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Ram Swarup v. State
Structured Summary of the Provided Opinion
Factual and Procedural Background
The appellant was prosecuted under Sections 409 and 477-A of the Indian Penal Code. The trial began on 17-10-1955 before Sri Onkar Singh, Sessions Judge of Pilibhit, with the aid of assessors, and a substantial part of the prosecution evidence was recorded. The accused filed a revision to the High Court and obtained a stay of further proceedings. The revision was dismissed in July 1959 and the case was sent back to the Sessions Judge for trial. During the pendency of the revision, two relevant events occurred: (1) the Cr. P. C. (Amendment) Act XXVI of 1955 (the Amending Act) came into force on 2-1-1956 (text references the Amending Act), and (2) Sri Visheshwari Prasad Mathur was posted as Sessions Judge in place of Sri Onkar Singh.
When the trial resumed before the new Sessions Judge (Sri Visheshwari Prasad Mathur) in August 1959, it proceeded without the aid of assessors in accordance with the Amending Act. The Sessions Judge eventually convicted the appellant. On appeal to the High Court, it was contended that the trial should have been conducted with the aid of assessors; the appellant relied on Section 116(d) of the Amending Act and argued that the later proceedings (without assessors) were void. Because of the importance of the question, a reference was made to a Division Bench on whether the trial held without the aid of assessors was vitiated.
Legal Issues Presented
- What is the true scope and effect of Section 116(d) of the Cr. P. C. (Amendment) Act XXVI of 1955 (the Amending Act)?
- Whether, in the circumstances of this case, the trial held without the aid of assessors (after the Amending Act came into force and before the case was retried by a different judge) was vitiated.
- Whether the proceedings that recommenced before the new Sessions Judge in August 1959 constituted a continuation of the trial that had begun in October 1955 (and thus were governed by the unamended Code), or whether they were a new trial to which the amended Chapter XXIII would apply.
Arguments of the Parties
Appellant's Arguments
- The appellant relied on Section 116(d) of the Amending Act and contended that, because the trial had begun before the commencement of the Amending Act, the trial should have continued and been disposed of as if the Amending Act had not been passed.
- On that basis the appellant urged that the entire proceedings before the Sessions Judge (which were conducted without assessors) were wholly void, and that he was entitled to be tried with the aid of assessors under the unamended Code.
State's Arguments
- The learned State counsel argued that the trial which commenced on 6th August 1959 before Sri Visheshwari Prasad Mathur was a new trial, and therefore the provisions of Chapter XXIII of the principal Act as amended by the Amending Act applied to the case.
- This contention turned on the meaning of the term "trial" in Chapter XXIII of the Code—whether the resumed proceedings were a continuation or a fresh trial.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Anant Gopal Sheorey v. State of Bombay, AIR 1958 SC 915 | Interpretation of Clause (c) of Section 116: resolved an apparent conflict in Section 116 by a beneficial construction that limited the non-application of certain amended provisions to proceedings where recording of evidence had begun before commencement. | The court applied the Supreme Court's reasoning mutatis mutandis to Clause (d) of Section 116, concluding that the amended provisions of Chapter XXIII do not apply to trials where evidence had been recorded before commencement, and thus the accused is entitled to rights under the unamended Code. |
| Jiban Molla v. Emperor, AIR 1933 Cal 551 | Principle that the word "trial" has no fixed or universal meaning and depends on context and the scheme of the enactment. | Used to support the proposition that "trial" must be interpreted in context and is not uniformly defined across the Code's provisions. |
| Ramjeet v. State, AIR 1958 All 439 | Authority for the proposition that the meaning of "trial" depends on context. | Cited alongside other authorities to support the contextual interpretation of "trial". |
| Piarey Dusadh v. Emperor, AIR 1944 FC 1 | Held that the meaning of "trial" depends on the context and scheme of the enactment. | Quoted for the passage: "the meaning of the word 'trial' must largely depend on the context and the scheme of the enactment in which it occurs," supporting the Court's contextual approach. |
| Regina v. John Corss Smith (1862) 169 ER 1333 | Principle that the various steps taken in one proceeding form part of the same proceeding, and that statutes should not be construed to render pending proceedings null; repeal should not affect pending proceedings. | Relied upon to support the view that proceedings which began before the amendment remain part of the same trial and should not be nullified by subsequent statutory changes. |
| Dal Singh v. Emperor, ILR 44 Cal 876; AIR 1917 PC 25 | Held that procedural error can be so grave as to deprive a person of a constitutional or statutory right (for example, to be tried by jury or a particular tribunal). | Used to underline that certain procedural rights are of such importance that interference with them amounts to depriving the accused of a statutory right. |
