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A.K Moitra And Others v. The Ministry Of Defe...

Allahabad High Court
Mar 29, 1955
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Factual and Procedural Background

The appellants were employed as storemen in the Defence Department (Central Ordnance Depot, Chheoki, Allahabad). Following a report of theft, a police enquiry was conducted and the matter was referred to a "court of enquiry." That court concluded the appellants were responsible and they were suspended with effect from 15 September 1952; they remained under suspension.

The appellants filed a petition under Article 226 on 27 August 1953 praying for withdrawal of the suspension and restoration. The petition was later amended to add nine additional opposite parties (including members of the court of enquiry), to include a fresh affidavit and to seek an additional relief in the form of a writ (prohibition or certiorari) to call for and quash the enquiry record. The amended petition alleged three main irregularities in the enquiry: (1) the appellants were asked to give evidence despite the charge being criminal in nature; (2) witnesses examined in the preliminary enquiry were not examined de novo when the appellants were charge-sheeted and copies of depositions were not supplied before cross-examination; and (3) members of the court of enquiry were not present throughout the proceedings.

The court of enquiry submitted its report to the Officer-in-charge, A.O.C. Records, Jubbulpur (the officer with authority to dismiss or punish). That Officer had charge-sheeted the appellants and issued show-cause notices, but had not yet passed any final order. The single Judge dismissed the petition under Article 226; the appellants appealed.

Legal Issues Presented

  1. Whether the report of the court of enquiry amounted to a judicial or quasi-judicial determination of the appellants' rights such that the High Court could issue a writ of certiorari under Article 226 to quash the enquiry proceedings at an intermediate stage.
  2. Whether the High Court should exercise its powers under Article 226 at an interlocutory stage in disciplinary proceedings, particularly where a final decision rests with an authority (A.O.C. Records Officer) outside the jurisdiction of this Court.

Arguments of the Parties

Appellants' Arguments

  • The appellants sought immediate relief to set aside the suspension and to quash the court of enquiry proceedings (by way of prohibition or certiorari) on grounds of the alleged irregularities in the enquiry procedure (three specific irregularities as stated in the factual background).
  • Learned counsel for the appellants relied on English authority to argue that courts have issued writs of certiorari at intermediate stages where proceedings affected petitioners' rights; specifically, counsel relied on Rex v. Postmaster-General (1928 1 K.B. 291) and Rex v. Boycott (1939 2 K.B. 651).

Respondents' / Single Judge's Position

  • The respondents did not admit the allegations of irregularity contained in the appellants' affidavits.
  • The single Judge dismissed the petition primarily on two grounds: (a) an equally efficacious and adequate remedy (by way of a regular suit) would be available after a final order had been passed, and (b) it was not appropriate to grant relief at an intermediate stage of disciplinary proceedings before final orders had been issued.
  • It was also relevant that the Officer with power to pass the final order (A.O.C. Records Officer, Jubbulpur) was outside the territorial jurisdiction of the Court to which relief was sought.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rex v. Electricity Commissioners, 1924 1 K.B. 171 Defines scope of certiorari: a body with legal authority to determine rights and duty to act judicially is subject to certiorari when acting in excess of authority. Quoted (Atkin, L.J.) to establish that certiorari lies only where the body has authority to determine questions affecting rights and a duty to act judicially.
R. v. Statutory Visitors to St. Lawrence's Hospital, Caterham, 1953 All E.L.R. Vol. II, 766 (Lord Goddard, C.J.) Elaborates that there must be a "determination" affecting rights and a tribunal bound to hear both sides; describes what is meant by "act judicially." Applied to emphasize that an enquiry must have power to make orders affecting rights and must be bound to hear evidence on both sides before certiorari will lie; used to reject characterization of the enquiry's report as a judicial determination.
Rex v. Postmaster-General, 1928 1 K.B. 291 Certain certificates by a medical officer were considered judicial acts because issuance was a condition precedent affecting entitlement (to compensation). Distinguished from the present case: the Postmaster-General certificate was a complete act affecting rights and therefore quashable; whereas the court of enquiry's report merely records findings and the authoritative determination is by the A.O.C. officer.
Rex v. Boycott, 1939 2 K.B. 651 Holds that certificates and reports forming part of the same transaction could constitute a quasi-judicial decision, correctable by certiorari. Noted by the Court but treated with caution: the decision in Boycott was discussed, and the Court observed that Lord Goddard had commented adversely on Boycott in the St. Lawrence's case; the Court concluded Boycott did not control the present case.
Province of Bombay v. Kushaldas, A.I.R. 1950 S.C. 222 Considered the nature of a judicial or quasi-judicial act (reference was made to Boycott in that context). Observed that reference to Boycott in that Supreme Court case did not amount to approval for the proposition urged here; the precise point in the present case did not arise in Kushaldas.

