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Ram Chand v. Ram Swarup
Judicial Opinion Summary — Seth, J.
Factual and Procedural Background
The plaintiffs-respondents instituted a suit in the court of a Munsif to evict the appellant (defendant) from accommodation in the town of Baldeo. The Munsif overruled the defendant's pleas and decreed the suit. The defendant appealed to the lower appellate court. While that appeal was pending the U.P. (Temporary) Control of Rent and Eviction Act, III of 1947 ("the Act") was extended to the town of Baldeo. This permitted the defendant to raise an additional plea in the appellate court based on Section 15 of the Act (which provides that, in suits for eviction pending on the date of commencement of the Act, no decree for eviction shall be passed except on grounds mentioned in Section 3). The lower appellate court dismissed the appeal, relying on a single-Judge decision that Section 15 did not apply to appeals pending on the date of commencement. The present appeal challenges that dismissal.
Legal Issues Presented
- Whether Section 15 of the U.P. (Temporary) Control of Rent and Eviction Act, III of 1947 applies to appeals that were pending on the date of the commencement of the Act.
- Whether, upon extension of the Act to the town of Baldeo, Section 1(3) of the Act operates so as to make the Act (and in particular the requirement of Section 3) be treated as having been in force in Baldeo from the deemed commencement date (1 October 1946), thereby invalidating suits instituted there after that date but before extension unless they met Section 3 requirements.
Arguments of the Parties
Appellant's Arguments
- When the Act was extended to Baldeo during the pendency of his appeal, Section 15 became available to him and barred any decree for eviction unless the suit was founded on one of the grounds listed in Section 3; the present suit was not filed on such a ground, so decree could not be passed.
- Challenging the lower appellate court's reliance on Northern India Coal Company (single-Judge), the appellant relied on the single-Judge decision in Niranjan Lal Bhargava v. Musammat Ram Kali Devi (1950 A.L.J. 642) contending that the section applies to appeals pending on commencement and that the earlier construction was erroneous or, in any event, he was bound by Niranjan Lal Bhargava.
- As an alternative, the appellant argued that, by operation of Section 1(3) of the Act (which deems the Act to have come into force on 1 October 1946), when the Act was extended to Baldeo the whole Act (including Section 1(3)) should be treated as applicable to that area from that deemed date; hence, the suit (filed after that deemed date) was not validly instituted because it did not comply with Section 3.
Respondents' Arguments
The opinion does not contain a detailed account of the respondents' legal arguments.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Northern India Coal Company v. Mst. Bitti Kuer, 1949 A.W.R. 539 (single-Judge decision) | Construed Section 15 as not applying to appeals pending on the date of commencement of the Act. | The court examined and rejected this construction; it found the reasoning unconvincing and held that Northern India Coal Company's interpretation should not be followed. |
| Niranjan Lal Bhargava (Defendant) v. Musammat Ram Kali Devi (Plaintiff), 1950 A.L.J. 642 | Held that the word "suit" in Section 15 covers proceedings both in the court of first instance and while before the appellate court, entitling tenants to claim Section 15's benefit in appeals pending when the Act commenced. | The court treated this as a direct authority and followed its construction; the opinion states it is bound to follow the construction approved in this case and adopts it. |
| Kristnama Chariar v. Mangammal (observations of Bhashyam Ayyangar, J.) | Explained that when an appeal is preferred the suit is continued in the appellate court and the final decree in appeal is the final decree in the suit. | The court quoted these observations to support the proposition that an appeal is a continuation of the suit and that an appellate decree is a decree passed in a suit. |
| Vuppuluri Atchayya v. Sri Kanchumarti Venkata Seetharamachandra Rao, I.L.R. 39 Madras 195 F.B. | Confirmed that under the Code of Civil Procedure an appeal is a continuation of proceedings and the appellate process is in the nature of a re-hearing. | The court relied on this exhaustive review to reinforce the conclusion that appeals are continuations/re-hearings of the original suit, supporting applicability of Section 15 to appeals. |
| Shyamakant Lal v. Rambhajan Singh, 1939 F.C.R. 193 | Federal Court recognition that an appellate court is not merely a court of error and that appeals are re-hearings (appeal as continuation). | Used to fortify the proposition that appeals are continuations of suits and appellate decrees are decrees in a suit; thus Section 15 can apply to appeals. |
| Lacbmeshwar Prasad Shukul v. Keshwar Lal Chaudhuri, 1940 F.C.R. 84 | Federal Court approval of the view that appeals are re-hearings and the appellate court's adjudication is a continuation of the suit. | Also relied on to support the conclusion that appellate decrees are decrees passed in a suit and therefore fall within the purview of provisions like Section 15. |
| Rup Lal v. Ram Swamp, 1950 A.L.J. 345 | Addressed the principle that the law governing institution of suits is the law in force at the place and date of institution (subsequent changes may govern subsequent proceedings but do not affect validity of institution retrospectively). | The court referred to and relied on this view to hold that, because the Act was not applicable to Baldeo when the suit was instituted, the suit was validly instituted and Section 1(3) does not render it invalid retrospectively. |
Court's Reasoning and Analysis
The court proceeded in two main analytical stages corresponding to the appellant's contentions.