| Emperor v. Fitz Maurice, ILR 6 Lah 282; AIR 1925 Lah 440 | Held that the right to trial by jury is substantive (not merely procedural) and subsists despite an amending Act that removed the right. | Applied to support the proposition that procedural rights of significant character (like trial by jury) cannot be taken away by amendment where those rights had vested before the amendment. |
| Hari v. Emperor, ILR 59 Bom 490; AIR 1935 PC 122 | Held that directing a re-hearing of a case originally tried before a jury before a court without a jury should not be ordered except in exceptional circumstances; the accused ought to retain the privilege previously enjoyed. | The Court regarded this authority as fully applicable to the present facts and stated the present case was on stronger footing because Clause (d) of Section 116 expressly preserves trials begun before the amendment. |
| ILR 59 Bom 496; (AIR 1935 PC 122) (as referenced in the opinion) | Authority concerning re-trial and the protection of rights previously exercised (trial by jury). | The opinion treats this case as substantively the same precedent (re-trial before a tribunal lacking rights previously exercised) and applies its rationale to reinforce protection of the accused's prior procedural right. |
Court's Reasoning and Analysis
The Court proceeded in logical steps, grounded in the text of Section 116 of the Amending Act and authority:
- The Court first identified an apparent conflict within Section 116: Clause (d) provides that trials in which evidence had begun before commencement "shall be continued and disposed of as if this Act had not been passed", whereas a later saving clause states that the provisions of the Amending Act "shall apply to all proceedings instituted after the commencement of this Act and also to all proceedings pending in any criminal court on the date of such commencement." The Court recognised tension between these parts.
- The Court relied on the Supreme Court's decision in Anant Gopal Sheorey (which resolved a similar conflict in Clause (c)) and adopted the beneficial construction used there. That construction reads Clause (d) as meaning that the provisions of Chapter XXIII as amended shall not apply to or affect any trial before a Court of Session in which the court had begun to record evidence prior to commencement; such trials "shall be continued and disposed of as if this Act had not been passed". Except for these specifically preserved provisions, other provisions of the Amending Act would apply in accordance with the general principle applicable to amendments in procedural law.
- The Court then addressed the definitional issue of the term "trial": observing there is no definition in the 1923 Code or the 1955 amended Code, and that the term historically (Cr. P. C. 1872) had included proceedings after the charge and punishment but that the definition was omitted thereafter. The Court therefore accepted established judicial authority that "trial" has no fixed universal meaning and must be construed contextually.
- Drawing on the authorities cited (Jiban Molla, Ramjeet, Piarey Dusadh), and on Regina v. John Corss Smith, the Court concluded that a trial for purposes of Chapter XXIII comprises all steps beginning with the indictment/charge and ending with conviction or acquittal — i.e., that the "proceedings" do not terminate when a judge is transferred. The Court rejected the State's contention that the transfer of the judge ended the earlier trial and that the proceedings before the new judge constituted a fresh trial.
- The Court noted established principles (Dal Singh; Emperor v. Fitz Maurice; Hari v. Emperor) that certain procedural rights (such as trial by jury or trial with assessors) are of such a character that interference with them would amount to depriving an accused of statutory or substantive rights. Using these authorities, the Court emphasized that the Amending Act did not intend to divest rights already acquired before its commencement.
- Applying these legal principles to the facts, and following the Anant Gopal Sheorey approach, the Court concluded that Clause (d) must be read to save trials in which recording of evidence had begun prior to the commencement of the Amending Act from the application of the amended Chapter XXIII. Consequently, the appellant retained the right to be tried under the unamended Code, including the right to claim a trial with the aid of assessors.
Holding and Implications
Holding: The Court held that the appellant retained the right to be tried under the unamended Code because the recording of evidence had begun before the commencement of the Amending Act; accordingly, the appellant is entitled to claim a trial with the aid of assessors (i.e., the protections of the unamended Chapter XXIII are preserved in this situation).
Implications:
- Direct effect on the parties: The appellant may insist on being tried in accordance with the provisions of the unamended Code — specifically to claim trial with the aid of assessors — because the trial had begun before the Amending Act came into force.
- The opinion grounds that conclusion on the text of Section 116(d), the beneficial construction adopted by the Supreme Court in Anant Gopal Sheorey, and established authorities holding that certain procedural rights are effectively substantive and cannot be taken away by amendments once those rights had vested.