Court's Reasoning and Analysis

The Court framed the central legal criterion: whether the proceedings sought to be quashed amount to a judicial or quasi-judicial determination of the petitioners' rights. The Court emphasized two essential elements derived from the cited authorities:

  1. There must be an "authority to determine" questions affecting rights (i.e., power to make orders or determinations that affect rights), and
  2. The body exercising that authority must have a duty to act judicially (which the authorities describe as being bound to hear evidence and submissions from both sides and to arrive at a judicial decision in the manner of a court).

The Court relied on Atkin, L.J.'s formulation in Rex v. Electricity Commissioners and Lord Goddard's exposition in the St. Lawrence's case to underline that not every body that hears evidence or makes findings is performing a judicial or quasi-judicial function for purposes of certiorari. If a report is merely material forwarded to a higher authority so that that higher authority can decide, the report itself is not a judicial determination amenable to certiorari.

Applying these principles, the Court analyzed the role of the court of enquiry in the present facts. It found that the court of enquiry had no power to "determine" the appellants' rights; it merely recorded findings and forwarded them to the Officer-in-charge (A.O.C. Records Officer), who possessed the power to pass final disciplinary orders (including dismissal). By contrast, in Rex v. Postmaster-General the certifying surgeon's certificate was a complete, determinative act that directly affected entitlement to compensation and therefore was quashable; that factual distinction illustrated why the present enquiry report was different.

The Court also considered territorial and practical considerations: the final decision-maker (A.O.C. Records Officer, Jubbulpur) was outside the territorial jurisdiction of this Court, and hence even if this Court quashed the enquiry, the final authority might be free to disregard such directions or simply proceed differently. Finally, the Court endorsed the single Judge's view that courts should normally not interfere in disciplinary proceedings at an interlocutory stage because such interference can cause unnecessary delay.

Holding and Implications

DISMISSED. The appeal was dismissed.

Consequences for the parties: the petition under Article 226 seeking to quash the court of enquiry proceedings (and to set aside the suspension) was not granted; the court of enquiry's report was held not to be a judicial or quasi-judicial determination amenable to certiorari at this intermediate stage, and the appellants remained subject to the disciplinary process culminating in possible action by the A.O.C. Records Officer.

Broader implications: the opinion confines relief by certiorari to cases where a body has authority to determine rights and a duty to act judicially. The Court did not purport to lay down any novel general principle beyond applying established authorities, and it did not state any intention to create a new precedent beyond the application of the cited tests to the facts before it.

Show all summary ...

Agarwala, J.:— This is a special appeal against a decision of a learned single Judge of this Court dismissing a petition under Article 226 of the Constitution. The facts, briefly stated, are as follows:—

2. The appellants are employed as Storemen in the Defence Department, Union of India, and were working at the Central Ordnance Depot, Chheoki, Allahabad. There was a report about the theft of certain articles and a police enquiry was at first held and later on the matter was referred to what is called a “court of enquiry” which held the preliminary enquiry and came to the conclusion that the appellants were responsible for the thefts and they were suspended with effect from September 15, 1952 and they are still under suspension. The petition under Article 226, as originally presented on 27th August, 1953, merely stated the facts, as they existed on that date and the prayer made was that the opposite party, which was the Ministry of Defence, Union of India, be commanded to withdraw the order of suspension passed on September 15, 1952 against the appellants and restore them to their posts. Later on, the petition was amended. Nine other persons, including those who were members of the “court of enquiry” were added as opposite parties and a fresh affidavit was filed and an additional relief was claimed. The fresh facts mentioned were that the “court of enquiry” had completed its investigation and had submitted its report to the Officer-in-charge, A.O.C, Records, Jubbulpur—the officer who is stated to be the person having the authority to dismiss or, otherwise, punish the appellants. Various irregularities in the conduct of the enquiry by the “court of enquiry” were also alleged. These irregularities are mainly three, namely (1) that the appellants were asked to give evidence although this was not legal as the charge against them was of a criminal nature, (2) that the witnesses examined in the preliminary enquiry were not examined de novo when the appellants were charge-sheeted, and the statements of these witnesses were merely read over to the appellants and they were asked to cross-examine those witnesses upon that evidence and that the copies of the depositions of the witnesses who were examined in examination-in-chief in the absence of the appellants were not supplied to them when they were asked to cross-examine them and (3) that the members of the “court of enquiry” were not present throughout the proceedings. It is further stated that on the basis of the report of the “court of enquiry”, the Officer-in-Charge, A.O.C, Records, Jubbulpur has charge-sheeted the appellants and has issued notice to the appellants asking them to show cause why they should not be dismissed from service or, otherwise, punished. No steps have yet been taken against the appellants by the Officer-in-Charge, A.O.C, Records, Jubbulpur and no relief is claimed against that officer obviously because he is beyond the jurisdiction of this Court. The fresh relief claimed now is that a writ in the nature of prohibition or certiorari calling for the record and findings of the enquiry proceedings be issued and after examining the validity of the proceedings, this Court may be pleased to quash them.

