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Baijnath v. General Manager, N.E Railway, Gorakhpur
Synopsis of Opinion by J.N. Dubey, J.
Factual and Procedural Background
This writ petition was filed by a Class IV employee of the North Eastern Railway challenging railway authorities' rejection of his application to correct his date of birth in his service record.
Relevant facts set out in the opinion:
- The petitioner was appointed as a Class IV employee in a casual vacancy in April 1954 and after a few months as a peon in the same cadre. At appointment he was asked his age verbally and was not required to furnish proof; he gave his age as about 24–25 years and was medically examined and found to be about 25 years old.
- Despite that, the departmental seniority list and the service record showed the petitioner's date of birth as 15.4.1919 rather than 2.9.1929 (the date claimed by petitioner).
- Under the earlier rules a mistake in recording date of birth could be corrected by the employee on furnishing satisfactory proof. A rules amendment on 3.12.1971 restricted entertainments of alteration requests after completion of probation or three years' service, and the Railway Board (on 4.8.1972) allowed employees appointed earlier another opportunity to represent against recorded dates of birth up to 31 July 1973.
- Within that period the petitioner submitted an application for correction accompanied by a school leaving transfer certificate and a certificate from the Gaon Sabha. The railway required further information on 30.7.1973; the petitioner replied on 3.8.1973.
- Divisional Accounts Officer rejected the petitioner's application by order dated 31.1.1974, issuing a terse order: “Your request to change the date of your birth from 15.4.1919 to 2.9.1929 has not been considered justified.”
- The petitioner represented to the Divisional Accounts Officer on 25.4.1974 (no reply) and then to the Financial Adviser and Chief Accounts Officer (Administration) on 30.10.1975 requesting medical examination and an opportunity of hearing; that representation was rejected on 8.1.1976 without medical examination or hearing.
- Aggrieved, the petitioner filed this writ petition under Article 226 of the Constitution seeking correction of his date of birth in the service record.
Legal Issues Presented
- Whether the railway authorities were required to consider the documentary evidence (school leaving transfer certificate and Gaon Sabha certificate) and pass a speaking order recording whether the proof furnished by the petitioner was satisfactory for correction of the date of birth in the service record.
- Whether the exercise of discretion by the railway authorities in rejecting the petitioner's application and subsequent representation (without medical examination and without affording an opportunity of hearing) was arbitrary or in breach of principles of natural justice and hence amenable to judicial review under Article 226.
- Whether there existed any rule permitting relaxation of the upper age limit for appointment of Class IV employees that would justify maintenance of the recorded date of birth (15.4.1919) despite the petitioner's documentary proof of birth on 2.9.1929.
Arguments of the Parties
Petitioner's Arguments
- The petitioner asserted his true date of birth was 2.9.1929 as shown in the school leaving transfer certificate and Gaon Sabha register, and that his service record incorrectly recorded it as 15.4.1919.
- He contended that at time of appointment he was not required to furnish documentary proof and he had been medically examined and found to be about 25 years of age.
- He argued the incorrectly recorded date produced an impossible consequence because calculated from 15.4.1919 his age would have been 35 at appointment, inconsistent with the age limits for such appointments.
Respondent (Railway Authorities') Arguments
- The railway authorities maintained the date of birth in the service record (15.4.1919) was correct and disputed the petitioner's claim that he was not asked to furnish proof at the time of appointment.
- They alleged the petitioner knew of the recorded date of birth and did not attempt to correct it earlier, applying only after his service record was lost.
- The authorities challenged the genuineness of the school leaving transfer certificate and the Gaon Sabha register, though the record did not contain evidence to support that challenge.
- They asserted that relaxation of the upper age limit was available, so that even if the petitioner appeared overage calculated from 15.4.1919, that by itself did not preclude his appointment.
