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Krishna Misra v. State Of U.P.
Structured Summary of the Opinion delivered by M.M. Husain, J.
Factual and Procedural Background
The dispute arose from consolidation-of-holdings proceedings concerning title to an agricultural plot between Tulsi Misra (father of the revisionist) and Mahadeo Misra (father of respondent No. 2). A compromise was filed before the Assistant Consolidation Officer (ACO) providing for Tulsi Misra to be entered on record; acting on that compromise, the ACO ordered mutation in Tulsi Misra's name.
Respondent No. 2 filed a late appeal to the Settlement Officer Consolidation (SOC) against the ACO's mutation order and sought condonation of delay under Section 5 of the Limitation Act. In an affidavit supporting that application respondent No. 2 stated that he had learned of the compromise only two days earlier; the SOC disbelieved that affidavit, held it to be false and dismissed the application for condonation.
After Tulsi Misra's death, the revisionist lodged a private complaint under Section 193, Indian Penal Code (False evidence / false affidavit) against respondent No. 2 before the Munsif-Magistrate (East), Ballia, alleging the affidavit filed before the SOC was false. Respondent No. 2 argued before the Munsif-Magistrate that the Magistrate lacked jurisdiction because the alleged false affidavit was filed in proceedings before the SOC (a "court" for the purposes of Section 195(1)(b), Cr.P.C) and therefore only the SOC could file a complaint; on that basis the Munsif-Magistrate dismissed the private complaint.
The revisionist challenged that dismissal by filing Criminal Revision No. 118 of 1971 before the Sessions Judge, Ballia. The Sessions Judge (via the Additional Sessions Judge) allowed the revision and referred a question to this Court, recommending that the Munsif-Magistrate's order dismissing the complaint be set aside and that the Munsif-Magistrate proceed with the complaint. A single Judge of this Court transferred the matter to a Division Bench on the ground that the question was likely to affect a large number of cases.
Legal Issues Presented
- Whether the Settlement Officer Consolidation (and, by extension, other consolidation authorities constituted under the U.P. Consolidation of Holdings Act) is a "court" within the meaning of Section 195(1)(b), Cr.P.C., so as to bar a Magistrate from taking cognizance of offences under sections such as Section 193, IPC, when those offences are alleged to have been committed in or in relation to proceedings before such authorities.
- If the consolidation authorities are "courts" for purposes of Section 195(1)(b), whether the Munsif-Magistrate was competent to entertain the private complaint under Section 193, IPC or whether cognizance could be taken only upon complaint in writing by the consolidation authority (i.e., the SOC).
Arguments of the Parties
Revisionist (complainant)
- The revisionist presented a private complaint under Section 193, IPC alleging respondent No. 2 filed a false affidavit before the Settlement Officer Consolidation; the complaint was filed after the death of the revisionist's father (the original party to the consolidation proceedings).
- The opinion records that the revisionist sought legal redress by way of a private complaint after the SOC had disbelieved respondent No. 2's affidavit and dismissed his application for condonation of delay.
Respondent No. 2
- Respondent No. 2 contended before the Munsif-Magistrate that the Magistrate had no jurisdiction to entertain the complaint because the affidavit alleged to be false had been filed in judicial proceedings before the Settlement Officer Consolidation; accordingly, Section 195(1)(b), Cr.P.C. barred private complaints in such circumstances and only the Settlement Officer Consolidation could make a complaint.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Brijnandan Singh v. Jyoti Narain, A.I.R. 1956 S.C. 66 | Test for whether a tribunal/authority qualifies as a "court": essential condition is power to give a definitive judgment having finality and authoritativeness. | The Court relied on this principle as the legal test to determine whether consolidation authorities (when performing judicial functions) are "courts" within the meaning of Section 195(1)(b), Cr.P.C. |
| Bijai Narain Singh v. State of U.P., 1969 A.L.J. 862 (Full Bench) | Considered whether authorities under the Consolidation Act were civil courts for purposes such as verification of affidavits by oath Commissioners; held they were not civil courts in that context and performed judicial functions only for limited purposes. | The Court observed that the Full Bench's conclusion (that consolidation authorities were not civil courts) was not directly helpful to the question under Section 195(1)(b) because that case addressed a different procedural issue; the opinion analyzed the Full Bench's split reasoning and distinguished its relevance to the present question. |
| Smt. Jamila Khatoon v. Deputy Director of Consolidation, 1971 A.L.J. 843 | Interpreted the phrase "deemed to be" in the Consolidation Act to indicate legislative intent that the specified consolidation authorities be regarded as courts of competent jurisdiction for the purposes of the Act. | The Court accepted and followed this observation, treating it as supportive authority that the consolidation authorities are courts of competent jurisdiction when performing judicial functions under the Act. |
Court's Reasoning and Analysis
The Court undertook a statutory and definitional analysis focused on the meaning of "court" in Section 195(1)(b), Cr.P.C. The reasoning proceeded in distinct steps set out below.