1. Applicability of Section 15 to pending appeals
- The court acknowledged that a single-Judge decision (Northern India Coal Company) had held Section 15 inapplicable to appeals pending on commencement; the lower appellate court had followed that view.
- However, the court found itself bound by the construction in Niranjan Lal Bhargava, which treats "suit" in Section 15 as encompassing proceedings both in the first instance court and in the appellate court, thereby permitting a tenant to claim the benefit of Section 15 in an appeal pending when the Act commenced.
- The court critically examined the Northern India Coal Company's reasoning and found it unpersuasive. It rejected the notion that the use of the future tense ("no decree for eviction shall be passed") or the reference to Section 3 indicated that Section 15 was limited to pre-decree stages in the trial court.
- The court reasoned that so long as an appeal remains pending, a decree still remains to be passed and that an appellate decree is still a decree "in a suit." The court relied on authorities (Kristnama Chariar, Vuppuluri Atchayya, and two Federal Court decisions) to establish the well-settled proposition that an appeal is a continuation of the original suit and ordinarily constitutes a re-hearing; accordingly an appellate decree is a decree in a suit.
- Reference was made to the Code of Civil Procedure's definition of "decree," which makes no distinction between appellate and original decrees and describes a decree as an adjudication on matters in controversy in a suit.
- The court also rejected the argument that applying Section 15 to pending appeals would have retrospective effect. It explained that while an appeal is pending a decree is yet to be passed and applying Section 15 to such an appeal is prospective as to the work (the decree) to be done after commencement, not retrospective alteration of steps already completed.
- Consequently, the court adopted the construction in Niranjan Lal Bhargava and rejected the Northern India Coal Company interpretation, holding that Section 15 applies to appeals pending on the date of commencement of the Act.
2. Effect of Section 1(3) and the timing/applicability issue in the present case
- Even accepting Section 15's applicability to pending appeals generally, the court observed that Section 15 protects only suits that were pending on the deemed date of commencement (which Section 1(3) declares to be 1 October 1946).
- The court found that the present suit had been instituted after that deemed date and, therefore, was not a suit "pending on the date of the commencement" for purposes of Section 15. As such, Section 15 afforded no protection to the appellant in this case.
- The appellant further argued that when the Act was extended to Baldeo its Section 1(3) should operate to make the Act be treated as in force in Baldeo from 1 October 1946, and thus the suit (filed after that date) was invalid for failure to meet Section 3's requirements. The court rejected this argument.
- The court explained that Section 1(3) merely fixes the Act's date of commencement (a temporal reference) and does not itself operate to render the Act applicable to any particular area as of that date. When the Act is extended to an area, Section 1(3) means that questions depending on the date of commencement should be decided with reference to 1 October 1946; it does not mean that the Act is to be treated as having applied to that area from that date before extension.
- The court stated the governing principle that the law which governs the institution of suits is the law in force at the place where the suit is instituted on the day when it is instituted. Subsequent extension of a statute to an area does not ordinarily make it retrospectively applicable to validate or invalidate suits instituted earlier (citing Rup Lal v. Ram Swamp where the same view was expressed).
- Applying this principle, because the Act was not applicable to Baldeo at the time when the present suit was instituted, the suit was validly instituted under the law then in force in Baldeo; therefore Section 1(3) does not render the suit invalid.
Holding and Implications
Holding: The court concluded that (a) Section 15 of the U.P. (Temporary) Control of Rent and Eviction Act, III of 1947 does apply to appeals which were pending on the date of the commencement of the Act, and (b) in the present case Section 15 did not afford protection to the appellant because the suit was instituted after the deemed commencement date of 1 October 1946. The court also held that Section 1(3) does not render the Act retrospectively applicable to Baldeo so as to invalidate suits instituted there before the extension of the Act to that area. The appeal was dismissed under Order 41, Rule 11, C.P.C.
Implications:
- The opinion adopts and follows the construction in Niranjan Lal Bhargava that "suit" in Section 15 includes proceedings in the appellate court, so tenants with appeals pending on the Act's commencement may claim the section's protection.