- The opinion does not set out any broader novel precedent beyond applying established principles and the Supreme Court's reasoning; the decision operates to preserve pre-existing procedural rights in the specific factual circumstances described (trial where evidence had been recorded before the Amending Act's commencement).
1. This reference raises an important question with regard to the true scope and effect of Section 116 (d) Cr. P. C. (Amendment) Act XXVI of 1955, hereinafter referred to as the Amending Act.
2. The facts are briefly stated as follows. The appellant was prosecuted under Sections 409 and 477-A I. P. C. The trial of the accused commenced on 17-10-55 in the court of Sri Onkar Singh, Sessions Judge of Pilibhit, with the aid of assessors. After a substantial part of the prosecution evidence had been recorded the accused came up in Revision to the High Court and obtained the stay of further proceedings in the case. The Revision was dismissed sometime in July 1959 and the case was then sent back to the Sessions Judge for trial. During the pendency of the said Revision, however, two events had. occurred; one was the coming into force on. 2-1-50 of the Cr. P. C. (Amendment) Act XXVI of 1955, and the other was the posting of Sri Visheshwari Pd. Mathur as Sessions Judge in place of Sri Onkar Singh since transferred.
This time the trial of the accused commenced before the new Sessions Judge without the aid of assessors in accordance with the Amending Act. The Sessions Judge eventually convicted the appellant of the offences charged. The accused then filed an appeal to the High Court from his conviction and sentence. It was contended before Bishambhar Dayal, J. who heard the appeal, that the trial of the accused should have been conducted with the aid of assessors. On behalf of the appellant reliance was placed on Section 116 (d) of the Amending Act and it wag urged that the entire proceedings before the Sessions Judge ending in the conviction of the appellant were wholly void.
3. B. Dayal, J. considered that the question involved in the case was of considerable importance and, therefore, referred the following question for consideration by a Division Bench.
"Whether in the circumstances of this case the present trial held without the aid of assessors was vitiated?"
In order to appreciate the controversy it is necessary to refer to the provisions of Section 116 of the Amending Act. Section 116 runs as follows :
"Notwithstanding that all or any of the provisions of this Act have come into force in any State,
(a) The provisions of Section 14, or Section 30 or Section 145 or Section 146 of the principal Act as amended by this Act shall not apply to or affect any trial or other proceeding which, on the date of such commencement, is pending before any Magistrate and every such trial or other proceeding shall be continued and disposed of as if this Act had not been passed;
(b) the provisions of Section 406 or Section 408 or Section 409 of the principal Act as amended by this Act shall not apply to, or affect any appeal which on the date of such commencement is pending before the District Magistrate or any Magistrate of the First Class empowered by the State Government to hear such, appeal and every such appeal shall, notwithstanding the repeal of the first provision of Section 406 or of Section 407 of the principal Act, be heard and disposed of as if this Act had not been passed;
(c) the provisions of Clause (w) of Section 4 or Section 207-A or Section 251-A or Section 260 of the principal Act as amended by this Act shall not apply to or affect any inquiry or trial before a Magistrate in which the Magistrate has begun to record evidence prior to the date of such commencement and which is pending on that date, and every such inquiry or trial shall be continued and disposed of as if this Act had not been passed;
(d) the provisions of Ch. XXIII of the principal Act as amended by this Act shall not apply to or affect any trial before a court of Session either by Jury or with the aid of assessors in which the court of Session has begun to record evidence prior to the date of such commencement and which is pending on that date, and every such trial shall be continued and disposed of as if this Act had not been passed;
But save, as aforesaid the provisions of this Act and the amendments made thereby shall apply to all proceedings instituted after the commencement of this Act and also to all proceedings pending in any criminal court on the date of such commencement."
4. It will be seen that the words used in Clause (d) of Section 116 of the Amending Act "and every such trial shall be continued and disposed of as if this Act had not been passed" would suggest that a trial which was pending on the date of the commencement of the Amending Act shall be held in accordance with the provisions of the principal Act. The saving clause added to the section is not, however, in conformity with the last portion of the section, inasmuch as it says that "the provisions of this Act and the amendments made thereby shall apply to all proceedings instituted after the commencement of the Act and also to all proceedings pending in any criminal court on the date of such commencement."