- They further contended estoppel: the petitioner had previously given the date 15.4.1919 in an application for loan, and therefore could not challenge that entry now.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Ahmad Khan v. Union of India (Civil Misc. Niyaz Ahmad Khan) | Cited by respondents for proposition that railway authorities have discretion and court should not interfere with exercise of that discretion after long delay. | The court examined the judgment and held it did not lay down a general rule; it was confined to its facts and distinguishable (noting the petitioner in that case was well-educated and had signed the service book, unlike the present illiterate petitioner). The court therefore did not accept the respondents' reliance on it as a bar to interference in the present case. |
| E.B. Royappa v. State of Tamil Nadu | Equality is antithetic to arbitrariness; arbitrariness violates Article 14. | The court relied on this principle to emphasise that discretion must not be arbitrary and that state action must conform to Article 14; arbitrariness would deny equality and justify judicial review. |
| Smt. Maneka Gandhi v. Union of India | Article 14 strikes at arbitrariness; procedure must be reasonable and answer test of Article 21—procedure must be "right, just and fair". | The court invoked Maneka Gandhi to underscore that executive action and procedure must satisfy reasonableness and non-arbitrariness; lack of fairness or arbitrariness in exercise of discretion can be struck down. |
| Nand Lal Bajaj v. The State of Pubjab | Advisory body expected to act fairly and impartially; objectivity required in determining sufficiency of material for subjective satisfaction. | The court quoted the case to show that bodies exercising consultative or discretionary functions must make objective determinations and act fairly—supporting the proposition that discretion must be exercised according to established principles. |
| Tingley v. Dalby | Quoted (via Lord Mansfield) on discretion: discretion in courts must be guided by law and not be arbitrary, vague or fanciful. | Used to illustrate that discretion (including executive discretion) must be legal, regular and governed by rule rather than whim; supports court's approach to review arbitrary exercise of discretion. |
| Sadhu Roy v. State of West Bengal | Subjective satisfaction of executive must not be irrational; "sham" satisfaction is not real satisfaction and will fail judicial scrutiny (Article 32 context referenced). | The court relied on this to stress that even subjective satisfaction/adjudication cannot be a mock recital and must arise from attention to relevant factors; thus railway discretion must be real and rational. |
| Quotations from Benjamin Cardozo and Lord Mansfield (authorities on judicial discretion) | Judicial discretion should be exercised according to consecrated principles, not personal ideals or spasmodic sentiment; discretion must be governed by rule. | The quotations were used to frame the general principle that the exercise of discretion must be tradition-informed, analogized, disciplined by system and subordinated to social order—supporting judicial review where discretion is arbitrary. |
Court's Reasoning and Analysis
The court's analysis proceeded in the following steps, using only the material contained within the opinion:
- The court noted the undisputed rule that mistake in recording an employee's date of birth in service records can be corrected by the railway authorities upon the employee furnishing satisfactory proof.
- It observed that the petitioner had produced two documents — a school leaving transfer certificate and a certificate from the Gaon Sabha — to prove his birth on 2.9.1929. The record contained no evidence controverting the genuineness of those certificates.
- Once evidence that the petitioner was born on 2.9.1929 was on record, the railway authorities were obliged to apply their minds and record a specified finding as to whether the proof was satisfactory. Such an assessment required a "speaking order". The court found no speaking order had been passed: the Divisional Accounts Officer's order was terse and did not assign reasons.
- The court considered the consequences of the competing dates: calculated from 15.4.1919 the petitioner would have been 35 at the date of initial appointment which conflicted with the age limits for appointment. The opinion contains references to the relevant age limits in two places (18 to 25 at one point and 18 to 28 at another), and the court stated the petitioner could not have been more than 25 years of age at the time of his appointment (the court accepted the petitioner's contention unless the respondents proved existence of a rule permitting relaxation of the age limit).
- The court had given the respondents an opportunity to produce any rule of relaxation; they failed to do so despite repeated chances. Consequently, the court concluded there existed no rule for relaxation of the age limit for Class IV appointments in this context.
- On these bases the court found the entry in the service book (15.4.1919) to be obviously incorrect and determined that the Divisional Accounts Officer's order rejecting correction suffered from an error apparent on the face of the record because it lacked reasons and did not consider the documentary proof. Similarly, the Financial Adviser and Chief Accounts Officer (Administration) erred in rejecting the petitioner's representation without medical examination and without affording an opportunity of hearing.
- The court emphasised the established legal principle that discretion (including executive discretion) must be exercised in accordance with law and principles of natural justice and is amenable to judicial review where exercised arbitrarily. Citing authority and authoritative statements, the court rejected the submission that courts should not interfere even if discretion is arbitrary or against principles of natural justice.
- Because the respondents failed to justify the recorded date of birth and had not complied with procedural fairness in disposing of the petitioner's requests, the court concluded that interference under Article 226 was warranted.
Holding and Implications
Holding:
The writ petition is allowed. The court quashed the order dated 31.1.1974 of the Divisional Accounts Officer and the order dated 8.1.1976 of the Financial Adviser and Chief Accounts Officer (Administration). The court directed the opposite parties to correct the petitioner's date of birth in his service record from 15th April 1919 to 2nd September 1929. The petitioner was also held entitled to the costs of the writ petition.
Implications:
- Direct effect: The service record of the petitioner must be amended to show date of birth as 2.9.1929, and the two challenged administrative orders are set aside; the petitioner receives costs.