- Textual starting point: The Court reproduced Section 195(1)(b), Cr.P.C., which bars courts from taking cognizance of certain offences (including Section 193, IPC) when the offence is alleged to have been committed in, or in relation to, any proceeding in any "Court", except upon complaint in writing of such Court or of some other Court to which such Court is subordinate.
- The Court relied on Section 195(2), Cr.P.C., which explains that in clauses (b) and (c) of subsection (1) the term "Court" includes a Civil, Revenue or Criminal Court, but does not include a Registrar or Sub-Registrar under the Indian Registration Act, 1877. From this the Court concluded that the word "Court" as used in Section 195 has a broad meaning and is not limited to a "Court of Justice" as defined in the IPC.
- Method of interpretation: The Court invoked Section 4(2), Cr.P.C. to use definitions from the Indian Penal Code where appropriate. It examined Sections 19 and 20, IPC, which define "Judge" and "Court of Justice" and emphasize the capacity to give a definitive, authoritative judgment as the essential characteristic of a court.
- Application of the judicial-test: Using the Brijnandan Singh test (that a body must have power to give a binding, definitive judgment with finality and authoritativeness to be a "court"), the Court examined the scheme, object and hierarchy created by the U.P. Consolidation of Holdings Act.
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Examination of the Consolidation Act: The Court noted that the Act is a self-contained code for consolidation matters and creates its own authorities (Assistant Consolidation Officer, Consolidation Officer, Settlement Officer Consolidation, Director of Consolidation and other authorities). It analyzed relevant statutory provisions:
- Section 9-A(3) (as enacted): Assistant Consolidation Officer and Consolidation Officer "shall be deemed to be a court of competent jurisdiction".
- Section 11(1)-(2): Appeals to the Settlement Officer Consolidation, whose decision "shall be final" and who "shall be deemed to be a court of competent jurisdiction".
- Section 40: Proceedings before the consolidation authorities shall be deemed to be judicial proceedings for the purposes of Sections 193, 228 and 196, IPC.
- Section 49: Decisions of consolidation authorities cannot be challenged in civil or revenue courts on matters within the Act.
- Consideration of prior authorities: The Court reviewed earlier (pre-amendment) authorities holding that consolidation authorities were not civil or revenue courts, noting that those decisions predated amendments. The Court also examined the Full Bench decision in Bijai Narain Singh and explained why that decision was not dispositive here (it addressed a different question and contained divided reasoning). The Court relied upon and agreed with the analysis in Smt. Jamila Khatoon, which supported the view that the amendments indicated legislative intent to make consolidation authorities courts of competent jurisdiction when exercising judicial functions.
- Application to facts: Because the affidavit alleged to be false was filed in proceedings before the Settlement Officer Consolidation sitting as an appellate court under Section 11(1) of the Consolidation Act, those proceedings were judicial in character and the SOC was a "court" for the purposes of Section 195(1)(b). Therefore, Section 195(1)(b) applied and the Munsif-Magistrate could not take cognizance of the private complaint unless the SOC itself (or a superior court) made a written complaint.
- Conclusion of analysis: The Court rejected the Sessions Judge's contrary conclusion that the SOC was not a court for the purposes of Section 195(1)(b) and held that the Munsif-Magistrate's dismissal of the revisionist's private complaint was legally correct.
Holding and Implications
Holding (core ruling): Reference rejected; the revision filed before the Sessions Judge, Ballia, is dismissed and the order of the Munsif-Magistrate dismissing the revisionist's private complaint is upheld.