- Notwithstanding the broader rule, the court applied the rule to the facts and found no relief for the appellant because the underlying suit was instituted after the Act's deemed commencement date and therefore did not fall within Section 15's protective scope.
- The court reaffirmed the principle that the law applicable to the institution of a suit is the law in force at the place and date of institution; subsequent extension of a statute to an area does not retroactively alter the validity of suits already instituted there.
- Direct consequence for the parties: the appellant's appeal is dismissed and the decree of eviction stands as affirmed by appellate process under the Order 41, Rule 11 dismissal.
No other points were argued; the appeal was dismissed. The summary above is confined to the matters expressly stated in the opinion.
Seth, J.:— The suit out of which this appeal has arisen was instituted in the court of a Munsif to evict the appellant from an accommodation, occupied by him in the town of Baldeo as a tenant of the plaintiffs-respondents. It is not necessary to recapitulate the pleas raised in defence, it is sufficient to state that the Munsif overruled all of them and decreed the suit. The U.P (Temporary) Control of Rent and Eviction Act, III of 1947, hereinafter referred to as ‘the Act,’ was extended to the town of Baldeo during the pendency of the appeal by the defendant against the decree of the Munsif in the lower appellate court. This enabled the defendant appellant to set up, in the lower appellate court, an additional plea based on Section if of the Act which reads:—
In all suits for eviction of a tenant from any accommodation pending on the date of the commencement of this Act, no decree for eviction shall be passed except on one or more of the grounds mentioned in Section 3.
2. It was contended on his behalf that as the suit was not filed on any ground mentioned in Section 3 of the Act, a decree for eviction could not be passed against him therein. The lower appellate court repelled all the contentions raised on behalf of the appellant and dismissed the appeal. As regards the plea based on Section 15 it held, relying on a single Judge decision of this Court in Northern India Coal Company v. Mst. Bitti Kuer 1949 A.W.R 539. that the provisions of that section do not apply to appeals pending on the date of the commencement of the Act. Learned counsel for the appellant contends that this view of the lower appellate court is erroneous and relies upon Niranjan Lal Bhargava…(Defendant); v. Musammat Ram Kali Devi…(Plaintiff). 1950 A.L.J 642. in support of his contention. He submits that the section has not been correctly construed in Northern India Coal Company's case and that even if I do not accept this submission, I am bound to follow Niranjan Lal Bhargava v. Ram Kali Devi.
3. Niranjan Lal Bhargava's case is a direct authority in support of the proposition that ‘suit’ in Section 15 of the Act refers to a suit while it is before the court of first instance as well as while it is before the appellate court and that a tenant is entitled to claim the benefit of that section in an appeal pending on the date when the Act came into force. It is unfortunate that the aforesaid single Judge decision was not brought to our notice when we decided Niranjan Lal Bhargava…(Defendant); v. Musammat Ram Kali Devi…(Plaintiff). although it had been published before then. Nevertheless it is not possible to hold that its authority has not been overruled by the decision of a Bench in Niranjan Lal Bhargava's case. I am, therefore, bound to follow the construction approved in Niranjan Lal Bhargava's case and to reject the construction approved in Northern India Coal Company's case. Notwithstanding this, the desire to ascertain whether anything said in that case would have induced us to hold otherwise, has led me to examine critically the reasoning upon which my learned brother Mushtaq Ahmad has based his conclusion.
4. On an examination of the judgment in Northern India Coal Company's case, it transpires that it was thought by my learned brother that certain words of Section 15 suggest that it was not intended to apply to appeals, for he observes,
……the words “no decree for eviction shall be passed except on one or more of the grounds mentioned in Section 3’ clearly suggest that they have reference to a stage before the passing of a decree in the suit.
5. As my learned brother has not indicated how the words quoted by him suggest what he thinks they do, the only way in which the validity of his conclusion may be examined is to guess and consider the reasons which might have led him to it.
6. The mere use of the future tense in no decree for eviction shall be passed’ does not in any way indicate that the section was not intended to apply to appeals, for so long as an appeal remains pending, a decree yet remains to be passed therein in the future, and unless the claim of the plaintiff is disallowed, the decree to be passed will always be a decree for the eviction of a tenant and no other decree, whether it be in affirmance or reversal of the decree of the court of first instance.