3. The allegations contained in the affidavits filed by the appellants as to the irregularities committed during the course of the enquiry were not admitted on behalf of the respondents. It is not necessary for us to go into details in regard to the alleged irregularities as the petition was dismissed by the learned single Judge upon other grounds. The learned single Judge held that this was not a suitable case in which, the Court should exercise its powers under Article 226. The grounds on which he dismissed the petition were, firstly, that this was a case where an equally efficacious and adequate remedy, by way of regular suit, would be available after a final order had been passed against the petitioners and secondly, that no relief should be given at an intermediate stage of the proceedings where no final orders had been issued, specially when the proceedings related to disciplinary matters.

4. Learned counsel for the appellants has urged before us that the grounds on which the learned Judge dismissed the petition are not sufficient in law. He has referred us to two English cases and has urged that even at an intermediate stage where final orders had not been passed, the English courts had issued writs of certiorari to quash the proceedings which had affected the rights of the petitioners. The cases referred to are (1) Rex v. Postmaster General 1928 1 K.B 291., and (2) Rex v. Boycott 1939 2 K.B 651..

5. The question to be determined, in cases like the present, is whether there has been a judicial or quasi-judicial determination of the rights of the petitioner. This Court will not issue a writ of certiorari under Article 226 of the Constitution when the proceedings that are sought to be quashed are merely administrative or are not intended to determine any of the rights of the parties.

6. In Rex v. Electricity Commissioners 1924 1 K.B 171., Atkin, L.J defined the scope of writs of certiorari in words which have now become classic—

“Wherever any body of persons having legal authority to determine questions affecting the rights of subject, and having the duty to act judicially, act in excess of their legal authority they are subject to the controlling jurisdiction of the (Queen's) Bench Division exercised in these writs”.

7. There must be ‘authority to determine’ and the persons exercising that authority must be those who have a duty to act judicially. As was observed in R. v. Statutory Visitors to St. Lawrence's Hospital, Caterbam 1953 All. E.L.R Vol. II, 766 at 768., by Lord Goddard, C.J:—

“It is essential to remember—that there must be something that can be called a determination which will affect the rights of the applicant and a tribunal whose duty it is to act judicially. It is not easy to give an exact definition of what is meant by “act judicially”, but I should say that for this purpose it means a body bound to hear evidence from one side and the other. There need not be anything called strictly a lis, but the body would have to hear submissions and evidence by each side and come to a judicial decision approximately in the way that a court must do. Unless there is an order or a determination by the body to whom it is suggested the order should be directed the order of certiorari will not lie”.

8. It is, therefore, not enough to show that a body of persons has to hear evidence from one side and the other and also submissions of one side and the other and to arrive at a conclusion. What is further necessary to show is that body of persons has been given the power to make an order or a determination which affects the rights of one of the parties before them. In the same case, Lord Goddard pointed out that the reports submitted by certain bodies, if they are no more than materials put before a higher Authority to enable that higher authority to come to a decision are not judicial or quasi-judicial proceedings at all and that a writ of certiorari will not issue to quash those reports.