Implications and consequences:
- Direct effect on the parties: The dismissal of the private complaint under Section 193, IPC by the Munsif-Magistrate (on the ground that the alleged false affidavit was filed in proceedings before the Settlement Officer Consolidation, a "court" for purposes of Section 195(1)(b), Cr.P.C.) stands and the revision seeking to set aside that dismissal is dismissed.
- Statutory and procedural consequence: Where an offence under Section 193, IPC (or other offences enumerated in Section 195(1)(b)) is alleged to have been committed in proceedings before a consolidation authority functioning as a court under Sections 9-A and 11 of the U.P. Consolidation of Holdings Act, the bar in Section 195(1)(b), Cr.P.C. applies and cognizance by a Magistrate in a private complaint is precluded unless the consolidation authority (or a superior court) files the complaint in writing.
- Broader effects on other cases: The single Judge who earlier considered the matter had observed that the question was likely to affect a large number of cases; this Division Bench decision determines the point in favour of treating consolidation authorities as courts for the specified purposes and therefore has immediate application to similar factual situations arising under the Consolidation Act.
Disposition: Reference rejected.
M.M Husain, J.:— This criminal reference has been made by the learned Sessions Judge, Ballia, in Criminal Revision No. 118 of 1971 of Ballia Sessions Division. The recommendation of the learned Sessions Judge is that the order passed by the Munsif-Magistrate (East) Ballia dismissing the revisionist's complaint under Sec. 193, I.P.C filed against Sri Kant Misra, respondent No. 2, and discharging the saidi respondent of the said offence be set aside and the learned Munsif-Magistrate be directed to proceed with revisionist's complaint in accordance with law.
2. The facts of the case, giving rise to the reference, are that in connection with consolidation of holdings operations a litigation took place between the revisionist's father Tulsi Misra and Mahadeo Misra, father of respondent No. 2, with respect to the title of a certain agricultural plot. Ultimately a compromise was filed before the Assistant Consolidation Officer (ACO) whereby it was contemplated that the name of revisionist's father be entered over the disputed plot. Acting upon that compromise the Assistant Consolidation Officer ordered the name of revisionist's father Tulsi Misra to be mutated over the disputed plot. Respondent No. 2 filed an appeal, before the Settlement Officer Consolidation (SOC) Ballia against the aforesaid mutation order passed by the Assistant Consolidation Officer. That appeal was filed after the expiry of the prescribed period of limitation. Respondent No. 2, therefore, filed an application under Sec. 5 of the Limitation Act for condonation of delay in filing the appeal. In an affidavit accompanying that application respondent No. 2 pleaded that he had learnt about the impugned compromise only two days earlier. That affidavit of respondent No. 2 was disbelieved by the learned Settlement Officer Consolidation and he dismissed the application of respondent No. 2 for condoning the delay in filing the appeal. A clear finding was given by the Settlement Officer Consolidation to the effect that the affidavit filed by respondent No. 2 in support of the application under Sec. 5 of the Limitation Act was false. Thereafter the revisionist filed a complaint under Sec. 193, I.P.C against respondent No. 2 before the Munsif Magistrate (East) Ballia for having filed the aforesaid false affidavit before the Settlement Officer Consolidation. The revisionist filed that complaint because his father had by that time died. It was pleaded, inter alia, by respondent No. 2 before the learned Munsif Magistrate (East) Ballia that he had no jurisdiction to entertain the complaint because the affidavit, which was the basis of that complaint, was filed before a court of law, namely, the Settlement Officer Consolidation in connection with judicial proceedings and, therefore, it was only the Settlement Officer Consolidation who could file a complaint against respondent No. 2 and the learned Munsif-Magistrate could not take cognizance of revisionist's complaint in view of the bar imposed by Sec. 195(1)(b), Cr. P.C That technical plea prevailed with the learned Munsif-Magistrate and he dismissed the revisionist's complaint. Feeling aggrieved by that order the revisionist filed Criminal Revision No. 118 of 1971 in the court of the Sessions Judge, Balilia, which came up for hearing before the learned Additional Sessions Judge who has made this reference. The learned Sessions Judge came to the conclusion that consolidation authorities were not courts for the purposes of Sec. 195(1)(b), Cr. P.C as they were tribunals for limited purpose. He, therefore, opined that the bar imposed by Sec. 195(1)(b), Cr. P.C did not apply to the complaint of the revisionist. Consequently he allowed the revision and made the present reference with the recommendation referred to above. This reference originally came up before a learned single Judge of this Court. He felt that the question involved in the present reference was likely to effect a large number of cases and, therefore, it was necessary that the said question be decided by a Division Bench. The matter has thus come up before us.
