that the said direction has been issued by the Supreme Court in exercise of jurisdiction vested in it. It may be observed that the right to move the Supreme Court for the enforcement of a fundamental right is itself a guaranteed fundamental right under Art. 32 of the Constitution. In this view of the matter, we are of opinion that the contention of the learned counsel for petitioners must fail. We are also of opinion that the impugned rules made under Art. 309 of the Constitution and the impugned executive orders, as contained in Annexures 2 to 7 to the writ petition cannot be held to be unconstitutional at this stage in view of the aforesaid direction of the Supreme Court and that no interference can be made with the selection held by the respondents for promotion to the post of Executive Engineers by reason of reservation having been made in favour of Scheduled Castes and Scheduled Tribes candidates in accordance with the aforesaid impugned rules and orders. The petitioners are not entitled to any relief in the present proceedings.
24. For the above reasons the writ petition fails and is hereby dismissed.
Petition dismissed.
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