5. The apparent conflict between the section and the saving clause came to be considered by their Lordships of the Supreme Court in Anant Gopal Sheorey v. State Of Bombay., AIR 1958 SC 915. In that case their Lordships were considering the interpretation of Clause (c) of Section 116. The provisions of Clauses (c) and (d) of Section 116 are in pari materia and therefore, the reasoning adopted by their Lordships would, mutatis mutandis, apply to the facts of the present cage. The facts of the case before their Lordships of the Supreme Court were these. A complaint had been filed against the accused under Section 282 of the Indian Companies Act and Sections 465 and 477-A I. P. C. The proceedings commenced in 1954 before a Magistrate but subsequently they were transferred to a Special Magistrate who commenced the recording of evidence on 4-7-55 i.e., before the Amending Act had come into force.
During the pendency of the case before the Magistrate and after the Amending Act had come into force an application was made to the Magistrate by the accused claiming the right to appear as a witness on his behalf under Section 342-A of the Amending Act The application of the accused was dismissed by the Magistrate and so was his revision to the High Court of Nagpur. The High Court of Nagpur was of the opinion that the proceedings pending before the Special Magistrate would be according to the procedure laid down in the unamended Code and the accused could not, therefore, claim the right to appear as a witness under Section 342-A of the Amending Act.
6. Their Lordships after considering the provisions of Section 116 of the Amending Act observed that there was conflict in different parts of the main Section 116 but that conflict could be avoided by giving a beneficial construction to the section. Their Lordships observed as follows:
"Thus construed, the words of Clause (c) and the words of the rest of the Section 116 would mean this that the provisions of Section 4 (w), 207-A, 251-A or 260 of the Code as amended shall not apply to or affect any inquiry or trial before a Magistrate where the recording of evidence has started prior to the date of commencement of the Amending Act and every such inquiry should be continued and disposed of as if these sections had not been enacted. Except as to this and as to the provisions mentioned in Sub-clauses (a), (b) and (d), the other provisions of the Amended Code shall be applicable to such proceeding which is also in accordance with the general principle applicable to amendments in procedural law."
They held that the accused was entitled to avail the right granted to him under Section 342-A of the Amending Act.
7. Applying the reasoning of their Lordships of the Supreme Court to the facts of the present case, it would appear that the proper construction of Clause (d) of Section 316 would be that the words of Clause (d) and the words of the rest of Section 116 would mean this that the provisions of Ch. XXIII of the principal Act as amended by this Act shall not apply to or affect any trial before a Court of Session either by jury or with the aid of assessors in which the court of session has begun to record evidence prior to the date of such commencement, and which is pending on that date, and every such trial shall be continued and disposed of as if this Act had not been passed.
8. It would follow, therefore, that the appellant before us would have a right to be tried in accordance with the provisions of the unamended Code, that is to say, he would be entitled to claim a trial with the aid of assessors as if the provisions of ch. xxiii of the amending act had not been enacted.
9. It was, however, argued by the learned State counsel that the trial which commenced on the 6th August, 1959 before Sri Visheshwari Prasad Mathur, Sessions Judge of Faizabad, was a new trial and, therefore, the provisions of Ch. XXIII of the principal Act as amended by this Act shall apply to the case- The issue depends on what exactly the term "trial" means in Ch. XXIII of the Code. The word "trial" has not been defined in the Cr. P. C. of 1923 or in the amended Code of 1955. The Cr. P. C. of 1872 defined "trial" as meaning "the proceedings taken in court after the charge has been drawn up and includes the punishment of the offender". This definition was, however, omitted from the subsequent Acts. We can, therefore, legitimately presume that the Legislature did not intend to assign a uniform or fixed meaning to the word "trial" in the various provisions of the Code. The various High Courts in India have held that the word "trial" has no fixed or universal meaning, vide Jiban Molla v. Emperor, AIR 1933 Cal 551; Ramjeet v. State, AIR 1958 All 439 and Piarey Dusadh v. Emperor, AIR 1944 FC 1. In the last mentioned case it was observed by the Federal Court that:
"the meaning of the word "trial" must largely depend on the context and the scheme of the enactment in which it occurs."
Their Lordships were of opinion that Ordinarily a trial must comprise all stages of the proceeding, including imposition of the sentence.
10. The next question that falls to be considered is whether the "proceeding" which commenced before Sri Visheshwari Prasad Mathur, Sessions Judge, on the 6th August, 1959 was a continuation of the trial which had started before the Amending Act came into force, or whether it was an. entirely new and different trial. The argument was that the trial which had commenced before Sri Onkar Singh, Sessions Judge, on the 17th October, 1955 came to an end when he was transferred from the district. Thereafter when the proceedings re-commenced before Sri Visheshwari Prasad Mathur in August 1959 it was a new trial altogether. We are not prepared to accede to this argument, because in our opinion a 'trial' consists of all the steps beginning with the indictment of the accused and ending with his conviction or acquittal. The proceedings against an offender in a case, triable by a Court of Session start when a charge is framed against him and the "proceedings" do not terminate till he is acquitted Or convicted.
