... DAN D. BARNHOUSE, Plaintiff, v. AMERICAN EXPRESS FINANCIAL ADVISORS, INC., AMERICAN ENTERPRISE INVESTMENT SERVICES, INC., and BANK OF AMERICA CORPORATION, D...defendants American Express Financial Advisors, Inc., and American Enterprise Investment Services, Inc., from order entered 8 December 2000 by Judge Forrest D. Bridges in Mecklenburg Coun.... The Banks Law Firm, P.A., by R. Jonathan Charleston, for American Express Financial Advisors, Inc., and American Enterprise Investment Services, Inc., defendant ...

..., N.Y. (Arthur D. Felsenfeld and Joseph A. Patella of counsel), for respondents American Centurian Life Assurance Company, IDS Life Insurance Company of New York, American Express Company, American Express..., J.), dated October 19, 2004, which granted the respective motions of all defendants, except New York-Presbyterian Healthcare System, Inc., inter alia, pursuant to CPLR 3211 (a) (7) to dismiss the...Massachusetts Mutual Life Insurance Company, Oppenheimer Funds, Inc., and Oppenheimer Funds Distributor, Inc. (one brief filed). David N. Hoffman, Brooklyn, N.Y. (Lynn Hajek of...

... MARK J. BOSS et al., on Behalf of Themselves and Others Similarly Situated, Appellants, v. AMERICAN EXPRESS FINANCIAL ADVISORS, INC., et al., Respondents...alleging a violation of Labor Law § 193 and 12 NYCRR 195.1. American Express Financial Advisors, Inc. (AEFA) and IDS filed joint motions to dismiss based, in part, upon inconvenient forum, a defense.... American Express Fin. Advisors, Inc., 15 AD3d 306, affirmed. Paduano Weintraub...

... ANNALEA KENDELL, Plaintiff, v. AMERICAN EXPRESS FINANCIAL ADVISORS, INC. Defendant. Case No. 2:04CV00700. United States... ORDER TENA CAMPBELL, District Judge This matter is ...including Ms. Kendell's Complaint and American Express Financial Advisors' motion. The court finds that American Express Financial Advisors' motion has merit. Accordingly, for th...

... MARK J. BOSS et al., Appellants v. AMERICAN EXPRESS FINANCIAL ADVISORS, INC., et al., Respondents. 4667, 4668, 4668A.... Plaintiffs, first-year financial advisors, entered into employment agreements with defendants, Delaware corporations with their principal place of business in Minn...

...Benacquisto; Richard Thoresen; Elizabeth Thoresen; Arnold Mork; Isabella Mork; Ronald Melchert; Susan Melchert, on behalf of themselves and all others similarly situated Plaintiffs v. American Express Financial Corporation;...Centurion Life Assurance Company; American Enterprise Life Insurance Company; American Partners Life Insurance Company; IDS...

... IDS LIFE INSURANCE COMPANY and American Express Financial Advisors Inc., Plaintiffs-Appellees, Cross-Appellants, v. SunAMERICA LIFE INSURANCE COMPANY, Defendant...issues relating to personal jurisdiction, arbitration, and the grant of preliminary relief, arise out of a complex multiparty litigation begun in 1995 by two subsidiaries of American Express. One of them, American ...Company and American Express Financial Advisors, are members of the NASD and the rules of that association provide for the arbitration of disputes of this character between members. The third subsidiary, SunAmerica...

... Rosalind Brown, on behalf of herself and all others similarly situated, Plaintiffs, v. Ameriprise Financial Services, Inc., f/k/a American Express Financial Advisors, Inc., Defendant...

... AMERICAN EXPRESS FINANCIAL ADVISORS, INC. f.k.a. IDS Financial Services, Inc., and IDS Life Insurance Company, Plaintiffs-Appellants v. Dennis MAKAREWICZ, a.... TJOFLAT, Circuit Judge: American Express Financial ... Travis Tuccillo worked as financial advisors for appellants until September 14, 1995, when they ended their relationships with American Express and IDS a...

... Judith KLOSEK, on behalf of herself and all others similarly situated; Linda Davenport, Appellants, v. The AMERICAN EXPRESS COMPANY; Ameriprise Financial, Inc.; Ameriprise ...States Magistrate Judge for the District of Minnesota. Ameriprise Financial, Inc. is the current parent of Ameriprise Financial Services, ...1999, respectively. At the time the agreements were executed, American Express owned both AEFA and AEFA's parent, American Express Financial...

... AMERICAN EXPRESS FINANCIAL ADVISORS INC., PLAINTIFF-APPELLANT, v. ELIZABETH THORLEY, JOHN ADAMCZUK, TOM MINIGIELLO, WADE SARKIS AND GERALD RANDISI, DEFENDANTS-APPELLEES...the petition on its merits and held that, in the circumstances of this case, the proper forum for plaintiff's request was arbitration. American Express Fin. Advisors Inc. v. Thorley...court of competent jurisdiction locates the contracts squarely within the Roso-Lino line of cases. See American Express Fin. Advisors, Inc. v. Makarewicz...