3. The sum and substance of the reasoning given by the learned Sessions Judge in the reference is that the Settlement Officer Consolidation, before whom respondent No. 2 was said to have filed a false affidavit, was not a court within the meaning of Sec. 195(1)(b), Cr. P.C and as such revisionist's private complaint under Sec. 193, I.P.C against respondent No. 2 was maintainable and no complaint by the Settlement Officer Consolidation was necessary.
4. In order to appreciate the reasoning a look may be had at Sec. 195(1)(b), Cr. P.C which runs as follows:
“No Court shall take cognizance—
(b) of any offence punishable under any of the following sections of the same Code (IPC), namely, Sections 193………., when such Offence is alleged to have been committed in, or in relation to, any proceeding in any Court, except on the complaint in writing of such Court or of some other Court to which such Court is subordinate.”
5. Sub-sec. (2) of the aforesaid section lays down that:
“In clauses (b) and (c) of Sub-sec. (1), the term ‘Court’ includes a Civil, Revenue or Criminal Court, but does not include a Registrar or Sub-Registrar under the Indian Registration Act, 1877”.
6. The word ‘Court’ has not been defined anywhere by the Criminal Procedure Code. Sub-sec. (2) of Sec. 195, Cr. P.C reproduced above, however, gives a clear indication to the effect that the word ‘Court’ used in that section has a wider meaning than a mere ‘Court of Justice’ as defined in the Indian Penal Code as it includes a Civil, Criminal or Revenue Court. The word ‘Court’ has thus been used in the section in its general sense. It embraces Courts which are neither Civil, Criminal nor Revenue.
7. Sec. 4(2), Cr. P.C lays down that all words and expressions used therein and defined in the Indian Penal Code, and not hereinbefore defined, shall be deemed to have the meanings respectively attributed to them by that Code. By virtue of this section we have to take assistance from relevant definitions contained in the Indian Penal Code for determining as to what the word ‘Court’ as used in Sec. 195(2), Cr. P.C means.
8. Sec. 20, I.P.C defines the word ‘Court of Justice’ as a Judge who is empowered by law to act judicially alone or a body of Judges which is empowered by law to act judicially as a body when such Judge or body of Judges is acting judicially. Sec. 19, I.P.C defines the word ‘Judge’ as not only every person who is officially designated as a Judge but also every person who is empowered by law to give in any legal proceedings, civil or criminal, a definitive judgment, or a judgment which, if not appealed against, would be definitive, or a judgment which, if confirmed by some other authority, would be definitive, or who is one of the body of persons which body of persons in empowered by law to give such a judgment.
9. The above noted two definitions indicate that the pronouncement of a definitive judgment is considered the essential ‘sine qua non’ of a Court and unless and until a binding and authoritative judgment can be pronounced by a person or body of persons it cannot be predicated that he or they constitute a Court.
10. In Brijnandan Singh v. Jyoti Narain A.I.R 1956 S.C 66. the conditions necessary for constituting a Tribunal to be a Court were considered and it was laid down:
“It is clear, therefore, that in order to constitute a Court in the strict sense of the term, an essential condition is that the Court should have, apart from having some of the Trap pings of a judicial tribunal, power to give a decision or a definitive judgment which has finality and authoritativeness which are the essential tests of a judicial pronouncement.”
11. In order to determine whether or not a Settlement Officer Consolidation while entertaining and hearing an appeal against the order of an Assistant Consolidation Officer is a Court in the light of the above noted definitions we have to look to the object, scheme and hierarchy of different authorities created by the U.P Consolidation of Holdings Act and the functions assigned to them.