- On broader legal impact: The court reiterated and applied established principles concerning the requirement for a speaking order, the necessity of applying mind to documentary proof, and that discretion (including executive discretion) must be exercised according to law and principles of natural justice and is subject to judicial review when arbitrary. The opinion does not purport to lay down any new general rule beyond these applied principles.
Note: This summary is strictly based on the contents of the provided opinion and does not introduce information beyond the text of the opinion.
J.N Dubey, J.:— This writ petition has been filed by a class IV employee of the North Eastern Railway, challenging the order of the Railway authorities rejecting his application for correction of age in his service record.
2. The case of the petitioner is that he was appointed as a Class IV employee in casual vacancy in the North Eastern Railway in April, 1954. After few months he was appointed as peon in the same cadre. At the time of his appointment the petitioner was verbally asked to give his age but was not required to submit any proof in support thereof. The petitioner who was born on 2.9.1929 gave his age as 24-25 years. He was, therefore, medically examined by the Railway doctor to ascertain his age and was found about 25 years old. However, in the seniority list prepared by the department his date of birth was mentioned as 15.4.1919 instead of 2.9.1929 Under the then existing rules mistake in recording the date of birth of an employee in the service record could be corrected at his instance on furnishing satisfactory proof. Subsequently rules were amended on 3.12.1971 to provide that the request for alteration of date of birth of an employee should not be entertained after completion of the period of probation or three year's service whichever earlier.
3. This amendment deprived the raliway servants who were appointed earlier and could not take advantage of the existing rule providing the opportunity for getting the age corrected and as such on 4.8.1972 the Railway Board decided to give them another opportunity to represent against their recorded date of birth upto 31st July, 1973. The petitioner moved an application for correction of his age duly accompanied by school leaving transfer certificate from the head master of Primary Pathshala Bauhawar, Distt. Deoria within the prescribed period. On 30.7.1973 the railway authorities required him to furnish certain information regarding his age which he did on 3.8.1973 Divisional Accounts officer rejected his application on 31.4.1974 with the following observations:—
“Your request to change the date of your birth from 15.4.1919 to 2.9.1929 has not been considered justified.”
4. The order dated 31.1.1974 did not assign any reason for rejecting the application of the petitioner and, as such, the petitioner filed a representation to the Divisional Accounts Officer on 25.4.1974 The petitioner did not receive any reply from the Divisional Accounts Officer and as such he made another representation to the Financial Adviser and Chief Accounts Officer (Administration) on 30.10.1975 The petitioner requested the railway authorities that he should be medically examined to ascertain his correct age, and be provided an opportunity of personal hearing enabling him to explain his case. The Financial Adviser and Chief Accounts Officer, without getting the petitioner medically examined and affording him an opportunity of hearing rejected his representation on 8.1.1976
5. Feeling aggrieved the petitioner has come up to this court under Art. 226 of the Constitution.
6. It has been asserted in the writ petition that the date of birth of the petitioner was 2.9.1929 and was so mentioned in the school leaving transfer certaificate as well as in the Gaon Sabha register and that his date of birth was wrongly recorded in his service record as 15.4.1919 This mistake was obvious, inasmuch as calculated on that basis his age comes to 35 years on the date of his intial appointment, while according to service rules age limit for such appointments was 18 to 25 years and as such he could be appointed.
7. On the other hand, it has been stated in the counter adffidavit filed on behalf of the railway authorities that the date of birth of the petitioner was correctly shown in the service record. The claim of the petitioner that he was not asked to furnish any proof of his age is incorrect. The petitioner in spite of having knowledge that his date of birth was recorded as 15.4.1919 in the service record did not make any attempt to get it corrected and had moved the application for correction only after his service record was lost. The genuineness of the school leaving transfer certificate and the Gaon Sabha register has also been challenged but no evidence has been filed in support thereof. Regarding the claim of the petitioner that if he was born on 15.4.1919 he would have been over age by ten years on the date of his appointment and, therefore, could not have been appointed, it has been stated that there was provision for granting relaxation in the upper age limit and therefore the mere fact that the petitioner was over age on the date of his appointment calculated from 15.4.1919 was of no help to him. The petitioner has given his date of birith as 15.4.1919 in his application for taking loan etc, and, therefore, he is now estopped from challenging the correctness of the entry regarding his age in bis service record.