7. There is nothing in the reference to Section 3 also to make the section inapplicable to appeals, although that section refers to suits only and does not refer to appeals at all and the grounds mentioned therein are only those grounds on which a suit for the eviction of tenant may be filed. A similar expression, on any of the grounds mentioned in Section 3, occurs in Section 14 of the Act also, which relates to the execution of decrees of original and appellate courts both. At any rate, so far as Section 14 is concerned, it is obvious that the grounds mentioned in Section 3 have been referred to therein only for the sake of achieving brevity by avoiding a repetition of all that has been said in detail in the six grounds lettered as (a) to (f) in Section 3 of the Act. I have failed to discover any reason to consider that they have been referred to in Section 15 with any other object or otherwise than as a compendious substitute for the subject-matter of those six grounds. It would thus appear that there is nothing in the words quoted by my learned brother which may be understood to suggest that the section is inapplicable to appeals.
8. If it was thought by my learned brother that the opening words of the section, ‘in all suits for eviction,’ suggest that it is inapplicable to appeals, and if he meant to lay emphasis on the word ‘suit,’ he has not given any indication of it. It seems to me, however, that these words, neither by themselves nor when they are read with the words quoted by my learned brother, do in any way suggest that the section does not apply to appeals, unless it be assumed that the decree of an Appellate court cannot be considered to be a decree passed in a suit. Such an assumption would be entirely unjustified.
9. As observed by Bhashyam Ayyangar, J. in Kristnama Chariar v. Mangammal,3
When an appeal is preferred from a decree of a Court of First Instance, the suit is continued in the Court of Appeal and re-heard either in whole or in part, according as the whole suit is litigated again in the Court of Appeal or only a part of it. The final decree in the appeal will thus be the final decree in of the suit, whether that be one confirming, varying or reversing the decree of the Court of First Instance.
10. These observations were quoted with approval and the nature of an appeal critically examined by Sundara Ayyar, J. in Vuppuluri Atchayya v. Sri Kanchumarti Venkata Seetharamachandra Rao I.L.R 39 Madras 195 F.B. where the conclusion reached by the learned Judge after an exhaustive review of the relevant provisions of the Code of Civil Procedure was expressed thus:
It is quite clear that the Civil Procedure Code has accepted and carried out the well-established principle that an appeal is the continuation of the proceedings in the Original Court, that those proceedings are removed to the Court of Appeal and that the proceedings in the Appellate Court are in the nature of a re-hearing.
11. The Federal Court has also taken the same view of the nature of an appeal in Shyamakant Lal v. Rambhajan Singh 1939 F.C.R 193. and Lacbmeshwar Prasad Shukul v. Keshwar Lal Chaudhuri 1940 F.C.R 84. and the observations of Bhashyam Ayyangar, J., quoted above, have been approved by Varadachariar, J. in the last mentioned case. According to these two decisions of the Federal Court, under the processual law of this country an Appellate Court is tot merely a Court of error and an appeal is by way of a re-hearing, so that on an appeal being preferred, the subject-matter of the suit becomes sub judice once again and the controversies that had occupied the attention of the Court of First Instance are re-opened, requiring to be set at rest finally by the decree to be passed by the Court of Appeal.
12. It will thus appear that an appeal is not a proceeding distinct from a suit but a further continuation of the proceedings started in the Court of First Instance and that when an appeal is filed against a decree passed by the Court of First Instance in a suit the suit is removed to the Court of Appeal and continued and re-heard there subject to such limitations as are prescribed by the Code of Civil Procedure. Such being the nature of an appeal, an appellate decree also is a decree passed in a suit though by the Court of Appeal.
13. This conclusion is fortified by a reference to the definition of ‘decree’ contained in the Code of Civil Procedure which makes no distinction between appellate decrees and those of Original Courts, so that according to it even an appellate decree expresses an adjudication on all or some of the matters in controversy in a suit and in no other proceeding.
14. It may not be very evident that the decree of an appellate Court is a decree passed in a suit, if attention in confined to decrees passed in such appeals only as have been dismissed; but as soon as attention is turned to a decree passed in an appeal, which has been allowed, it will be seen at once, that an Appellate Court cannot merely allow an appeal, without also passing some decree with reference to the suit itself, which clearly indicates that it cannot be predicated of an appellate decree that it is not a decree passed in a suit.
15. The assumption that an appellate decree cannot be considered to be a decree passed in a suit, on which alone may be rested the conclusion that an appeal is outside the purview of the section, having thus been found to be baseless, it follows that the conclusion cannot stand. I consider, therefore, that there is nothing in the opening words of the section from which it may be inferred that it was not intended to apply to appeals. It seems to me that the opening words were intended to indicate the nature of proceedings, contemplated by the section not any particular stage of such proceedings.