12. A study of the provisions of the Act would reveal that it is a self contained Code so far as consolidation matters are concerned. It has created its own Tribunals for the decision of the matters relating to consolidation of agricultural holdings. In order to decide claims and counter-claims speedily the consolidation authorities are given the power to decide all claims and objections and the Act gives the seal of finality to these decisions. In the hierarchy of the various authorities constituted under Sec. 42 of the Act the Assistant Consolidation Officer do the spare work and are the authorities of first instance before whom objections and disputes come up for decision. The powers of Assistant Consolidation Officer are restricted to non-contentious matters and also when he can bring about conciliation between the parties. So far as disputed matters are concerned he has to refer them to the Consolidation Officer for decision. Appeals against the order of the Consolidation Officer are to be heard by the Settlement Officer Consolidation. Revisions against the orders of the Settlement Officer Consolidation are to be disposed of the Director of Consolidation in which category the Assistant Director, the Deputy Director and the joint Director are also included. Under the Scheme of the Act the Assistant Consolidation Officer and the Consolidation Officer have to perform both judicial and executive functions. While performing executive functions the consolidation authorities can undoubtedly be not called to be courts. The question which, however, remains for consideration is whether or not while performing judicial functions they are Court. For that determination we have to be guided by the test already referred to above, namely, whether or not those authorities have power to give a binding decision or a definitive judgment which has finality and authoritativeness as a judicial pronouncement.
13. Sec. 9-A of the Act deals with decision of objections by the Assistant Consolidation Officer and Consolidation Officer. Sub-sec. (3) of that section lays down:
“The Assistant Consolidation Officer, while acting under Sub-sec. (1) and the Consolidation Officer, while acting under Sub-sec. (2), shall be deemed to be a court of competent jurisdiction, anything to the contrary contained in any other law for the time being in force notwithstanding.”
14. Sec. 11 of the Act lays down that any party to the proceedings under Sec. 9-A aggrieved by an order of the Assistant Consolidation Officer or the Consolidation Officer may within 21 days of the date of the order file an appeal before the Settlement Officer Consolidation whose decision shall be final, and not be question in any court of law. Sub-sec. (2) of that section lays down that the Settlement Officer Consolidation hearing an appeal under Sub-sec. (1) shall be deemed to be a court of competent jurisdiction, anything to the contrary contained in any law for the time being in force notwithstanding. Sec. 40 of the Act lays down that proceedings before a Director of Consolidation, Deputy Director of Consolidation, Settlement Officer Consolidation, Consolidation Officer and Assistant Consolidation Officer shall be deemed to be judicial proceedings within the meaning of Secs. 193 and 228 and for the purposes of Sec. 196 of the I.P.C Sec. 49 of the Act lays down that notwithstanding anything contained in any other law for the time being in force, the decisions of the consolidation authorities shall not be challenged in any civil or revenue court on matters with respect to which proceedings could or ought to have been taken before the appropriate authorities under the Act. It is clear from the above noted provisions of the Act that while performing their judicial functions under Sec. 9-A and Sec. 11 of the Act the Assistant Consolidation Officer, the Consolidation Officer and the Settlement Officer Consolidation have been given status of courts of competent jurisdiction with powers to give definitive judgments with finality and authoritativeness which could not be challenged in any other court of competent jurisdiction and the proceedings held by those authorities are judicial proceedings. That being so the Consolidation Officer, the Assistant Consolidation Officer and the Settlement Officer Consolidation while performing the above noted judicial functions are courts for the purposes of Sec. 195(1)(b), Cr. P.C
15. In his order the learned Sessions Judge has referred to certain authorities wherein it has been laid down that the consolidation authorities were not civil or revenue courts. Most of those authorities are of pre 1963 period when the above noted Sub-sec. (3) of Sec. 9-A and Sub-sec. (2) of Sec. 11 did not form part of the U.P Consolidation of Holdings Act. Those two sub-sections were added through U.P Act No. 8 of 1963 which came into force on 8th March, 1963. It is since after the addition of those sub-sections that the Assistant Consolidation Officer, Consolidation Officer and the Settlement Officer Consolidation were given status of a court of law anything contrary contained in any other law for the time being in force notwithstanding. It is, therefore, not necessary for us to consider those authorities.