8. We have heard learned counsel for the parties and have perused the record. There is no dispute on the point that mistake in recording the date of birth of the employee in his service record can be corrected by the railway authorities on his furnishing satisfactory proof. In this case petitioner had filed school leaving transfer certificate and the certificate from the Gaon Sabha to prove he was born on 2.9.1929 and not on 15.4.1919 Once the evidence to the effect that the petitioner was born on 2.9.1929 had come on record it was incumbent on the railway authorities to have applied their minds to it and record a specified finding as to whether the proof furnished by the petitioner was satisfactory or not. Recording of such finding pre-supposes the passing of a speaking order which has not been done in this case. The application of the petitioner for correction of his age was rejected without assigning any reason. It is noticeable that on one hand the petitioner had filed two certificates, on the other hand, there appears to be no evidence on record to controvert the same. In these circumstances normally the application of the petitioner for correction of his age ought to have been allowed specially when error appeared to be apparent on the face of the record. It is not disputed that the age limit for such appointment was 18 to 28 years and therefore the petitioner could not have been more than 25 years of age at the time of his appointment but if we calculate his age on the basis of date of birth recorded in his service book it comes to 35 years. Unless it is proved by the opposite parties that there was some rule for relaxation of age limit in the appointment of class IV employees the claim of the petitioner that he was 25 years of age at the time of his appointment has to be accepted. As stated above the Railway authorities did not pass speaking order and, therefore, this writ petition was liable to be allowed on this ground alone with a direction to the Railway authorities to decide the application of the petitioner for correction of age afresh in accordance with law. However, when the writ petition came up for hearing before us, considering that the petitioner was a poor class IV employee and this matter has been pending for a very long time and further that the main thing to be seen in this case was as to whether there existed any rule for relaxation of age limit in such appointment we decided to dispose of the matter finally after affording the opposite parties an opportunity to prove that there existed any rule for relaxation of age limit. We accordingly directed the opposite parties to produce the rule which they failed to do inspite of being afforded repeated opportunities. In these circumstances, we have no option but to hold that there existed no rule for relaxation of age limit in the appointment of the class IV employees. Once it is held that there was no rule for relaxation of age limit in the appointment of class IV employee the presumption would be that the petitioner when appointed was not more than 25 years of age and as the age of petitioner if calculated on the basis of date of birth recorded in his service book comes to 35 years the entry in the service book was obviously incorrect. In our opinion, the order of the Divisional Accounts Officer rejecting the application of the petitioner for correction of age suffers from error apparent on the face of record. The order of the Financial Advisor and Chief Accounts Officer (Administration) rejecting representation of the petitioner against the said order without getting him medically examined and affording an opportunity of hearing also suffers from the same defect. It is now well settled that an appeal to an authority's discretion is an appeal to his judicial conscience and, therefore, the discretion must be exercised, not in opposition to, but in accordance with, established principles of law. The Financial Advisor and the Chief Accounts Officer (Administration) did not follow this established principle while rejecting the representation of the petitioner. The learned counsel for the opposite parties cited a Division Bench case of this Court in Civil Misc. Niyaz Ahmad Khan v. Union of India (1), in support of their contention that the Railway Authorities were not bound to correct the service record of the petitioner after such a long time, they had discretion in the matter and once that discretion was exercised in one way or other this court cannot interfere with it under Article 226 of the Constitution. We have perused the judgment and we are of the opinion that the said decision does not lay down any general rule but is confined to the fact of these alone. Even otherwise that case is quite distinguishable in view of the fact that the petitioner of that case was quite an educated person and had himself signed the service book containing the alleged incorrect entry while in the present case the petitioner is practically illiterate and, therefore, there was no question of his being stopped from challenging the said entry. If we accept the view of the learned counsel for the opposite parties that even if the exercise of discretion by the Railway Authorities is arbitrary and against the well established principles of natural justice this court should not interfere with it under Article 226 of the Constitution it will not only lead to great injustice to a number of innocent citizen of the country but will also run contrary to the established law on the point of exercise of discretion. In the words of Benjamin Cardozo:
“The Judge, even when he is free, is still not wholly free. He is not to innovate at pleasure. He is not a knight-errant roaming at will in persuit of his own ideal of beamy or of goodness. He is to draw his inspiration from consecrated principles. He is not to yield to spasmodic sentiment, to vague and unregulated benevolence. He is to exercise a discretion informed by tradition, methodized by analogy, disciplined by system, and subordinated to ‘the primordial necessity of order in the social life’. Wide enough in all conscience is the field of discretion that remains”. (The nature of the Judicial Process-Yale University Press (1921). Lord Mansfied also once observed:—
“Discretion. when applied to a court of justice, means sound discretion guided by law. It must be governed by rule, not by humour, it must not be arbitrary, vague and fanciful, but legal and regular”.
Tingley v. Dalby (2).