9. In Rex v. Postmaster-General, a certificate issued by a medical officer was quashed because it was considered that the giving of a certificate was in the nature of a judicial act. The facts of that case were these. Sec. 1, sub-sec. (i) of the Workmen's Compensation Act, 1925 and an Order extending the provisions of that section to include telegraphists' cramp had the effect that a post office workman obtaining the certificate of a certifying surgeon that he was suffering from that complaint and was thereby disabled, became entitled to get compensation. By Sec. 44, sub-sec. 3 of the Act, a medical practitioner appointed by the Secretary of State was given the powers and duties of a certifying surgeon. The order provided that so far as regards post office employees, the post office medical officer under whose charge the workman is placed shall, if authorised to act, be substituted for the certifying surgeon in cases of telegraphists' cramp. It was the practice of the post office to refer all cases of telegraphists' cramp to the chief medical officer of the post office, and this reference was relied on as constituting him the substitute for the certifying surgeon under the above sub-section and Order. The applicant in this case, a telegraphist, was on the capitation list of the local post office medical officer, but in fact never consulted him. On her claiming compensation for telegraphists' cramp, the case was referred to the chief medical officer in accordance with the usual practice. He certified that she was not suffering from telegraphists' cramp. It was obvious that the chief medical officer was not the post office medical officer under whose care the applicant had been placed within the meaning of the aforesaid Order and that he could not be substituted for the certifying surgeon. The certificate was quashed on the ground that it vitally affected the right of the applicant to obtain compensation. The certificate of the certifying surgeon was a condition precedent to the obtaining of the compensation. The certificate had to be granted upon a judicial determination of the facts. In those circumstances, it was held that the certificate could be quashed. It will be observed that there is a vital difference between that case and the present. In that case, the giving of the certificate was a complete act of the certifying surgeon and prevented the applicant from obtaining the relief. That cannot be said of the report of the enquiry court in the present case. The Enquiry Court has been given no power to “determine” anything. It merely records certain findings and sends them on to the officer concerned. The determination is by the officer.

10. This will be clear by a reference to Rule 15 of the Rules, Civilians in Defence Service (Classification, Control and Appeal Rules), 1952, which is almost the same as Rule 55 of the Civil Service (Classification and Appeal Rules).

11. In the case of Rex v. Boycott Sec. 31 of the Mental Deficiency Act, 1913, provided that in case of doubt as to whether a child is or is not capable of receiving benefit from instruction in a special school or class, or whether his retention in such school or class could be detrimental to the interests of the other children, the matter shall be determined by the Board of Education. A boy Stanley Keasley was certified by one Dr. Boycott, certifying medical officer, to be incapable by reason of mental defect from receiving further benefit from instruction in a special school or class under the Education Act and to be an imbecile within the meaning of the Mental Deficiency Act, 1913. The certificate was also signed by the school medical officer, who had neither seen nor examined the boy. A report dated October 5, confirming the certificate was also sent by Dr. Boycott to the education officer and by letter dated October 10, 1938, the clerk of the local education authority forwarded that document to the clerk of the County Council Mental Deficiency Act Committee with a view to steps being taken to transfer the boy to an occupational centre.

12. It was held by the K.B Division that the certificates of the certifying medical officer and of the school medical officer and the report confirming the certificate sent by Dr. Boycott which were part and parcel of the same transaction purported to be a decision of a quasi-judicial authority and were liable to be corrected by an order of certiorari. This case was adversely commented upon by Lord Goddard in R. v. Statutory Visitors to St. Lawrence Hospital, Ubi supra, and it was also pointed out by him that in that case it seemed to have been accepted on behalf of the respondents that in those circumstances the writ could issue as a matter of law.

13. It was urged that this case was cited with approval by the Supreme Court in Province of Bombay v. Kushaldas A.I.R 1950 S.C 222.. That was a case in which the Court had to consider the nature of a judicial or quasi-judicial act. In considering that question reference was made to Boycott's case. But the mere fact that a reference to that case was made without any expression of its approval does not mean that the decision in the case was approved by the Supreme Court. The point that arises for decision before us in the present case did not arise in the case before the Supreme Court. We are, therefore, of the opinion that the report of the Court of Enquiry cannot be said to be a determination of the rights of the applicants, and as such are not a fit subject for the issue of a writ of certiorari.

14. Further, as we have already pointed out, the final order in the case has to be made by A.O.C Records Officer, Jubbulpore, (now in Hyderabad) against whom this Court has no jurisdiction to issue any writ, direction or order; he being not resident within the jurisdiction of this Court. This Court will not issue a writ, order or direction in a case in which the final authority is not bound by the orders of this Court and may well flout the directions of this Court by ignoring them and passing orders as he thought best.

15. Thirdly, as held by the learned single Judge, in disciplinary proceedings it is normally not desirable that the courts should interfere before the proceedings have terminated. If interference were made by courts at intermediary stages it would result in unnecessary delay. In the result we dismiss this appeal.

16. Appeal dismissed.