...YORK, AND AMERIPRISE FINANCIAL SERVICES, INC., FORMERLY KNOWN AS AMERICAN EXPRESS FINANCIAL ADVISORS, INC., DEFENDANTS-RESPONDENTS. JAMES I. M...wife consulted with an agent and registered representative of defendants Ameriprise Financial Services, Inc., formerly known as American Express Financial Advisors, Inc. (Ameriprise), and..., 472 US 797, 811-812; Matter of American Express Fin. Advisors Sec. Litig., 672 F3d 113, 129), and plaintiff does not...

...GROUP, INC., NCM CAPITAL MANAGEMENT GROUP, INC., NEW AFRICA ADVISERS, INC., and AMERICAN EXPRESS FINANCIAL ADVISORS, INC., Defendants. No. COA98-1541...-appellees Peter J. Anderson, Morris Goodwin, Jr., and American Express Financial Advisors, Inc. 2. Wrongful...Africa"), Peter J. Anderson ("Anderson"), Morris Goodwin, Jr. ("Goodwin"), and American Express Financial Advisors, Inc. ("American Express") alleging claims for: (i) tortuous interferenc...

... GRIZINSKI, Appellant, v. AMERICAN EXPRESS FINANCIAL ADVISORS, INC., Appellees. No. CA2009-05-062. Court of Appeals of...the decision of the Warren County Court of Common Pleas granting summary judgment to defendant-appellee, American Express Financial Advisors', Inc. ("American"). We affirm the decision of the tria...annuity contract with NHIC that replaced an annuity Parker already held. Parker was also a client of American and eventually moved funds from his NHIC annuity to investments held with American. At some...

... Charles DIEZ, Jr., as Personal Representative of the Estate of Richard D. Denson, Appellant, v. Linda J. DENSON; American Express Financial Advisors, Inc., f/k/a IDS...with American Express Financial Advisors, Inc. whose offices are located at IDS Tower 10, Minneapolis, MN 55440. The Respondent however works in a local office as a financial advisor to members of...policy, appellant, appellee American Express Financial Advisors, Inc. (Mr. Denson's former employer), appellee Metropolitan Life Insurance Company (Mr. Denson's insurer), and appellee Mrs. Denson all...

...AMERICAN EXPRESS FINANCIAL ADVISORS, INC., NEW YORK COUNTY DISTRICT ATTORNEY, Defendants-Appellees. FOR APPELLANT: JENNIFER S. WILKOV, pro se, Brooklyn, NY... No. 17-1388-cv 10-30-2018 JENNIFER S. WILKOV, Plaintiff-Appellant, v. AMERIPRISE FINANCIAL SERVICES, INC., FKA.... FOR APPELLEE AMERIPRISE FINANCIAL SERVICES, INC.: MICHAEL J. ZARETSKY, Chorpenning, Good, Carlet & Garrison, Esqs., New York, NY. FOR APPELLEE NEW YORK COUNTY DISTRICT ATTORNEY: ELIZABETH N. KRASNOW...

...EXPRESS, INC., ; AMERICAN EXPRESS FINANCIAL ADVISORS, INC.; AMERIPRISE FINANCIAL, NC.; AMERICAN EXPRESS TAX AND BUSINESS SERVICES, INC., STANLEY R. COH... ROBERT BAKER, individually and as Executor IN RE ESTATE OF KATE BAKER, Plaintiff, v. AMERICAN...

... AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY, Plaintiffs, v. DANIEL BLANK and SHERWIN A. ESTERMAN, Defendants No. 02.... Upon consideration of the Complaint and motion for immediate injunctive relief, with supporting affidavit and memorandum of plaintiffs American Express Financial Advisors Inc. and ID...clients to terminate their agreements with American Express, its affiliates, issuers, and/or financial advisors or to terminate, surrender, redeem, and/or cancel products and services acquired or...

... IN RE: WANDA B. SEARS, CHAPTER 7 DEBTOR. AMERICAN EXPRESS FINANCIAL ADVISORS, INC., PLAINTIFF v. WANDA B. SEARS, DEFENDANT. Case No. 03-03328...Dischargeability, To Deny Discharge And For Declaratory Judgment (the "Complaint") filed by American Express Financial Advisors, Inc. ("AEFA"), which has filed a Response to the Motion to Dismiss...

...) 04-29-2013 ROBERT BAKER, individually and as Executor IN RE ESTATE OF KATE BAKER, Plaintiff, v. AMERICAN EXPRESS, INC.,; AMERICAN EXPRESS ...Change Systems, Inc., 20 Cal. 4th 1135, 1138 (1999). Mere membership in a large organization or mere religious affiliation would not...