9. It is true that there is difference between executive discretion and judicial discretion and that the executive discretion is not required to be exercised exactly in the same manner in which the judicial discretion is exercised. However, the Executive discretion has also to be exercised in accordance with the law and well established principles of natural justice and cannot be permitted to be exercised in ah arbitrary manner. Equality is the founding faith of the Constitution and foundation of our democratic republic and it is antithetic to arbitrariness. The Supreme Court in E.B Royappa v. State of Tamil Nadu (3). observed:
“Equality is a dynamic concept with many aspects and dimensions and it cannot be “cribbed, cabined and confined” within traditional and doctrinaire limits. From a positivistic point of view, equality is antithetic to arbitrariness. In fact equality and arbitrariness are sworn enemies, one belongs to the rule of law in a republic while the other, to the whim and caprice of an absolute monarch. Where an Act is arbitrary, it is implicit in it that it is unequal both according to political logic and constitutional law and is therefore, violative of Article 14.”
10. In Smt. Maneka Gandhi v. Union of India (4), the Supreme Court relying on the decision in E.P Royappa v. State of Tamil Nadu (Supra) said—
“Article 14 strikes at arbitrariness in State action and ensures fairness and equality of treatment. The principle of reasonableness, which legally as well as philosophically, is an essential element of equality or non-arbitrariness pervades Article 14 like a brooding omnipresence and the procedure contemplated by Article 21 must answer the test of reasonableness in order to be in conformity with Article 14. It must be “right, just and fair” and not arbitrary, fanciful or. oppressive, otherwise, it would be no procedure at all and the requirement of Article 21 would not be satisfied.”
11. In Nand Lal Bajaj v. The State of Pubjab (5), the Supreme Court reiterated the aforesaid principle in the following words:—
“The functions of the Advisory Board are purely consultative. It is an independent body constituted under Section 9 of the Act consisting of a sitting Judge as the Chairman and not less than two other members, who may be sitting or retired Judges of the High Court. It is expected that the Advisory Board would act in a fair and impartial manner in making a report whether or not there is, in its opinion, sufficient cause for the detention of a person. In coming to that conclusion, the Board has to make an objective determination on the question as to whether there was sufficient material on which the subjective satisfaction of the detaining authority could be based.”
12. It further observed:—
“It is the arbitrariness of the procedure adopted by the Advisory Board that vitiates the impugned order of detention. There is no denying the fact that while the Advisory Board disallowed the detenu's request for legal assistance, it allowed the detaining authority to be represented by counsel. It appears that the Advisory Board blindly applied the provisions of sub-section (4) of Section II of the Act to the case of the detenu failing to appreciate that it could not allow legal assistance to the detaining authority and deny the same to the detenu. The Advisory Board is expected to act in a manner which is just and fair to both the parties.”
13. In Sadhu Roy v. State Of West Bengal (6), the Supreme Court dealing with the question of subjective satisfaction observed:—
“For the legal label that the satisfaction of the executive authority, about potential prejudicial activity is ‘subjective’ does not mean that it can be irrational to the point of unreality. Subjective satisfaction is actual satisfaction, nevertheless. The objective standards which courts apply may not be applied, the subject being more sensitive, but a sham satisfaction is no satisfaction and will fail in court when challenged under Article 32 of the Constitution. If material factors are slurred over, the formula of ‘subjective satisfaction’ cannot salvage the deprivatory order. Satutory immunology hardly saves such invalidity. After all, the jurisprudence of detention without trial is not the vanishing point of Judicial review. The area and depth of probe, of course, is conditioned by the particular law, its purpose and language. But our freedoms are not wholly free unless the judicially a minimal look at their executive depriviation. even though under exceptional situations”.
14. It further observed;—
“The stisfaction, though attenuated by ‘subjectivity’ must be real and rational, not random divination, must of low from an advertance to relevant factors, not be a mock recital or mechanical chant of statutorily sanctified phrases.”
15. When even the subjective satisfaction has to be exercised in accordance with the well established principles of natural justice it cannot be reasonably claimed that Railway Authorities could exercise discretion vested in them in any manner they liked. In our opinion, if the discretion is not exercised in accordance with law and well established principles of natural justice this court in an appropriate case can always interfere in its writ jurisdiction.
16. In the result, the writ petition succeeds and is allowed. The order dated 31.1.1974 of the Divisional Accounts Officer and order dated 8.1.1976 of the Financial Advisor and Chief Accounts Officer (Administration) are quashed and the opposite parties are directed to correct the date of birth of the petitioner from 15th April, 1919 to 2nd September, 1929 in his service record. The petitioner shall be entitled to the cost of the writ petition.
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