11. It would be useful in this connection to refer to the case of Regina v. John Corss Smith, (1862). 169 ER 1333 in which Earle, C. J. stated:
"Then the matters mentioned in the case stated for our consideration are all steps taken in one proceeding, which is completed and brought to a consummation by indictment and conviction. They are all proceedings pending, and the indictment was a part of those proceedings. Every statute must be construed with reference to itself and to the following questions, what was the state of the law previously to the passing of the statute, and what was the apparent purpose of the new statute? ....... The new statute abolished those offences and substituted others. If the repeal is to be qualified one would suppose that it would he qualified in respect to rights and liabilities acquired or incurred before the new statute is to come into operation. If it is not so qualified, all former proceedings would be rendered null and impunity given to all offenders. There is no rational ground for supposing that the Legislature so intended. It is provided that the repeal shall not affect any proceeding pending."
12. It is thus clear that the Amending Act did not take away the "rights and liabilities acquired or incurred'' by the accused before the new statute came into force. So that he could claim to be tried in accordance with the procedure in force at the time the proceedings relating to the offence commenced against him.
13. It is no doubt true that no one has a vested right in procedure but there are certain rights which though procedural in nature are of such a character that any interference with those rights would amount to depriving an accused per-
son of a statutory right. In Dal Singh v. Emperor, ILR 44 Cal 876: (AIR 1917 PC 25) their Lordships of the Privy Council held that-
"error in procedure may be of a character so grave as to warrant the interference of the sovereign. .........Such error may, for example, deprive a man of a constitutional or a statutory right to be tried by jury or by some particular tribunal."
of a writ on the 25th October, 1902 and the case was set down for argument in the Supreme Court in 1903. On the 25th August, 1903 any right of appeal to their Lordships of the Privy Council was taken away by the Judiciary Act of 1903. It was held by their Lordships that the question whether the right of appeal had vested in the appellant before the date of the passing of the Act did not admit of doubt. Their Lordships observed:
"In principle we see no difference between abolishing an appeal altogether and transferring the appeal to a new tribunal. In either case there is interference with existing rights contrary to the well-known general principle that statutes are not to be held to act retrospectively unless a clear indication to that effect is manifested."
15. In Emperor v Fitz Maurice, ILR 6 Lah 282: (AIR 1925 Lah 440), a European British Subject with a right under the Code to trial by jury was committed on the 11th June, 1923 to the court of session. But by an Act which came into operation on the 1st September, 1923 the right of trial by jury was taken away. It was contended in that case that by virtue of the amending Act the accused had no right of trial by jury. Their Lordships of the Privy Council repelled the contention and held that the right of trial by jury was a substantive right and was not a mere matter of procedure and the right of the accused, therefore, subsisted.
16. In Hari v. Emperor, ILR 59 Bom 490; (AIR 1935 PC 122) the accused was tried before the Additional Judicial Commissioner of Sind by a jury of 9 jurors. Some of the accused were convicted and they then appealed to the court of the Judicial Commissioner. The Judicial Commissioner set aside the conviction of the appellants and ordered the case to be retried, by the Sessions Judge of Hyderabad. It, however, appears that whereas at Karachi the appellant was tried before a jury, he had no such right of trial in the court of the Sessions Judge of Hyderabad. In disposing of the appeal the Privy Council held that:
Their Lordships entertain the view that an order of this kind which directs that a case which has originally been heard before a jury should be re-heard before a court without a jury, is an order which ought not to be made unless it is justified by exceptional circumstances......It is obvious that it has and is likely to have very serious effect upon the rights of the accused, and the privilege which he has previously enjoyed of trial by jury he ought in general to retain.
17. The case of ILR 59 Bom 496: (AIR 1935 PC 1.22) (supra) fully applies to the facts of this case. There also it was a vase of re-trial and the judge before whom the case was sent for re-trial had no power to try by jury. Their Lordships held that the right of trial by jury was a valuable right which could not be taken away, particularly when that right had been exercised by the accused when the case was originally heard. The present case stands even on a stronger footing because here Clause (d) of Section 116 of the Amending Act provides that the trial of an accused before a court of session shall be continued as if the provisions of ch. xxiii of the amending act had not been enacted.
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