16. The post-1963 authority referred to by the learned Sessions Judge in his referring order is the Full Bench decision of this Court in Bijai Narain Singh v. State of U.P 1969 A.L.J 862.. The question requiring consideration of the Full Bench was whether or not different authorities constituted under the Consolidation of Holdings Act were civil Courts so as to permit the oath Commissioners appointed by the District Judge under Sec. 139, C.P.C competent to verify affidavits required to be filed before those authorities. The Full Bench replied that question in the negative on the ground that the authorities appointed under the Act were not courts of civil jurisdiction and they performed judicial functions only for limited purpose and, therefore, the oath Commissioners appointed under Sec. 139, C.P.C could not verify affidavits which were to be filed before those authorities. The decision of the Full Bench in that case is not helpful because considering all the functions of consolidation authorities, judicial as well as executive, it was held in that case that the various authorities constituted under the Act could neither be held to be courts of Civil Jurisdiction nor those governed by the Code of Civil Procedure in the matter of procedure. What we have to consider in the present case is whether or not while performing judicial functions under Secs. 9-A and 11 of the Act the authorities concerned are courts for the purposes of Sec. 196(1)(b), Cr. P.C, B.B Misra, J., who pronounced the leading judgment in the above noted Full Bench case, undoubtedly observed that even while performing judicial functions under Sec. 9 of the Act the Consolidation Officer was not a court because the use of the words ‘deemed to be’ went to show that the Legislature did not intend to give full status of courts to the authorities constituted under the Act. The other member of the Bench, namely, T.P Mukerji, J. disagreed with that observation and relying upon newly added Sub-sec. (3) of Sec. 9-A he held that while performing judicial functions under Sec. 9-A of the Act the consolidation authorities had full status of a court of law. The third learned Judge, who constituted the Bench namely, B.D Gupta, J. expressed no opinion on the point because in his opinion that was not necessary for the disposal of the point which was referred to the Full Bench, namely, whether or not the oath Commissioners appointed under Sec. 139, C.P.C could verify affidavits filed before consolidation authorities while performing their functions under the Act.
17. This matter was again considered by a Division Bench of this Court in Smt. Jamil a Khatoon v. Deputy Director of Consolidation 1971 A.L.J 843.. It was held that though the phrase ‘deemed to be’ occurring in Sec. 9-A(3) and Sec. 11-(2) of the Act may mean that the said authorities are not Courts in the real sense of the word, but it would point out to an intent on the part of the Legislature that they were constituted to be courts of competent jurisdiction. We agree with this observation of the learned Judges and hold that since the amendment of Secs. 9-A and 11 of the main Act through U.P Act No. 8 of 1973 and addition of Sub-sec. (3) to Sec. 9-A and Sub-sec. (2) to Sec. 11 the Assistant Consolidation Officer and the Consolidation Officer while disposing of objections under Sec. 9-A of the Act and the Settlement Officer Consolidation while deciding an appeal under Sec. 11(1) of the Act are courts of competent jurisdiction. They may or may not be civil or revenue courts for all purposes but they are certainly courts in the wider sense of the term as used in Sec. 195(1)(b), Cr. P.C
18. The revisionist's complaint against respondent No. 1 was based upon filing a false affidavit by the said respondent before the Settlement Officer Consolidation concerned while sitting as a court of appeal under Sec. 11(1) of the U.P Consolidation of Holdings Act. In that capacity the Settlement Officer Consolidation was a court and the proceedings wherein affidavit was filed before him were judicial proceedings. The provisions of Sec. 195(1)(b), Cr. P.C were, therefore, attracted. On that account the learned Munsif-Magistrate (East) Ballia could not take cognizance of the revisionist's complaint unless a complaint with respect to the offence to which that complaint related was filed by the Settlement Officer Consolidation concerned. The learned Munsif-Magistrate was, therefore, perfectly justified in dismissing the revisionist's complaint on the ground that he was not competent to entertain it. We do not agree with the finding of the (earned Sessions Judge to the effect that the Settlement Officer Consolidation concerned was not a court for the purposes of Sec. 195(1)(b), Cr. P.C and revisionist's private complaint could be entertained by the learned Munsif-Magistrate.
19. That being so we are of the opinion that the order of dismissal of revisionist's complaint by the learned Munsif-Magistrate (past), Ballia, was a perfectly valid and proper order. The reasons given by the learned Sessions Judge in his referring order regarding the invalidity of that order are not acceptable to us.
20. Consequently, we reject the reference made by the learned Sessions Judge and direct that the revision filed before the learned Sessions Judge, Ballia, shall stand dismissed.
21. Reference rejected.
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