16. It was also thought by my learned brother that to apply Section 15 of the Act to appeals will result in giving retrospective effect to it. With due reference to him I find myself unable to concur in this view. So long as an appeal remains pending a decree yet remains to be passed therein and, therefore, to apply the section to such appeals will be to apply it prospectively to something to be done after the date of the commencement of the Act and not retrospectively to anything already done before that date. It is only on the assumption that a Court of Appeal is merely a court of error, bound to confirm the decree of the lower court, if it happens to be correct according to the law as it existed on the day on which it was passed, that it may be thought that the application of the section to pending appeals results in retrospectively affecting the decrees which would not have been affected otherwise. As this assumption is not permissible in view of the authorities already referred to, the conclusion which is based upon it cannot be accepted as correct.
17. Thus, I have been unable to discover anything in the reasoning of my learned brother which may induce me to accept the construction placed upon the section in Northern India Coal Company's case or which may induce me to think that Niranjan Lal Bhargava's case has not been correctly decided and requires reconsideration. I, therefore, uphold the contention of the learned counsel that the benefit of Section 15 of the Act may be claimed even in an appeal and that the provisions of that section apply also to appeals which were pending on the date of the commencement of the Act. The acceptance of this contention, however, does not help the appellant in any way. The section applies to such suits only as were pending on the date of the commencement of the Act, which, according to Section 1(3) of the Act, is to be deemed to be the 1st day of October, 1946. In the present case, the suit itself was filed after that date and, therefore, falls outside the purview of the section. Section 15, therefore, does not afford any protection to the appellant.
18. Having thus failed in his attempt to support the appeal by reference to Section 15 of the Act, the learned counsel falls back on Sections 1(3) and 3 of the Act. He submits that as soon as the Act was extended to the town of Baldeo the whole of it, including its Section 1(3), became applicable to that area and that, therefore, the Act should be deemed to have come into force in that area also on the 1st day of October, 1946, and to have been in force there when the suit was instituted. He points out that the suit was not filed either with the permission of the District Magistrate or on any one or more of the grounds mentioned in Section 3 of the Act and contends that it should be dismissed on the ground that it was filed in contravention of the provisions of that section and was, therefore, not validly instituted.
19. This contention is not sound. Section 1(3) of the Act merely fixes the date of the commencement of the Act by providing that it shall be deemed to have come into force on the 1st day of October, 1946. It has no reference to the applicability of the Act to any particular area. Therefore, all that can be argued on the basis of Section 1(3) is, that after the extension of the Act to the town of Baldeo, in all proceedings within the purview of the Act, relating to accommodations situate in that town, it should be held that the Act itself had come into force on the 1st day of October, 1946, and that every question depending for its decision on the date of the commencement of the Act should be decided with reference to that date. For example, when in a proceeding relating to the town of Baldeo a question arises under Section 14 or 15 of the Act, whether a decree was passed before the date of the commencement of the Act or whether a suit was pending on the date of the Act, such a question will have to be decided with reference to Section 1(3) of the Act and on the assumption that the Act had come into force on the 1st day of October, 1946.
20. It does not, however, follow from this that, from the date on which the Act was extended to the town of Baldeo, it shall be deemed to have been applicable to that town with effect from the date mentioned in Section 1(3). When the learned counsel submits that Section 1(3) of the Act having been applied to the town of Baldeo with the rest of it, the Act shall be deemed to have been in force in that town also from the 1st day of October, 1946, he is right in the sense that at Baldeo also it shall be deemed that the Act itself had come into force on that date; but he is not right when he intends to convey by that expression that the Act shall be deemed to have been applicable to that town also from that day. Herein lies the fallacy of his argument.
21. The law which governs the institution of suits is the law in force at the place where it is instituted on the day when it is instituted, although subsequent proceedings therein may be governed by the law which may be in force on the day when such proceedings are taken. I had occasion to consider this question in Rup Lal v. Ram Swamp 1950 A.L.J 345. wherein also I have expressed the same view. I have been unable to discover anything in the able arguments of Dr. Asthana to induce me to depart from that view. When the present suit was instituted the Act was not applicable to the town of Baldeo. The validity of its institution could, therefore, not be questioned then, for it was validly instituted according to the law applicable to the town of Baldeo at that time. There is nothing in Section 1(3) of the Act or in any other provision of it, which requires me to hold that it was not validly instituted. Of course, every suit, instituted after the Act had become part of the law applicable to Baldeo, must satisfy the requirements of Section 3 of the Act before it can be considered to have been validly instituted. I, therefore, overrule the second contention also.
22. No other point was argued. The appeal is dismissed under Order 41, Rule 11, C.P.C
23. Appeal dismissed.
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